Dealer Manager Agreement. By Dealer’s acceptance of this Agreement, Dealer will become one of the “Participating Dealers” referred to in the Dealer Manager Agreement and will be entitled and subject to the terms and conditions of the Dealer Manager Agreement, including, but not limited to, Section 8.4 of the Dealer Manager Agreement (or, in the event of a Follow-On Offering, the equivalent section of the applicable Follow-On Dealer Manager Agreement) wherein the Dealers severally agree to indemnify and hold harmless the Company, the Dealer Manager and each of their respective Indemnified Parties. Dealer hereby agrees to solicit, as an independent contractor and not as the agent of the Dealer Manager or of the Company (or their affiliates), persons acceptable to the Company to purchase the Shares pursuant to the subscription agreement in the form attached to the Prospectus and in accordance with the terms of the Prospectus or, in the event of a Follow-On Offering, the prospectus (a “Follow-On Prospectus”) and the subscription agreement applicable to such Follow-On Offering. Dealer hereby agrees to use its best efforts to sell the Shares for cash on the terms and conditions stated in the Prospectus (and, in the event of a Follow-On Offering, the applicable Follow-On Prospectus). Nothing in this Agreement shall be deemed or construed to make Dealer an employee, agent, representative or partner of the Dealer Manager, or the Company, and Dealer is not authorized to act for the Dealer Manager or the Company or to make any representations on their behalf except as set forth in the Prospectus (or the applicable Follow-On Prospectus) and such other printed sales literature or other materials furnished to Dealer by the Dealer Manager, provided that the use of such sales literature and other materials has been approved for use in advance by the Company and all appropriate regulatory agencies (“Supplemental Information”).
Appears in 7 contracts
Samples: Dealer Manager Agreement (NexPoint Capital, Inc.), Dealer Manager Agreement (Sierra Income Corp), Dealer Manager Agreement (Sierra Income Corp)
Dealer Manager Agreement. The Dealer Manager has entered into the Dealer Manager Agreement (the “Dealer Manager Agreement”) with the Company and Cantor Real Estate Investment Management, LLC, a Delaware limited liability company (the “Sponsor”) dated , 2016, in the form attached hereto as Exhibit “A.” The terms of the Dealer Manager Agreement relating to the Dealer are incorporated herein by reference as if set forth verbatim. By Dealer’s your acceptance of this Agreement, Dealer you will become one of the “Participating Dealers” Dealers referred to in such Dealer Manager Agreement, as well as a third-party beneficiary of the Dealer Manager Agreement and as set forth in Section 14 thereof, and, in particular, will be entitled and subject to the terms and conditions indemnification provisions contained in Section 7 of the Dealer Manager Agreement, including, but not limited to, Section 8.4 of the such Dealer Manager Agreement (or, in the event of a Follow-On Offering, the equivalent section of the applicable Follow-On Dealer Manager Agreement) wherein the Dealers severally agree to indemnify and hold harmless the Company, the Dealer Manager Manager, the Sponsor and each officer and director thereof, and each person, if any, who controls the Company, the Dealer Manager, or the Sponsor within the meaning of their respective Indemnified Parties. Dealer hereby agrees to solicitthe Securities Act of 1933, as an independent contractor and amended (the “Securities Act”). Except as otherwise specifically stated herein, capitalized terms used in this Agreement not as otherwise defined herein shall have the agent of meanings given them in the Dealer Manager or Agreement. The Shares are to be offered solely through broker dealers who are members of the Company Financial Industry Regulatory Authority, Inc. (or their affiliates“FINRA”), persons acceptable to the Company to purchase the Shares pursuant to the subscription agreement in the form attached to the Prospectus and in accordance with the terms of the Prospectus or, in the event of a Follow-On Offering, the prospectus (a “Follow-On Prospectus”) and the subscription agreement applicable to such Follow-On Offering. The Dealer hereby agrees to use its best efforts to sell the Shares for cash on the terms and conditions stated in the Prospectus (andProspectus. The Dealer shall indicate on Schedule 1 to this Agreement whether the Dealer has elected to use its best efforts to sell Class A Shares, in the event Class T Shares or both classes of a Follow-On Offering, the applicable Follow-On Prospectus)Shares. Nothing in this Agreement shall be deemed or construed to make the Dealer an employee, agent, representative or partner of the Dealer Manager, Manager or of the Company, and the Dealer is not authorized to act for the Dealer Manager or the Company or to make any representations on their behalf except as set forth in the Prospectus (or the applicable Follow-On Prospectus) and such other printed supplemental sales literature or other materials furnished to Dealer by the Dealer Managermaterials, provided that the use of such sales literature literature, advertising and other materials has material as shall have been previously approved for use in advance by the Company or an authorized agent of the Company in writing and all appropriate regulatory agencies (the “Supplemental InformationAuthorized Sales Materials”). The Company has filed with the Securities and Exchange Commission (the “Commission”) the Registration Statement, including the Prospectus, for the registration of the offering of the Shares under the Securities Act. Such Registration Statement has been declared effective by the Commission, or will be declared effective prior to commencement of the offering. The offering of the Shares has also been qualified in all fifty states of the United States, Puerto Rico and the District of Columbia, or will be so qualified prior to commencement of the offering in any such jurisdiction. The Dealer Manager will provide the Dealer as many copies of the Prospectus as the Dealer may from time to time reasonably request.
Appears in 6 contracts
Samples: Selected Dealer Agreement (Rodin Income Trust, Inc.), Selected Dealer Agreement (Rodin Income Trust, Inc.), Selected Dealer Agreement (Rodin Global Access Property Trust, Inc.)
Dealer Manager Agreement. By Dealer’s acceptance of this Agreement, Dealer will become one of the “Participating Dealers” referred to in the Dealer Manager Agreement and will be entitled and subject to the terms and conditions of the Dealer Manager Agreement, including, but not limited to, Section 8.4 9.4 of the Dealer Manager Agreement (or, in the event of a Follow-On Offering, the equivalent section of the applicable Follow-On Dealer Manager Agreement) wherein the Dealers severally agree to indemnify indemnify, defend and hold harmless the Company, the Dealer Manager and Manager, each of their respective Indemnified Parties, and each person who signs the Registration Statement, from and against any losses, claims, expenses, damages or liabilities to which the Company, the Dealer Manager, or any of their respective Indemnified Parties, or any person who signed the Registration Statement, may become subject, under the Securities Act or otherwise. Dealer hereby agrees to solicit, as an independent contractor and not as the agent of the Dealer Manager or of the Company (or their affiliates), persons acceptable to the Company to purchase the Shares Units pursuant to the subscription agreement in the form attached to the Prospectus and in accordance with the terms of the Prospectus or, in the event of a Follow-On Offering, the prospectus (a “Follow-On Prospectus”) and the subscription agreement applicable to such Follow-On Offeringagreement. Dealer hereby agrees to use its best efforts to sell the Shares Units for cash on the terms and conditions stated in the Prospectus (and, in the event of a Follow-On Offering, the applicable Follow-On Prospectus). Nothing in this Agreement shall be deemed or construed to make Dealer an employee, agent, representative or partner of the Dealer Manager, Manager or the Company, and Dealer is not authorized to act for the Dealer Manager or the Company or to make any representations on their behalf except as set forth in the Prospectus (or the applicable Follow-On Prospectus) and such other printed sales literature or other materials Authorized Sales Materials furnished to Dealer by the Dealer Manager, provided that the use of such sales literature and other materials Authorized Sales Materials has been approved for use in advance by the Company and all appropriate regulatory agencies (“Supplemental Information”)agencies.
Appears in 4 contracts
Samples: Dealer Manager Agreement (TriLinc Global Impact Fund LLC), Participating Broker Dealer Agreement (TriLinc Global Impact Fund LLC), Participating Broker Dealer Agreement (TriLinc Global Impact Fund LLC)
Dealer Manager Agreement. The Dealer Manager has entered into a Dealer Manager Agreement (the “Dealer Manager Agreement”) with the Company dated [ , ] in the form attached hereto as Exhibit “A.” By Dealer’s your acceptance of this Agreement, Dealer you will become one of the “Participating Dealers” Dealers referred to in such Agreement between the Company and the Dealer Manager Agreement and will be entitled and subject to the terms and conditions of the Dealer Manager indemnification provisions contained in such Agreement, including, but not limited to, including the provisions of Section 8.4 4 of the Dealer Manager such Agreement (or, in the event of a Follow-On Offering, the equivalent section of the applicable Follow-On Dealer Manager Agreement) wherein the Dealers severally agree to indemnify and hold harmless the Company, the Dealer Manager and each of their respective Indemnified Parties. Dealer hereby agrees to solicitofficer and director thereof, as an independent contractor and not as each person, if any, who controls the agent of Company or the Dealer Manager or within the meaning of the Company (or their affiliates)Securities Act of 1933, persons acceptable to as amended. Except as otherwise specifically stated herein, all terms used in this Agreement have the Company to purchase the Shares pursuant to the subscription agreement meanings provided in the form attached Dealer Manager Agreement. The Shares are to the Prospectus and in accordance with the terms be offered solely through broker-dealers who are members of the Prospectus orFinancial Industry Regulatory Authority, in the event of a Follow-On Offering, the prospectus Inc. (a “Follow-On ProspectusFINRA”) and the subscription agreement applicable to such Follow-On Offering). The Dealer hereby agrees to use its best efforts to sell the Shares for cash on the terms and conditions stated in the Prospectus (and, in the event of a Follow-On Offering, the applicable Follow-On Prospectus). Nothing in this Agreement shall be deemed or construed to make the Dealer an employee, agent, representative or partner of the Dealer Manager, Manager or of the Company, and the Dealer is not authorized to act for the Dealer Manager or the Company or to make any representations on their behalf except as set forth in the Prospectus (or the applicable Follow-On Prospectus) and such other printed sales literature or other materials information furnished to the Dealer by the Dealer Manager, provided that the use of such sales literature and other materials has been approved for use in advance by Manager or the Company and all appropriate regulatory agencies to supplement the Prospectus (“Supplemental Informationsupplemental information”). The Company has filed with the Securities and Exchange Commission (the “Commission”) the Registration Statement, including the Prospectus, for the registration of the offering of the Shares under the Securities Act of 1933, as amended (the “Securities Act”). The Dealer Manager will provide the Dealer as many copies of the Prospectus as the Dealer may from time to time reasonably request.
