Customer Orders. In order to ensure as fair treatment as possible for customers, CESL’s Order Execution Policy requires CESL to take all sufficient steps to achieve the best overall trading result for customers, to exercise consistent standards and operate the same processes across all markets in which it operates in relation to all clients and financial instruments. More information is included in the CESL’s Order Execution Policy that can be obtained by contacting CESL’s Compliance Officer. Aggregation will only be permitted if it can be demonstrated that the aggregation will result in a favourable execution for all the clients concerned. More information is included in “Aggregation of Orders” in the Section 8 of the Agreement. There may be occasions when customer orders may have a material effect on a relevant securities price and in order to ensure fair and orderly dealing staff are required to consider potential market impact prior to submitting such orders In order to ensure a fair and orderly dealing environment within the market, CESL further ensures that its staff comply with the provisions of the Market Abuse Regulation EU 596/2014, as amended, as well as the relevant FCA Rules, which aim to prevent xxxxxxx xxxxxxx, the misuse of information and market manipulation.
Appears in 5 contracts
Samples: Client Brokerage Agreement, Client Brokerage Agreement, Client Brokerage Agreement