Appears in 3 contracts
Samples: Selected Dealer Agreement (Dividend Capital Total Realty Trust Inc.), Selected Dealer Agreement (Dividend Capital Total Realty Trust Inc.), Dealer Manager Agreement (Dividend Capital Total Realty Trust Inc.)
Dealer Manager Agreement. By Dealer’s acceptance of this Agreement, The Dealer will become one of Manager has entered into a Dealer Manager Agreement (the “Participating Dealers” referred to Dealer Manager Agreement”), dated , 2018, with the Company attached hereto as Exhibit A. Except as otherwise specifically stated herein, all terms used in this Agreement have the meanings provided in the Dealer Manager Agreement and will be entitled and subject to the terms and conditions of Agreement. As described in the Dealer Manager Agreement, including, but not limited to, Section 8.4 the Company has filed a Registration Statement with the U.S. Securities and Exchange Commission (the “SEC”) registering an ongoing offering (“Offering”) of shares of one or more classes (the “Shares”) of the Dealer Manager Agreement (orCompany’s Common Stock. In this Agreement, in unless explicitly stated otherwise, any references to the event of a Follow-On Registration Statement, the Offering, the equivalent section of Shares or the applicable Follow-On Dealer Manager Agreement) wherein the Dealers severally agree Prospectus with respect to indemnify and hold harmless the Company, the Dealer Manager and each of their respective Indemnified Parties. Dealer hereby agrees to solicit, as an independent contractor and not as the agent of the Dealer Manager or of the Company (or their affiliates), persons acceptable other shall mean only those that are all related to the Company to purchase the Shares pursuant to the subscription agreement in the form attached to the Prospectus and in accordance with the terms of the Prospectus or, in the event of a Follow-On Offering, the prospectus (a “Follow-On Prospectus”) and the subscription agreement applicable to such Follow-On Offeringsame Registration Statement. The Dealer hereby agrees to use its best efforts to sell the Shares for cash on the terms and conditions stated in the Prospectus (and, in the event of a Follow-On Offering, the applicable Follow-On Prospectus). Nothing in this Agreement shall be deemed or construed to make the Dealer an employee, agent, representative or partner of the Dealer Manager, Manager or of the Company, and the Dealer is not authorized to act for the Dealer Manager or the Company or to make any representations on their behalf except as set forth in the Prospectus (or and in the applicable Follow-On Prospectus) and such other printed sales literature or other materials furnished Authorized Sales Materials. By your acceptance of this Agreement, you will become one of the Dealers referred to Dealer by in the Dealer Manager, provided that the use of such sales literature and other materials has been approved for use in advance by Manager Agreement between the Company and all appropriate regulatory agencies (“Supplemental Information”)the Dealer Manager and will be entitled and subject to the indemnification provisions contained in the Dealer Manager Agreement, including the provisions of Section 5 of the Dealer Manager Agreement wherein the Dealers severally agree to indemnify and hold harmless the Company, Oaktree Capital Group, LLC and its affiliates, the Dealer Manager and each officer and director thereof, and each person, if any, who controls the Company or the Dealer Manager within the meaning of the Securities Act.
Appears in 3 contracts
Samples: Dealer Manager Agreement (Oaktree Real Estate Income Trust, Inc.), Selected Dealer Agreement (Oaktree Real Estate Income Trust, Inc.), Selected Dealer Agreement (Oaktree Real Estate Income Trust, Inc.)
Dealer Manager Agreement. By Dealer’s acceptance of this Agreement, Dealer will become one of a. The Company has entered into a dealer manager agreement (the “Participating Dealers” referred to in Dealer Manager Agreement”) with the Dealer Manager, whereby the Dealer Manager Agreement and will be entitled and subject acts as the dealer manager in connection with the Offering of the Shares (each as defined below) to the terms public and conditions of may retain broker-dealers to act as its agents in connection with such Offering.
b. As described in the Dealer Manager Agreement, including, but not limited to, Section 8.4 of the Dealer Manager Company has filed one or more registration statements with the Securities and Exchange Commission (the “SEC”) that are listed on Schedule III to this Agreement (oreach, in a “Registration Statement”), which Schedule III may be amended from time to time with the event of a Follow-On Offering, the equivalent section of the applicable Follow-On Dealer Manager Agreement) wherein the Dealers severally agree to indemnify and hold harmless the Company, the Dealer Manager and each of their respective Indemnified Parties. Dealer hereby agrees to solicit, as an independent contractor and not as the agent of the Dealer Manager or written consent of the Company (or their affiliates), persons acceptable to the Company to purchase the Shares pursuant to the subscription agreement in the form attached to the Prospectus and in accordance with the terms of the Prospectus or, in the event of a Follow-On Offering, the prospectus (a “Follow-On Prospectus”) and the subscription agreement applicable to such Follow-On Offering. Dealer hereby agrees to use its best efforts to sell the Shares for cash on the terms and conditions stated in the Prospectus (and, in the event of a Follow-On Offering, the applicable Follow-On Prospectus). Nothing in this Agreement shall be deemed or construed to make Dealer an employee, agent, representative or partner of the Dealer Manager. Any new Registration Statement will be added to Schedule III upon its initial effectiveness with the SEC. Each Registration Statement shall register an ongoing public offering (each, or an “Offering”) of Common Stock, which may consist of Class T, Class S, Class D and/or Class I Shares of Common Stock (the Company, “Shares”).
c. The Offering is and Dealer is not authorized to act for the Dealer Manager or the Company or to make any representations on their behalf except as shall be comprised of a maximum amount of Shares set forth in the Prospectus (or as defined below) that will be issued and sold to the applicable Follow-On Prospectuspublic at the public offering prices per Share set forth in the Prospectus pursuant to a primary offering (the “Primary Shares”) and the Company’s distribution reinvestment plan (the “DRIP Shares”). In connection with the Offering, the minimum purchase by any one person shall be as set forth in the Prospectus. In this Agreement, unless explicitly stated otherwise, the “Prospectus” means, at any given time, each Prospectus contained in a Registration Statement, except that if the prospectus or prospectus supplement filed by the Company pursuant to Rule 424(b) under the Securities Act of 1933, as amended (the “Securities Act”), shall differ from the Prospectus on file with respect to such other printed sales literature Registration Statement at its effective date, the term “Prospectus” shall include such prospectus or other materials furnished prospectus supplement filed pursuant to Rule 424(b).
d. Notwithstanding the foregoing, if any new Registration Statement is added to Schedule III to this Agreement, the Dealer by Manager will promptly give Dealer written notice of such addition. Schedule III to the Dealer Manager Agreement may be amended from time to time with the written consent of the Company and the Dealer Manager. However, provided that the use addition or removal of Registration Statements from Schedule III to this Agreement shall only apply prospectively and shall not affect the respective agreements, representations and warranties of the Company, the Adviser, the Dealer Manager and Dealer prior to receipt by Dealer of copies of such amendments to Schedule III to this Agreement. It is possible that more than one Registration Statement may be listed on Schedule III during times of transition from one Registration Statement to another, during which time offers or sales literature may be made pursuant to either Registration Statement. In such event, the Dealer Manager shall (a) communicate to Dealer details about the transition from one Registration Statement to the next, including when sales may be made pursuant to the most recent Registration Statement and when sales will cease pursuant to the older Registration Statement and (b) provide Dealer with sufficient copies of the appropriate Prospectus and other offering materials has been approved for use in advance order to continue to make offers and sales throughout such transition period.
e. In this Agreement, unless explicitly stated otherwise, the “Registration Statement” means, at any given time, each of the registration statements listed on Schedule III to this Agreement, as such Schedule III may be amended from time to time, as each such registration statement is finally amended and revised at the effective date of the registration statement (including at the effective date of any post-effective amendment thereto). In this Agreement, unless explicitly stated otherwise, the “Offering” means, at any given time, an offering covered by a Registration Statement and “Shares” means the Company and Shares being offered in an Offering. In this Agreement, unless explicitly stated otherwise, any references to the Registration Statement, the Offering, the Shares or the Prospectus with respect to each other shall mean only those that are all appropriate regulatory agencies (“Supplemental Information”)related to the same Registration Statement.
Appears in 3 contracts
Samples: Dealer Manager Agreement (Brookfield Real Estate Income Trust Inc.), Dealer Manager Agreement (Oaktree Real Estate Income Trust, Inc.), Adviser Transition Agreement (Oaktree Real Estate Income Trust, Inc.)
Dealer Manager Agreement. By Dealer’s acceptance of this Agreement, Dealer will become one of the “Participating Dealers” referred to in the Dealer Manager Agreement and will be entitled and subject to the terms and conditions of the Dealer Manager Agreement, including, but not limited to, Section 8.4 of the Dealer Manager Agreement (or, in the event of a the Follow-On Offering, the equivalent section of the applicable Follow-On Dealer Manager Agreement) wherein the Dealers severally agree to indemnify and hold harmless the Company, the Dealer Manager and each of their respective Indemnified Parties. Dealer hereby agrees to solicit, as an independent contractor and not as the agent of the Dealer Manager or of the Company (or their affiliates), persons acceptable to the Company to purchase the Shares pursuant to the subscription agreement Subscription Agreement in the form attached to the Prospectus and in accordance with the terms of the Prospectus or, in the event of a the Follow-On Offering, the prospectus (a the “Follow-On Prospectus”) and the subscription agreement Subscription Agreement applicable to such the Follow-On Offering. Dealer hereby agrees to use its best efforts to sell the Shares for cash on the terms and conditions stated in the Prospectus (and, in the event of a the Follow-On Offering, the applicable Follow-On Prospectus). Nothing in this Agreement shall be deemed or construed to make Dealer an employee, agent, representative or partner of the Dealer Manager, or the Company, and Dealer is not authorized to act for the Dealer Manager or the Company or to make any representations on their behalf except as set forth in the Prospectus (or the applicable Follow-On Prospectus) and such other printed sales literature or other materials furnished to Dealer by the Dealer Manager, provided that the use of such sales literature and other materials has been approved for use in advance by the Company and all appropriate regulatory agencies (“Supplemental Information”).
Appears in 3 contracts
Samples: Dealer Manager Agreement (Nexpoint Multifamily Realty Trust, Inc.), Dealer Manager Agreement (NexPoint Hospitality Trust, Inc.), Dealer Manager Agreement (Nexpoint Multifamily Realty Trust, Inc.)
Dealer Manager Agreement. By Dealer’s acceptance Prospect Flexible Income Management, LLC is the investment adviser of the Company (the “Adviser”). The Dealer Manager has entered into a dealer manager agreement with the Company in the form attached hereto as Exhibit A (the “Dealer Manager Agreement”). Upon effectiveness of this Participating Dealer Agreement (this “Agreement”) pursuant to Section XII below, Dealer you will become one of the “Participating Dealers” Dealers referred to in the Dealer Manager Agreement and will be entitled and subject to the terms and conditions of provisions contained in the Dealer Manager Agreement, including, but not limited to, Section 8.4 including the provisions of the Dealer Manager Agreement (or, in the event of a Follow-On Offering, the equivalent section wherein each of the applicable Follow-On Dealer Manager Agreement) wherein the Participating Dealers severally agree agrees to indemnify and hold harmless the Company, the Dealer Manager and each of their respective Indemnified Parties. Dealer hereby agrees officers and directors, including any persons named in any of the Registration Statements with his consent to solicitbecome a director), each person who has signed the Registration Statement and each person, if any, who controls such entity within the meaning of the Securities Act of 1933, as an independent contractor amended (the “Securities Act”) or the Securities Exchange Act of 1934, as amended (the “Exchange Act”). Except as otherwise set forth herein, capitalized terms used and not as otherwise defined herein shall have the agent of meanings given them in the Dealer Manager or Agreement. The Offered Shares are offered solely through broker-dealers who are members in good standing of the Company Financial Industry Regulatory Authority (or their affiliates“FINRA”), persons acceptable to the Company to purchase the Shares pursuant to the subscription agreement in the form attached to the Prospectus and in accordance with the terms of the Prospectus or, in the event of a Follow-On Offering, the prospectus (a “Follow-On Prospectus”) and the subscription agreement applicable to such Follow-On Offering. Participating Dealer hereby agrees to use its best efforts to sell the Offered Shares for cash on the terms and conditions stated in the Prospectus (and, in the event of a Follow-On Offering, the applicable Follow-On Company’s Prospectus). Nothing in this Agreement shall be deemed or construed to make Participating Dealer an employee, agent, representative or representative, partner of the Dealer Manager, the Company or the CompanyAdviser, and Participating Dealer is not authorized to act for the Dealer Manager Manager, the Company or the Company Adviser or to make any representations on their behalf except as set forth in the Prospectus (or the applicable Follow-On Prospectus) and such other any printed sales literature or other materials furnished to Dealer prepared by the Company, the Adviser or the Dealer Manager, provided that the use of such said sales literature and other materials has been approved for use in advance by the Company in writing and all appropriate regulatory agencies (the “Supplemental InformationAuthorized Sales Materials”). In the event that the Company uses printed materials in connection with the Offering prepared by the Company, the Adviser or the Dealer Manager intended for “broker-dealer use only,” Participating Dealer shall use such “broker-dealer use only” materials in accordance with Section V below.
Appears in 3 contracts
Samples: Dealer Manager Agreement (Prospect Flexible Income Fund, Inc.), Dealer Manager Agreement (TP Flexible Income Fund, Inc.), Dealer Manager Agreement (TP Flexible Income Fund, Inc.)
Dealer Manager Agreement. The Dealer Manager has entered into an agreement with the Company called the Dealer Manager Agreement dated [ , 2013], attached hereto as Exhibit A (the “Dealer Manager Agreement”). The terms of the Dealer Manager Agreement relating to the Dealer are incorporated herein by reference as if set forth verbatim and capitalized terms not otherwise defined herein shall have the meanings given them in the Dealer Manager Agreement. By Dealer’s your acceptance of this Selected Dealer Agreement (the “Agreement” or this “Agreement”), Dealer you will become one of the “Participating Dealers” Dealers referred to in the Dealer Manager Agreement and will be entitled and subject to the terms and conditions of indemnification provisions contained in the Dealer Manager Agreement, including, but not limited to, Section 8.4 including the provisions of the Dealer Manager Agreement (or, in the event of a Follow-On Offering, the equivalent section of the applicable Follow-On Dealer Manager Agreement) wherein the Dealers severally agree to indemnify and hold harmless the Company, the Dealer Manager and each of their respective Indemnified Parties. Dealer hereby agrees to solicitofficer and director thereof, as an independent contractor and not as each person, if any, who controls the agent of Company or the Dealer Manager or within the meaning of the Company Securities Act of 1933, as amended (or their affiliatesthe “Securities Act”). Except as otherwise specifically stated herein, persons acceptable to all terms used in this Agreement have the Company to purchase the Shares pursuant to the subscription agreement meanings provided in the form attached to the Prospectus and in accordance with the terms of the Prospectus or, in the event of a Follow-On Offering, the prospectus (a “Follow-On Prospectus”) and the subscription agreement applicable to such Follow-On OfferingDealer Manager Agreement. The Dealer hereby agrees to use its best efforts to sell the Shares for cash on the terms and conditions stated in the Prospectus (and, in the event of a Follow-On Offering, the applicable Follow-On Prospectus). Nothing in this Agreement shall be deemed or construed to make the Dealer an employee, agent, representative or partner of the Dealer Manager, Manager or of the Company, and the Dealer is not authorized to act for the Dealer Manager or the Company or to make any representations on their behalf except as set forth in the Prospectus (or the applicable Follow-On Prospectus) and such other printed sales literature or other materials information furnished to the Dealer by the Dealer Manager, provided that the use of such sales literature and other materials has been approved for use in advance by Manager or the Company and all appropriate regulatory agencies to supplement the Prospectus (“Supplemental Informationsupplemental information”).
Appears in 3 contracts
Samples: Dealer Manager Agreement (Pathway Energy Infrastructure Fund, Inc.), Dealer Manager Agreement (Priority Senior Secured Income Fund, Inc.), Dealer Manager Agreement (Priority Senior Secured Income Fund, Inc.)
Dealer Manager Agreement. The Dealer Manager has entered into an agreement with the Company and the Operating Partnership called the Dealer Manager Agreement dated , 2004, in the form attached hereto as Exhibit A (the “Dealer Manager Agreement”). By Dealer’s your acceptance of this Participating Dealer Agreement (this “Agreement”), Dealer you will become one of the “Participating Dealers” Dealers referred to in the Dealer Manager Agreement and will be entitled and subject to the terms and conditions of provisions contained in the Dealer Manager Agreement, including, but not limited to, Section 8.4 including the provisions of the Dealer Manager Agreement (or, in the event of a Follow-On Offering, the equivalent section of the applicable Follow-On Dealer Manager Agreement) wherein the Participating Dealers severally agree to indemnify and hold harmless the Company, the Operating Partnership, the Dealer Manager and each of their respective Indemnified Parties. Dealer hereby agrees to solicitofficer and director thereof, as an independent contractor and not as each person, if any, who controls the agent of Company and the Dealer Manager or within the meaning of the Company Securities Act of 1933, as amended (the “Securities Act”) or their affiliatesthe Securities Exchange Act of 1934, as amended (the “Exchange Act”). Except as otherwise set forth herein, persons acceptable to capitalized terms used and not otherwise defined herein shall have the Company to purchase the Shares pursuant to the subscription agreement meanings given them in the form attached to the Prospectus and Dealer Manager Agreement. The Shares are offered solely through broker-dealers who are members in accordance with the terms good standing of the Prospectus orNational Association of Securities Dealers, in the event of a Follow-On Offering, the prospectus Inc. (a “Follow-On ProspectusNASD”) and the subscription agreement applicable to such Follow-On Offering). Participating Dealer hereby agrees to use its best efforts to sell the Shares for cash on the terms and conditions stated in the Prospectus (and, in the event of a Follow-On Offering, the applicable Follow-On Prospectus). Nothing in this Agreement shall be deemed or construed to make Participating Dealer an employee, agent, representative or partner of the Dealer Manager, the Company or the CompanyOperating Partnership, and Participating Dealer is not authorized to act for the Dealer Manager Manager, the Company or the Company Operating Partnership or to make any representations on their behalf except as set forth in the Prospectus (or the applicable Follow-On Prospectus) and such other printed sales literature or other materials furnished to Dealer by the Dealer Manager, provided that the use of such sales literature and other materials has been approved for use in advance by the Company and all appropriate regulatory agencies (“Supplemental Information”)any Authorized Sales Materials.
Appears in 3 contracts
Samples: Dealer Manager Agreement (Paladin Realty Income Properties Inc), Dealer Manager Agreement (Paladin Realty Income Properties Inc), Dealer Manager Agreement (Paladin Realty Income Properties Inc)
Dealer Manager Agreement. The Dealer Manager has entered into a Second Amended and Restated Dealer Manager Agreement (the “Dealer Manager Agreement”) with the Company dated [ , ], attached hereto as Exhibit “A.” By Dealer’s your acceptance of this Agreement, Dealer you will become one of the “Participating Dealers” Dealers referred to in such Agreement between the Company and the Dealer Manager Agreement and will be entitled and subject to the terms and conditions of the Dealer Manager indemnification provisions contained in such Agreement, including, but not limited to, including the provisions of Section 8.4 4 of the Dealer Manager such Agreement (or, in the event of a Follow-On Offering, the equivalent section of the applicable Follow-On Dealer Manager Agreement) wherein the Dealers severally agree to indemnify and hold harmless the Company, the Dealer Manager and each of their respective Indemnified Parties. Dealer hereby agrees to solicitofficer and director thereof, as an independent contractor and not as each person, if any, who controls the agent of Company or the Dealer Manager or within the meaning of the Company (or their affiliates)Securities Act of 1933, persons acceptable to as amended. Except as otherwise specifically stated herein, all terms used in this Agreement have the Company to purchase the Shares pursuant to the subscription agreement meanings provided in the form attached Dealer Manager Agreement. The Shares are to the Prospectus and in accordance with the terms be offered solely through broker-dealers who are members of the Prospectus orFinancial Industry Regulatory Authority, in the event of a Follow-On Offering, the prospectus Inc. (a “Follow-On ProspectusFINRA”) and the subscription agreement applicable to such Follow-On Offering). The Dealer hereby agrees to use its best efforts to sell the Shares for cash on the terms and conditions stated in the Prospectus (and, in the event of a Follow-On Offering, the applicable Follow-On Prospectus). Nothing in this Agreement shall be deemed or construed to make the Dealer an employee, agent, representative or partner of the Dealer Manager, Manager or of the Company, and the Dealer is not authorized to act for the Dealer Manager or the Company or to make any representations on their behalf except as set forth in the Prospectus (or the applicable Follow-On Prospectus) and such other printed sales literature or other materials information furnished to the Dealer by the Dealer Manager, provided that the use of such sales literature and other materials has been approved for use in advance by Manager or the Company and all appropriate regulatory agencies to supplement the Prospectus (“Supplemental Informationsupplemental information”).
Appears in 2 contracts
Samples: Dealer Manager Agreement (Dividend Capital Diversified Property Fund Inc.), Selected Dealer Agreement (Dividend Capital Diversified Property Fund Inc.)
Dealer Manager Agreement. The Dealer Manager has entered into an agreement with the Company called the Dealer Manager Agreement dated [ _________], 2008, in the form attached hereto as Exhibit A (the “Dealer Manager Agreement”). The terms of the Dealer Manager Agreement relating to the Dealer are incorporated herein by reference as if set forth verbatim and capitalized terms not otherwise defined herein shall have the meanings given them in the Dealer Manager Agreement. By Dealer’s your acceptance of this Agreement, Dealer you will become one of the “Participating Dealers” Dealers referred to in the Dealer Manager Agreement and will be entitled and subject to the terms and conditions of indemnification provisions contained in the Dealer Manager Agreement, including, but not limited to, Section 8.4 including the provisions of the Dealer Manager Agreement (or, in the event of a Follow-On Offering, the equivalent section of the applicable Follow-On Dealer Manager Agreement) wherein the Dealers severally agree to indemnify and hold harmless the Company, the Dealer Manager and each of their respective Indemnified Parties. Dealer hereby agrees to solicitofficer and director thereof, as an independent contractor and not as each person, if any, who controls the agent of Company and the Dealer Manager or within the meaning of the Company Securities Act of 1933, as amended (or their affiliatesthe “Securities Act”). Except as otherwise specifically stated herein, persons acceptable to all terms used in this Agreement have the Company to purchase the Shares pursuant to the subscription agreement meanings provided in the form attached to the Prospectus and in accordance with the terms Dealer Manager Agreement. The Shares are offered solely through broker-dealers who are members of the Prospectus orFinancial Industry Regulatory Authority, in the event of a Follow-On Offering, the prospectus Inc. (a “Follow-On ProspectusFINRA”) and the subscription agreement applicable to such Follow-On Offering). Dealer hereby agrees to use its best efforts to sell the Shares for cash on the terms and conditions stated in the Prospectus (and, in the event of a Follow-On Offering, the applicable Follow-On Prospectus). Nothing in this Agreement shall be deemed or construed to make Dealer an employee, agent, representative or partner of the Dealer Manager, Manager or of the Company, and Dealer is not authorized to act for the Dealer Manager or the Company or to make any representations on their behalf except as set forth in the Prospectus (or the applicable Follow-On Prospectus) and such other printed sales literature or other materials information furnished to Dealer by the Dealer Manager, provided that the use of such sales literature and other materials has been approved for use in advance by Manager or the Company and all appropriate regulatory agencies to supplement the Prospectus (“Supplemental Informationsupplemental information”).
Appears in 2 contracts
Samples: Dealer Manager Agreement (Cole Retail Income Trust, Inc.), Dealer Manager Agreement (Cole Credit Property Trust III, Inc.)
Dealer Manager Agreement. By Dealer’s acceptance of this Agreement, Dealer will become one of the “Participating Dealers” referred to in the Dealer Manager Agreement and will be entitled and subject to the terms and conditions of the Dealer Manager Agreement, including, but not limited to, Section 8.4 of the Dealer Manager Agreement (or, in the event of a Follow-On Offering, the equivalent section of the applicable Follow-On Dealer Manager Agreement) wherein the Dealers severally agree to indemnify and hold harmless the Company, the Operating Partnership, the Dealer Manager and each of their respective Indemnified Parties. Dealer hereby agrees to solicit, as an independent contractor and not as the agent of the Dealer Manager or of the Company (or their affiliates), persons acceptable to the Company to purchase the Shares pursuant to the subscription agreement in the form attached to the Prospectus and in accordance with the terms of the Prospectus or, in the event of a Follow-On Offering, the prospectus (a “Follow-On Prospectus”) and the subscription agreement applicable to such Follow-On Offering. Dealer hereby agrees to use its best efforts to sell the Shares for cash on the terms and conditions stated in the Prospectus (and, in the event of a Follow-On Offering, the applicable Follow-On Prospectus). Nothing in this Agreement shall be deemed or construed to make Dealer an employee, agent, representative or partner of the Dealer Manager, the Company or the CompanyOperating Partnership, and Dealer is not authorized to act for the Dealer Manager Manager, the Company or the Company Operating Partnership or to make any representations on their behalf except as set forth in the Prospectus (or the applicable Follow-On Prospectus) and such other printed sales literature or other materials furnished to Dealer by the Dealer Manager, provided that the use of such sales literature and other materials has been approved for use in advance by the Company and all appropriate regulatory agencies (“Supplemental Information”).
Appears in 2 contracts
Samples: Dealer Manager Agreement (O'Donnell Strategic Industrial REIT, Inc.), Dealer Manager Agreement (O'Donnell Strategic Gateway REIT, Inc.)
Dealer Manager Agreement. The Dealer Manager has entered into an agreement with the Company called the Dealer Manager Agreement dated , 2008, in the form attached hereto as Exhibit A (the “Dealer Manager Agreement”). The terms of the Dealer Manager Agreement relating to the Dealer are incorporated herein by reference as if set forth verbatim and capitalized terms not otherwise defined herein shall have the meanings given them in the Dealer Manager Agreement. By Dealer’s your acceptance of this Agreement, Dealer you will become one of the “Participating Dealers” Dealers referred to in the Dealer Manager Agreement and will be entitled and subject to the terms and conditions of indemnification provisions contained in the Dealer Manager Agreement, including, but not limited to, Section 8.4 including the provisions of the Dealer Manager Agreement (or, in the event of a Follow-On Offering, the equivalent section of the applicable Follow-On Dealer Manager Agreement) wherein the Dealers severally agree to indemnify and hold harmless the Company, the Dealer Manager and each of their respective Indemnified Parties. Dealer hereby agrees to solicitofficer and director thereof, as an independent contractor and not as each person, if any, who controls the agent of Company and the Dealer Manager or within the meaning of the Company Securities Act of 1933, as amended (or their affiliatesthe “Securities Act”). Except as otherwise specifically stated herein, persons acceptable to all terms used in this Agreement have the Company to purchase the Shares pursuant to the subscription agreement meanings provided in the form attached to the Prospectus and in accordance with the terms of the Prospectus or, in the event of a Follow-On Offering, the prospectus (a “Follow-On Prospectus”) and the subscription agreement applicable to such Follow-On OfferingDealer Manager Agreement. Dealer hereby agrees to use its best efforts to sell the Shares for cash on the terms and conditions stated in the Prospectus Prospectus; provided, however, that that no offers or sales shall be made in connection with the Offering until am (andCST) on , in the event of a Follow-On Offering, the applicable Follow-On Prospectus)2008. Nothing in this Agreement shall be deemed or construed to make Dealer an employee, agent, representative or partner of the Dealer Manager, Manager or of the Company, and Dealer is not authorized to act for the Dealer Manager or the Company or to make any representations on their behalf except as set forth in the Prospectus (or the applicable Follow-On Prospectus) and such other printed sales literature or other materials information furnished to Dealer by the Dealer Manager, provided that the use of such sales literature and other materials has been approved for use in advance by Manager or the Company and all appropriate regulatory agencies to supplement the Prospectus (“Supplemental Informationsupplemental information”).
Appears in 2 contracts
Samples: Dealer Manager Agreement (Behringer Harvard Multifamily Reit I Inc), Dealer Manager Agreement (Behringer Harvard Multifamily Reit I Inc)
Dealer Manager Agreement. By Dealer’s your acceptance of this Agreement, Dealer you will become one of the “Participating Dealers” Dealers referred to in the Dealer Manager Agreement and will be entitled and subject to the terms provisions contained in such Dealer Manager Agreement related to the Dealers, including the representations and conditions warranties of the Company contained in Section 2 of the Dealer Manager Agreement and the indemnification provisions contained in Section 9 of the Dealer Manager Agreement, including, but not limited to, Section 8.4 including specifically the provisions of the such Dealer Manager Agreement (or, in the event of a Follow-On Offering, the equivalent section of the applicable Follow-On Dealer Manager AgreementSection 9(c)) wherein the Dealers each Dealer severally agree agrees to indemnify and hold harmless the Company, the Dealer Manager and each of their respective Indemnified Parties. officers and directors (including any person named in the Registration Statement, with his consent, who is about to become a director), each person who signed the Registration Statement and each person, if any, who controls the Company and the Dealer hereby agrees to solicitManager within the meaning of Section 15 of the Securities Act of 1933, as an independent contractor amended (the “Securities Act”). The indemnification and not as the agent contribution provisions contained in Sections 9 and 10 of the Dealer Manager or Agreement shall survive the termination of the Company (or their affiliates), persons acceptable to the Company to purchase the Shares pursuant to the subscription agreement in the form attached to the Prospectus and in accordance with the terms of the Prospectus or, in the event of a Follow-On Offering, the prospectus (a “Follow-On Prospectus”) this Agreement and the subscription agreement applicable to such Follow-On OfferingDealer Manager Agreement. Dealer hereby agrees to use its best efforts to sell the Shares for cash on the terms and conditions stated in the Prospectus (and, in the event of a Follow-On Offering, the applicable Follow-On Prospectus). Nothing in this Agreement shall be deemed or construed to make Dealer an employee, agent, representative or partner of the Dealer Manager, Manager or of the Company, and Dealer is not authorized to act for the Dealer Manager or the Company or to make any representations on their behalf except as set forth in the Prospectus (or the applicable Follow-On Prospectus) and such other printed sales literature or other materials information furnished to the Dealer by the Dealer Manager, provided that Manager to supplement the use of such sales literature and other materials has been approved for use in advance by the Company and all appropriate regulatory agencies Prospectus (“Supplemental Information”).
Appears in 2 contracts
Samples: Dealer Manager Agreement (Resource Real Estate Innovation Office REIT, Inc.), Dealer Manager Agreement (Resource Real Estate Innovation Office REIT, Inc.)
Dealer Manager Agreement. By Dealer’s acceptance of this Agreement, (a) The Dealer will become one of Manager has entered into a Dealer Manager Agreement (the “Participating Dealers” referred Dealer Manager Agreement”), dated [●] [●], 2023, with the Company attached hereto as Exhibit A. Capitalized terms used but not otherwise defined herein shall have the meanings ascribed to them in the Dealer Manager Agreement and will be entitled and subject to the terms and conditions of Agreement.
(b) As described in the Dealer Manager Agreement, including, but not limited to, Section 8.4 of the Dealer Manager Agreement (or, in the event of a Follow-On Offering, the equivalent section of the applicable Follow-On Dealer Manager Agreement) wherein the Dealers severally agree to indemnify and hold harmless the Company, the Dealer Manager and each of their respective Indemnified Parties. Dealer hereby agrees to solicit, as an independent contractor and not as the agent of the Dealer Manager or of the Company (or their affiliates), persons acceptable to the Company to purchase the Shares pursuant to the subscription agreement in the form attached to the Prospectus and in accordance has filed a Registration Statement with the terms of the Prospectus or, in the event of a Follow-On SEC registering an ongoing offering (“Offering, the prospectus (a “Follow-On Prospectus”) and the subscription agreement applicable to such Follow-On Offering. Dealer of Units.
(c) The Wholesaler hereby agrees to use its best efforts to:
(i) assist the Company and the Dealer Manager with the sale of Units through existing Dealers and broker-dealer platforms (the “Existing Participants”);
(ii) identify and introduce the Company and the Dealer Manager to sell additional broker-dealers and broker-dealer platforms (the Shares “Additional Participants” and, together with the Existing Participants, the “Offering Participants”) and to facilitate the execution of Participating Dealer Agreements between the Dealer Manager and such Additional Participants;
(iii) administer the process of obtaining due diligence and approval of the Offering for cash on Additional Participants;
(iv) provide training and education regarding the terms Company and conditions stated the Offering to Offering Participants;
(v) provide ongoing marketing and sales support for Offering Participants;
(vi) furnishing Authorized Sales Materials and Prospectuses to Offering Participants;
(vii) provide such other assistance and support to Offering Participants and otherwise participate in the Prospectus Offering as agreed to by the parties hereto.
(and, in the event of a Follow-On Offering, the applicable Follow-On Prospectus). d) Nothing in this Agreement shall be deemed or construed to make Dealer the Wholesaler an employee, agent, representative or partner of the Dealer Manager, Manager or the Company, and Dealer the Wholesaler is not authorized to act for the Dealer Manager or the Company or to make any representations on their behalf except as set forth in the Prospectus and in the Authorized Sales Materials.
(or e) By your acceptance of this Agreement, you will become one of the applicable Follow-On Prospectus) and such other printed sales literature or other materials furnished Wholesalers referred to Dealer by in the Dealer Manager, provided that the use of such sales literature and other materials has been approved for use in advance by Manager Agreement between the Company and all appropriate regulatory agencies (“Supplemental Information”)the Dealer Manager and will be entitled and subject to the indemnification provisions contained therein, including Section 5(e) of the Dealer Manager Agreement wherein the Wholesalers and Dealers agree to indemnify and hold harmless the Company Indemnified Persons and Dealer Manager Indemnified Persons.
Appears in 2 contracts
Samples: Wholesaling Agreement (Belpointe PREP, LLC), Wholesaling Agreement (Belpointe PREP, LLC)
Dealer Manager Agreement. By Dealer’s acceptance of this Agreement, Dealer will become one of the “Participating Dealers” referred to in the Dealer Manager Agreement and will be entitled and subject to the terms and conditions of the Dealer Manager Agreement, including, but not limited to, Section 8.4 of the Dealer Manager Agreement (or, in the event of a the Follow-On Offering, the equivalent section of the applicable Follow-On Dealer Manager Agreement) wherein the Dealers severally agree to indemnify and hold harmless the Company, the Dealer Manager and each of their respective Indemnified Parties. Dealer hereby agrees to solicit, as an independent contractor and not as the agent of the Dealer Manager or of the Company (or their affiliates), persons acceptable to the Company to purchase the Shares pursuant to the subscription agreement in the form attached to the Prospectus and in accordance with the terms of the Prospectus or, in the event of a the Follow-On Offering, the prospectus (a the “Follow-On Prospectus”) and the subscription agreement applicable to such the Follow-On Offering. Dealer hereby agrees to use its best efforts to sell the Shares for cash on the terms and conditions stated in the Prospectus (and, in the event of a the Follow-On Offering, the applicable Follow-On Prospectus). Nothing in this Agreement shall be deemed or construed to make Dealer an employee, agent, representative or partner of the Dealer Manager, or the Company, and Dealer is not authorized to act for the Dealer Manager or the Company or to make any representations on their behalf except as set forth in the Prospectus (or the applicable Follow-On Prospectus) and such other printed sales literature or other materials furnished to Dealer by the Dealer Manager, provided that the use of such sales literature and other materials has been approved for use in advance by the Company and all appropriate regulatory agencies (“Supplemental Information”).
Appears in 2 contracts
Samples: Dealer Manager Agreement (NexPoint Hospitality Trust, Inc.), Dealer Manager Agreement (Nexpoint Multifamily Realty Trust, Inc.)
Dealer Manager Agreement. The Dealer Manager has entered into an agreement with the Company called the Dealer Manager Agreement dated [ , 2017], attached hereto as Exhibit A (the “Dealer Manager Agreement”). The terms of the Dealer Manager Agreement relating to the Dealer Manager are incorporated herein by reference as if set forth verbatim and capitalized terms not otherwise defined herein shall have the meanings given them in the Dealer Manager Agreement. By Dealer’s your acceptance of this Selected Dealer Agreement (the “Agreement” or this “Agreement”), Dealer you will become one of the “Participating Dealers” Dealers referred to in the Dealer Manager Agreement and will be entitled and subject to the terms and conditions of indemnification provisions contained in the Dealer Manager Agreement, including, but not limited to, Section 8.4 including the provisions of the Dealer Manager Agreement (or, in the event of a Follow-On Offering, the equivalent section of the applicable Follow-On Dealer Manager Agreement) wherein the Dealers severally agree to indemnify and hold harmless the Company, the Dealer Manager and each of their respective Indemnified Parties. Dealer hereby agrees to solicitofficer and director thereof, as an independent contractor and not as each person, if any, who controls the agent of Company or the Dealer Manager or within the meaning of the Company Securities Act of 1933, as amended (or their affiliatesthe “Securities Act”). Except as otherwise specifically stated herein, persons acceptable to all terms used in this Agreement have the Company to purchase the Shares pursuant to the subscription agreement meanings provided in the form attached to the Prospectus and in accordance with the terms of the Prospectus or, in the event of a Follow-On Offering, the prospectus (a “Follow-On Prospectus”) and the subscription agreement applicable to such Follow-On OfferingDealer Manager Agreement. The Dealer hereby agrees to use its best efforts to sell the Shares for cash on the terms and conditions stated in the Prospectus (and, in the event of a Follow-On Offering, the applicable Follow-On Prospectus). Nothing in this Agreement shall be deemed or construed to make the Dealer an employee, agent, representative or partner of the Dealer Manager, Manager or of the Company, and the Dealer is not authorized to act for the Dealer Manager or the Company or to make any representations on their behalf except as set forth in the Prospectus (or the applicable Follow-On Prospectus) and such other printed sales literature or other materials information furnished to the Dealer by the Dealer Manager, provided that the use of such sales literature and other materials has been approved for use in advance by Manager or the Company and all appropriate regulatory agencies to supplement the Prospectus (“Supplemental Informationsupplemental information”).
Appears in 1 contract
Samples: Dealer Manager Agreement (Pathway Energy Infrastructure Fund, Inc.)
Dealer Manager Agreement. The Dealer Manager has entered into an agreement with the Company called the Dealer Manager Agreement dated , 2007, in the form attached hereto as Exhibit A (the “Dealer Manager Agreement”). The terms of the Dealer Manager Agreement relating to the Dealer are incorporated herein by reference as if set forth verbatim and capitalized terms not otherwise defined herein shall have the meanings given them in the Dealer Manager Agreement. By Dealer’s your acceptance of this Agreement, Dealer you will become one of the “Participating Dealers” Dealers referred to in the Dealer Manager Agreement and will be entitled and subject to the terms and conditions of indemnification provisions contained in the Dealer Manager Agreement, including, but not limited to, Section 8.4 including the provisions of the Dealer Manager Agreement (or, in the event of a Follow-On Offering, the equivalent section of the applicable Follow-On Dealer Manager Agreement) wherein the Dealers severally agree to indemnify and hold harmless the Company, the Dealer Manager and each of their respective Indemnified Parties. Dealer hereby agrees to solicitofficer and director thereof, as an independent contractor and not as each person, if any, who controls the agent of Company and the Dealer Manager or within the meaning of the Company Securities Act of 1933, as amended (or their affiliatesthe “Securities Act”). Except as otherwise specifically stated herein, persons acceptable to all terms used in this Agreement have the Company to purchase the Shares pursuant to the subscription agreement meanings provided in the form attached to the Prospectus and in accordance with the terms of the Prospectus or, in the event of a Follow-On Offering, the prospectus (a “Follow-On Prospectus”) and the subscription agreement applicable to such Follow-On OfferingDealer Manager Agreement. Dealer hereby agrees to use its best efforts to sell the Shares for cash on the terms and conditions stated in the Prospectus Prospectus; provided, however, that that no offers or sales shall be made in connection with the Offering until [ am/pm (andCDT)] on , in the event of a Follow-On Offering, the applicable Follow-On Prospectus)2007. Nothing in this Agreement shall be deemed or construed to make Dealer an employee, agent, representative or partner of the Dealer Manager, Manager or of the Company, and Dealer is not authorized to act for the Dealer Manager or the Company or to make any representations on their behalf except as set forth in the Prospectus (or the applicable Follow-On Prospectus) and such other printed sales literature or other materials information furnished to Dealer by the Dealer Manager, provided that the use of such sales literature and other materials has been approved for use in advance by Manager or the Company and all appropriate regulatory agencies to supplement the Prospectus (“Supplemental Informationsupplemental information”).
Appears in 1 contract
Samples: Dealer Manager Agreement (Behringer Harvard Opportunity REIT II, Inc.)
Dealer Manager Agreement. By Dealer’s acceptance The Dealer Manager has entered into an agreement with the Company and the Operating Partnership called the Dealer Manager Agreement dated June 5, 2007, in the form attached hereto as Exhibit A (the “Dealer Manager Agreement”). Upon effectiveness of this Participating Dealer Agreement (this “Agreement”) pursuant to Section XIV below, Dealer you will become one of the “Participating Dealers” Dealers referred to in the Dealer Manager Agreement and will be entitled and subject to the terms and conditions of provisions contained in the Dealer Manager Agreement, including, but not limited to, Section 8.4 including the provisions of the Dealer Manager Agreement (or, in the event of a Follow-On Offering, the equivalent section of the applicable Follow-On Dealer Manager Agreement) wherein the Participating Dealers severally agree to indemnify and hold harmless the Company, the Operating Partnership, the Dealer Manager and each of their respective Indemnified Parties. Dealer hereby agrees to solicitofficer and director thereof, as an independent contractor and not as each person, if any, who controls the agent of Company and the Dealer Manager or within the meaning of the Company Securities Act of 1933, as amended (the “Securities Act”) or their affiliatesthe Securities Exchange Act of 1934, as amended (the “Exchange Act”). Except as otherwise set forth herein, persons acceptable to capitalized terms used and not otherwise defined herein shall have the Company to purchase the Shares pursuant to the subscription agreement meanings given them in the form attached to the Prospectus and Dealer Manager Agreement. The Shares are offered solely through broker-dealers who are members in accordance with the terms good standing of the Prospectus orNational Association of Securities Dealers, in the event of a Follow-On Offering, the prospectus Inc. (a “Follow-On ProspectusNASD”) and the subscription agreement applicable to such Follow-On Offering). Participating Dealer hereby agrees to use its best efforts to sell the Shares for cash on the terms and conditions stated in the Prospectus (and, in the event of a Follow-On Offering, the applicable Follow-On Prospectus). Nothing in this Agreement shall be deemed or construed to make Participating Dealer an employee, agent, representative or partner of the Dealer Manager, the Company or the CompanyOperating Partnership, and Participating Dealer is not authorized to act for the Dealer Manager Manager, the Company or the Company Operating Partnership or to make any representations on their behalf except as set forth in the Prospectus (or the applicable Follow-On Prospectus) and such other printed sales literature or other materials furnished to Dealer by the Dealer Manager, provided that the use of such sales literature and other materials has been approved for use in advance by the Company and all appropriate regulatory agencies (“Supplemental Information”)any Authorized Sales Materials.
Appears in 1 contract
Samples: Dealer Manager Agreement (Paladin Realty Income Properties Inc)
Dealer Manager Agreement. The Dealer Manager has entered into an agreement with the Company called the Dealer Manager Agreement dated [ ], 2007, in the form attached hereto as Exhibit A (the “Dealer Manager Agreement”). The terms of the Dealer Manager Agreement relating to the Dealer are incorporated herein by reference as if set forth verbatim and capitalized terms not otherwise defined herein shall have the meanings given them in the Dealer Manager Agreement). By Dealer’s your acceptance of this Agreement, Dealer you will become one of the “Participating Dealers” Dealers referred to in the Dealer Manager Agreement and will be entitled and subject to the terms and conditions of indemnification provisions contained in the Dealer Manager Agreement, including, but not limited to, Section 8.4 including the provisions of the Dealer Manager Agreement (or, in the event of a Follow-On Offering, the equivalent section of the applicable Follow-On Dealer Manager Agreement) wherein the Dealers severally agree to indemnify and hold harmless the Company, the Dealer Manager and each of their respective Indemnified Parties. Dealer hereby agrees to solicitofficer and director thereof, as an independent contractor and not as each person, if any, who controls the agent of Company and the Dealer Manager or within the meaning of the Company Securities Act of 1933, as amended (or their affiliatesthe “Securities Act”). Except as otherwise specifically stated herein, persons acceptable to all terms used in this Agreement have the Company to purchase the Shares pursuant to the subscription agreement meanings provided in the form attached to the Prospectus and in accordance with the terms of the Prospectus or, in the event of a Follow-On Offering, the prospectus (a “Follow-On Prospectus”) and the subscription agreement applicable to such Follow-On OfferingDealer Manager Agreement. Dealer hereby agrees to use its best efforts to sell the Shares for cash on the terms and conditions stated in the Prospectus (andProspectus; provided, however, that no offers or sales shall be made in connection with the event of a Follow-On Offering, the applicable Follow-On Prospectus)Offering until [ ] on [ ]. Nothing in this Agreement shall be deemed or construed to make Dealer an employee, agent, representative or partner of the Dealer Manager, Manager or of the Company, and Dealer is not authorized to act for the Dealer Manager or the Company or to make any representations on their behalf except as set forth in the Prospectus (or the applicable Follow-On Prospectus) and such other printed sales literature or other materials information furnished to Dealer by the Dealer Manager, provided that the use of such sales literature and other materials has been approved for use in advance by Manager or the Company and all appropriate regulatory agencies to supplement the Prospectus (“Supplemental Informationsupplemental information”).
Appears in 1 contract
Samples: Dealer Manager Agreement (Behringer Harvard REIT II, Inc.)
Dealer Manager Agreement. The Dealer Manager has entered into an agreement with the Company called the Dealer Manager Agreement dated August 31, 2004, in the form attached hereto as Exhibit A (the “Dealer Manager Agreement”; the terms of the Dealer Manager Agreement relating to the Dealer are incorporated herein by reference as if set forth verbatim and capitalized terms not otherwise defined herein shall have the meanings given them in the Dealer Manager Agreement). By Dealer’s your acceptance of this Agreement, Dealer you will become one of the “Participating Dealers” Dealers referred to in the Dealer Manager Agreement and will be entitled and subject to the terms and conditions of indemnification provisions contained in the Dealer Manager Agreement, including, but not limited to, Section 8.4 including the provisions of the Dealer Manager Agreement (or, in the event of a Follow-On Offering, the equivalent section of the applicable Follow-On Dealer Manager Agreement) wherein the Dealers severally agree to indemnify and hold harmless the Company, the Dealer Manager and each of their respective Indemnified Parties. Dealer hereby agrees to solicitofficer and director thereof, as an independent contractor and not as each person, if any, who controls the agent of Company and the Dealer Manager or within the meaning of the Company Securities Act of 1933, as amended (or their affiliatesthe “Securities Act”). Except as otherwise specifically stated herein, persons acceptable to all terms used in this Agreement have the Company to purchase the Shares pursuant to the subscription agreement meanings provided in the form attached to the Prospectus and in accordance with the terms Dealer Manager Agreement. The Shares are offered solely through broker-dealers who are members of the Prospectus orNational Association of Securities Dealers, in the event of a Follow-On Offering, the prospectus Inc. (a “Follow-On ProspectusNASD”) and the subscription agreement applicable to such Follow-On Offering). Dealer hereby agrees to use its best efforts to sell the Shares for cash on the terms and conditions stated in the Prospectus (and, in the event of a Follow-On Offering, the applicable Follow-On Prospectus). Nothing in this Agreement shall be deemed or construed to make Dealer an employee, agent, representative or partner of the Dealer Manager, Manager or of the Company, and Dealer is not authorized to act for the Dealer Manager or the Company or to make any representations on their behalf except as set forth in the Prospectus (or the applicable Follow-On Prospectus) and such other printed sales literature or other materials information furnished to Dealer by the Dealer Manager, provided that the use of such sales literature and other materials has been approved for use in advance by Manager or the Company and all appropriate regulatory agencies to supplement the Prospectus (“Supplemental Informationsupplemental information”).
Appears in 1 contract
Samples: Dealer Manager Agreement (Hartman Commercial Properties Reit)
Dealer Manager Agreement. By Dealer’s acceptance of this Agreement, Dealer will become one of the “Participating Dealers” referred to in the Dealer Manager Agreement and will be entitled and subject to the terms and conditions of the Dealer Manager Agreement, including, but not limited to, Section 8.4 9.4 of the Dealer Manager Agreement (or, in the event of a Follow-On Offering, the equivalent section of the applicable Follow-On Dealer Manager Agreement) wherein the Dealers severally agree to indemnify indemnify, defend and hold harmless the Company, the Dealer Manager and each of their respective Indemnified Parties and each person who signs the Registration Statement, from and against any losses, claims, expenses, damages or liabilities to which the Company, the Dealer Manager, or any of their respective Indemnified Parties, or any person who signed the Registration Statement, may become subject, under the Securities Act or otherwise. Dealer hereby agrees to solicit, as an independent contractor and not as the agent of the Dealer Manager or of the Company (or their affiliates), persons acceptable to the Company to purchase the Shares pursuant to the subscription agreement in the form attached to the Prospectus and in accordance with the terms of the Prospectus or, in the event of a Follow-On Offering, the prospectus (a “Follow-On Prospectus”) and the subscription agreement applicable to such Follow-On Offeringagreement. Dealer hereby agrees to use its best efforts to sell the Shares for cash on the terms and conditions stated in the Prospectus (and, in the event of a Follow-On Offering, the applicable Follow-On Prospectus). Nothing in this Agreement shall be deemed or construed to make Dealer an employee, agent, representative or partner of the Dealer Manager, Manager or the Company, and Dealer is not authorized to act for the Dealer Manager or the Company or to make any representations on their behalf except as set forth in the Prospectus (or the applicable Follow-On Prospectus) and such other printed sales literature or other materials furnished to Dealer by the Dealer Manager, provided that the use of such sales literature and other materials has been approved for use in advance by the Company and all appropriate regulatory agencies (“Supplemental Information”).
Appears in 1 contract
Samples: Participating Broker Dealer Agreement (Greenbacker Renewable Energy Co LLC)
Dealer Manager Agreement. The Dealer Manager has entered into a Dealer Manager Agreement (the “Dealer Manager Agreement”) with the Company dated [ ], 2007, in the form attached hereto as Exhibit A. By Dealer’s your acceptance of this Agreement, Dealer you will become one of the “Participating Dealers” Dealers referred to in such Agreement between the Company and the Dealer Manager Agreement and will be entitled and subject to the terms and conditions of the Dealer Manager indemnification provisions contained in such Agreement, including, but not limited to, including the provisions of Section 8.4 5 of the Dealer Manager such Agreement (or, in the event of a Follow-On Offering, the equivalent section of the applicable Follow-On Dealer Manager Agreement) wherein the Dealers severally agree to indemnify and hold harmless the Company, the Dealer Manager and each of their respective Indemnified Parties. Dealer hereby agrees to solicitofficer and director thereof, as an independent contractor and not as each person, if any, who controls the agent of Company or the Dealer Manager or within the meaning of the Company (or their affiliates)Securities Act of 1933, persons acceptable to as amended. Except as otherwise specifically stated herein, all terms used in this Agreement have the Company to purchase the Shares pursuant to the subscription agreement meanings provided in the form attached Dealer Manager Agreement. The Shares are to the Prospectus and in accordance with the terms be offered solely through broker-dealers who are members of the Prospectus orNational Association of Securities Dealers, in Inc. (the event of a Follow-On Offering, the prospectus (a “Follow-On ProspectusNASD”) and the subscription agreement applicable to such Follow-On Offering). The Dealer hereby agrees to use its best efforts to sell the Shares for cash on the terms and conditions stated in the Prospectus (and, in the event of a Follow-On Offering, the applicable Follow-On Prospectus). Nothing in this Agreement shall be deemed or construed to make the Dealer an employee, agent, representative or partner of the Dealer Manager, Manager or of the Company, and the Dealer is not authorized to act for the Dealer Manager or the Company or to make any representations on their behalf except as set forth in the Prospectus (or the applicable Follow-On Prospectus) and such other printed sales literature or other materials information furnished to Dealer by the Dealer ManagerManager or the Company to supplement the Prospectus (“supplemental information”). The Company has filed with the Securities and Exchange Commission (the “Commission”) the Registration Statement, provided that including the use Prospectus, for the registration of such sales literature and other materials the offering of the Shares under the Securities Act of 1933, as amended (the “Securities Act”). Such registration statement has been approved for use in advance declared effective by the Company and all appropriate regulatory agencies (“Supplemental Information”)Commission. The Dealer Manager will provide the Dealer as many copies of the Prospectus as the Dealer may from time to time reasonably request.
Appears in 1 contract
Dealer Manager Agreement. The Dealer Manager and the Company have entered into that certain Amended and Restated Dealer Manager Agreement, dated [●], 2020 (the “Dealer Manager Agreement”), in the form attached hereto as Exhibit A. By Dealer’s your acceptance of this Participating Broker-Dealer Agreement, Dealer you will become one of the “Participating Dealers” Dealers referred to in such Dealer Manager Agreement between the Company and the Dealer Manager Agreement and will be entitled and subject to the terms and conditions of the indemnification provisions contained in such Dealer Manager Agreement, including, but not limited to, including specifically the provisions of Section 8.4 6.3 of the such Dealer Manager Agreement (or, in the event of a Follow-On Offering, the equivalent section of the applicable Follow-On wherein each Dealer Manager Agreement) wherein the Dealers severally agree agrees to indemnify and hold harmless the Company, the Dealer Manager and each of their respective Indemnified Parties. officer, director, member and manager thereof, and each person, if any, who controls the Company and the Dealer hereby agrees to solicit, as an independent contractor and not as Manager for the agent matters set forth in Section 6.3 of the Dealer Manager or Agreement. Such indemnification obligations shall survive the termination of this Participating Broker-Dealer Agreement. Except as otherwise specifically stated herein, all terms used in this Participating Broker-Dealer Agreement have the meanings provided in the Dealer Manager Agreement. The Bonds are offered solely through broker-dealers which are members of the Company Financial Industry Regulatory Authority (or their affiliates“FINRA”), persons acceptable to the Company to purchase the Shares pursuant to the subscription agreement in the form attached to the Prospectus and in accordance with the terms of the Prospectus or, in the event of a Follow-On Offering, the prospectus (a “Follow-On Prospectus”) and the subscription agreement applicable to such Follow-On Offering. Dealer hereby agrees to use its reasonable best efforts to sell the Shares Bonds for cash on the terms and conditions stated in the Prospectus (and, in the event of a Follow-On Offering, the applicable Follow-On Prospectus)Offering Circular. Nothing in this Participating Broker-Dealer Agreement shall be deemed or construed to make Dealer an employee, agent, representative or partner of the Dealer Manager, Manager or of the Company, and Dealer is not authorized to act for the Dealer Manager or the Company or to make any representations on their behalf except as set forth in the Prospectus (or the applicable Follow-On Prospectus) Offering Circular and such other printed sales literature or other materials information furnished to Dealer by the Dealer Manager, provided that the use of such sales literature and other materials has been approved for use in advance authorized by the Company and all appropriate regulatory agencies in writing, to supplement the Offering Circular (“Supplemental Information”).
Appears in 1 contract
Samples: Dealer Manager Agreement (Gladstone Companies, Inc.)
Dealer Manager Agreement. The Dealer Manager has entered into a Dealer Manager Agreement (the “Dealer Manager Agreement”) with the Company dated July 12, 2012 in the form attached hereto as Exhibit “A.” By Dealer’s your acceptance of this Agreement, Dealer you will become one of the “Participating Dealers” Dealers referred to in such Agreement between the Company and the Dealer Manager Agreement and will be entitled and subject to the terms and conditions of the Dealer Manager indemnification provisions contained in such Agreement, including, but not limited to, including the provisions of Section 8.4 4 of the Dealer Manager such Agreement (or, in the event of a Follow-On Offering, the equivalent section of the applicable Follow-On Dealer Manager Agreement) wherein the Dealers severally agree to indemnify and hold harmless the Company, the Dealer Manager and each of their respective Indemnified Parties. Dealer hereby agrees to solicitofficer and director thereof, as an independent contractor and not as each person, if any, who controls the agent of Company or the Dealer Manager or within the meaning of the Company (or their affiliates)Securities Act of 1933, persons acceptable to as amended. Except as otherwise specifically stated herein, all terms used in this Agreement have the Company to purchase the Shares pursuant to the subscription agreement meanings provided in the form attached Dealer Manager Agreement. The Shares are to the Prospectus and in accordance with the terms be offered solely through broker-dealers who are members of the Prospectus orFinancial Industry Regulatory Authority, in the event of a Follow-On Offering, the prospectus Inc. (a “Follow-On ProspectusFINRA”) and the subscription agreement applicable to such Follow-On Offering). The Dealer hereby agrees to use its best efforts to sell the Shares for cash on the terms and conditions stated in the Prospectus (and, in the event of a Follow-On Offering, the applicable Follow-On Prospectus). Nothing in this Agreement shall be deemed or construed to make the Dealer an employee, agent, representative or partner of the Dealer Manager, Manager or of the Company, and the Dealer is not authorized to act for the Dealer Manager or the Company or to make any representations on their behalf except as set forth in the Prospectus (or the applicable Follow-On Prospectus) and such other printed sales literature or other materials information furnished to the Dealer by the Dealer Manager, provided that the use of such sales literature and other materials has been approved for use in advance by Manager or the Company and all appropriate regulatory agencies to supplement the Prospectus (“Supplemental Informationsupplemental information”). The Company has filed with the Securities and Exchange Commission (the “Commission”) the Registration Statement, including the Prospectus, for the registration of the offering of the Shares under the Securities Act of 1933, as amended (the “Securities Act”). The Dealer Manager will provide the Dealer as many copies of the Prospectus as the Dealer may from time to time reasonably request.
Appears in 1 contract
Samples: Selected Dealer Agreement (Dividend Capital Diversified Property Fund Inc.)
Dealer Manager Agreement. The Dealer Manager has entered into a Dealer Manager Agreement with the Company dated July 17, 2002, in the form attached hereto as Exhibit "A." By Dealer’s your acceptance of this Agreement, Dealer you will become one of the “Participating Dealers” Dealers referred to in such Agreement between the Company and the Dealer Manager Agreement and will be entitled and subject to the terms and conditions of the Dealer Manager indemnification provisions contained in such Agreement, including, but not limited to, including the provisions of Section 8.4 4 of the Dealer Manager such Agreement (or, in the event of a Follow-On Offering, the equivalent section of the applicable Follow-On Dealer Manager Agreement) wherein the Dealers severally agree to indemnify and hold harmless the Company, the Dealer Manager and each of their respective Indemnified Parties. Dealer hereby agrees to solicitofficer and director thereof, as an independent contractor and not as each person, if any, who controls the agent of Company and the Dealer Manager or within the meaning of the Company (or their affiliates)Securities Act of 1933, persons acceptable to as amended. Except as otherwise specifically stated herein, all terms used in this Agreement have the Company to purchase the Shares pursuant to the subscription agreement meanings provided in the form attached to the Prospectus and in accordance with the terms Dealer Manager Agreement. The Shares are offered solely through broker-dealers who are members of the Prospectus orNational Association of Securities Dealers, in the event of a Follow-On Offering, the prospectus Inc. (a “Follow-On Prospectus”) and the subscription agreement applicable to such Follow-On Offering"NASD"). Dealer hereby agrees to use its best efforts to sell the Shares for cash on the terms and conditions stated in the Prospectus (and, in the event of a Follow-On Offering, the applicable Follow-On Prospectus). Nothing in this Agreement shall be deemed or construed to make Dealer an employee, agent, representative or partner of the Dealer Manager, Manager or of the Company, and Dealer is not authorized to act for the Dealer Manager or the Company or to make any representations on their behalf except as set forth in the Prospectus (or the applicable Follow-On Prospectus) and such other printed sales literature or other materials information furnished to Dealer by the Dealer ManagerManager or the Company to supplement the Prospectus ("supplemental information"). The Company has filed with the Securities and Exchange Commission (the "Commission") a registration statement, provided that including a prospectus (the use "Prospectus"), for the registration of such sales literature and other materials the offering of the Shares under the Securities Act of 1933, as amended (the "Securities Act"). Such registration statement has been approved for use in advance declared effective by the Company Commission. The offering of the shares has also been qualified in all fifty states of the United States, Puerto Rico and all appropriate regulatory agencies (“Supplemental Information”)the District of Columbia. The Dealer Manager will provide the Dealer as many copies of the Prospectus as the Dealer may from time to time reasonably request.
Appears in 1 contract
Samples: Selected Dealer Agreement (Dividend Capital Trust Inc)
Dealer Manager Agreement. The Dealer Manager has entered into an agreement with the Company and the Operating Partnership called the Dealer Manager Agreement dated , 2005, in the form attached hereto as Exhibit A (the “Dealer Manager Agreement”). By Dealer’s your acceptance of this Participating Dealer Agreement (this “Agreement”), Dealer you will become one of the “Participating Dealers” Dealers referred to in the Dealer Manager Agreement and will be entitled and subject to the terms and conditions of provisions contained in the Dealer Manager Agreement, including, but not limited to, Section 8.4 including the provisions of the Dealer Manager Agreement (or, in the event of a Follow-On Offering, the equivalent section of the applicable Follow-On Dealer Manager Agreement) wherein the Participating Dealers severally agree to indemnify and hold harmless the Company, the Operating Partnership, the Dealer Manager and each of their respective Indemnified Parties. Dealer hereby agrees to solicitofficer and director thereof, as an independent contractor and not as each person, if any, who controls the agent of Company and the Dealer Manager or within the meaning of the Company Securities Act of 1933, as amended (the “Securities Act”) or their affiliatesthe Securities Exchange Act of 1934, as amended (the “Exchange Act”). Except as otherwise set forth herein, persons acceptable to capitalized terms used and not otherwise defined herein shall have the Company to purchase the Shares pursuant to the subscription agreement meanings given them in the form attached to the Prospectus and Dealer Manager Agreement. The Shares are offered solely through broker-dealers who are members in accordance with the terms good standing of the Prospectus orNational Association of Securities Dealers, in the event of a Follow-On Offering, the prospectus Inc. (a “Follow-On ProspectusNASD”) and the subscription agreement applicable to such Follow-On Offering). Participating Dealer hereby agrees to use its best efforts to sell the Shares for cash on the terms and conditions stated in the Prospectus (and, in the event of a Follow-On Offering, the applicable Follow-On Prospectus). Nothing in this Agreement shall be deemed or construed to make Participating Dealer an employee, agent, representative or partner of the Dealer Manager, the Company or the CompanyOperating Partnership, and Participating Dealer is not authorized to act for the Dealer Manager Manager, the Company or the Company Operating Partnership or to make any representations on their behalf except as set forth in the Prospectus (or the applicable Follow-On Prospectus) and such other printed sales literature or other materials furnished to Dealer by the Dealer Manager, provided that the use of such sales literature and other materials has been approved for use in advance by the Company and all appropriate regulatory agencies (“Supplemental Information”)any Authorized Sales Materials.
Appears in 1 contract
Samples: Dealer Manager Agreement (Paladin Realty Income Properties Inc)
Dealer Manager Agreement. The Dealer Manager has entered into an Amended and Restated Dealer Manager Agreement with the Company dated August 13, 2018 in the form attached hereto as Exhibit “A” (the “Dealer Manager Agreement”). By Dealer’s your acceptance of this Selected Dealer Agreement (this “Agreement”), Dealer you will become one of the “Participating Dealers” Dealers referred to in the Dealer Manager Agreement and will be entitled and subject to the terms and conditions Agreement, as well as a third-party beneficiary of the Dealer Manager Agreement, including, but not limited to, Section 8.4 and will be entitled to and bound by the provisions of the Dealer Manager Agreement (orAgreement, including the indemnification provisions contained in the event of a Follow-On Offering, the equivalent section of the applicable Follow-On Dealer Manager Agreement) wherein the Dealers severally agree to indemnify and hold harmless the Company, the Dealer Manager and each of their respective Indemnified Parties. Dealer hereby agrees to solicit, as an independent contractor and not as the agent Section 6 of the Dealer Manager or Agreement. Except as otherwise specifically stated herein, all capitalized but undefined terms used in this Agreement have the meanings provided in the Dealer Manager Agreement. The Interests may be offered solely through broker-dealers who are members of the Company Financial Industry Regulatory Authority, Inc. (or their affiliates), persons “FINRA”) and acceptable to the Company to purchase the Shares pursuant to the subscription agreement in the form attached to the Prospectus and in accordance with the terms of the Prospectus or, in the event of a Follow-On Offering, the prospectus (a “Follow-On Prospectus”) and the subscription agreement applicable to such Follow-On OfferingDealer Manager. The Dealer hereby agrees to use its best efforts to sell the Shares for cash on the terms and conditions stated solicit participation in the Prospectus (and, Private Placements of Interests in those Properties with respect to which the event of a Follow-On Offering, Dealer has delivered an executed Property Acceptance Letter in accordance with the applicable Follow-On Prospectus)procedures set forth below and in accordance with the Memorandum. Nothing in this Agreement shall be deemed or construed to make the Dealer an employee, agent, representative or partner of the Dealer Manager, Manager or of the Company, and the Dealer is not authorized to act for the Dealer Manager or the Company or to make any representations on their behalf except as set forth in the Prospectus (or the applicable Follow-On Prospectus) Memorandum and such other printed any additional sales literature or other materials furnished to Dealer which has been approved in advance in writing by the Dealer Manager, provided that the use of such sales literature Manager and other materials has been approved for use in advance by the Company and all appropriate regulatory agencies to supplement the Memorandum (“Supplemental Information”).. The Dealer Manager agrees to provide to the Dealer a copy of the Memorandum, Property Supplement and Supplemental Information (collectively, the “Offering Materials”) prepared for each Property with respect to which Interests may be offered by the Dealer. Following its receipt and review of the Offering Materials with respect to a Property, the Dealer may elect to participate in the offering of the Interests in such Property by executing the Property Acceptance Letter in the form attached hereto as Exhibit “B”. The rights and obligations of the Dealer and the Dealer Manager set forth in this Agreement shall become effective on the day that the Property Acceptance Letter with respect to such Property is executed by the Dealer. In the event that an executed Property Acceptance Letter with respect to
Appears in 1 contract
Samples: Dealer Manager Agreement (Black Creek Diversified Property Fund Inc.)
Dealer Manager Agreement. The Dealer Manager has entered into an agreement with the Company called the Dealer Manager Agreement dated October 6, 2006, in the form attached hereto as Exhibit A (the “Dealer Manager Agreement,” the terms of the Dealer Manager Agreement relating to the Dealer are incorporated herein by reference as if set forth verbatim and capitalized terms not otherwise defined herein shall have the meanings given them in the Dealer Manager Agreement). By Dealer’s your acceptance of this Agreement, Dealer you will become one of the “Participating Dealers” Dealers referred to in the Dealer Manager Agreement and will be entitled and subject to the terms and conditions of indemnification provisions contained in the Dealer Manager Agreement, including, but not limited to, Section 8.4 including the provisions of the Dealer Manager Agreement (or, in the event of a Follow-On Offering, the equivalent section of the applicable Follow-On Dealer Manager Agreement) wherein the Dealers severally agree to indemnify and hold harmless the Company, the Dealer Manager and each of their respective Indemnified Parties. Dealer hereby agrees to solicitofficer and director thereof, as an independent contractor and not as each person, if any, who controls the agent of Company and the Dealer Manager or within the meaning of the Company Securities Act of 1933, as amended (or their affiliatesthe “Securities Act”). Except as otherwise specifically stated herein, persons acceptable to all terms used in this Agreement have the Company to purchase the Shares pursuant to the subscription agreement meanings provided in the form attached to the Prospectus and in accordance with the terms Dealer Manager Agreement. The Shares are offered solely through broker-dealers who are members of the Prospectus orNational Association of Securities Dealers, in the event of a Follow-On Offering, the prospectus Inc. (a “Follow-On ProspectusNASD”) and the subscription agreement applicable to such Follow-On Offering). Dealer hereby agrees to use its best efforts to sell the Shares for cash on the terms and conditions stated in the Prospectus Prospectus; provided, however, that that no offers or sales shall be made in connection with the Offering until 5:30pm (andCDT) on October 20, in the event of a Follow-On Offering, the applicable Follow-On Prospectus)2006. Nothing in this Agreement shall be deemed or construed to make Dealer an employee, agent, representative or partner of the Dealer Manager, Manager or of the Company, and Dealer is not authorized to act for the Dealer Manager or the Company or to make any representations on their behalf except as set forth in the Prospectus (or the applicable Follow-On Prospectus) and such other printed sales literature or other materials information furnished to Dealer by the Dealer Manager, provided that the use of such sales literature and other materials has been approved for use in advance by Manager or the Company and all appropriate regulatory agencies to supplement the Prospectus (“Supplemental Informationsupplemental information”).
Appears in 1 contract
Samples: Dealer Manager Agreement (Behringer Harvard Reit I Inc)
Dealer Manager Agreement. The Dealer Manager and the Company have entered into that certain Dealer Manager Agreement dated _____________, 200__, in the form attached hereto as Exhibit "A." By Dealer’s your acceptance of this Selected Dealer Agreement, Dealer you will become one of the “Participating Dealers” Dealers referred to in such Dealer Manager Agreement between the Company and the Dealer Manager Agreement and will be entitled and subject to the terms and conditions of the indemnification provisions contained in such Dealer Manager Agreement, including, but not limited to, including specifically the provisions of Section 8.4 4 of the such Dealer Manager Agreement (or, in the event of a Follow-On Offering, the equivalent section of the applicable Follow-On wherein each Dealer Manager Agreement) wherein the Dealers severally agree agrees to indemnify and hold harmless the Company, the Dealer Manager and each of their respective Indemnified Parties. Dealer hereby agrees to solicitofficer and director thereof, as an independent contractor and not as each person, if any, who controls the agent of Company and the Dealer Manager or within the meaning of the Company Securities Act of 1933, as amended (the "Securities Act") or their affiliatesthe Securities Exchange Act of 1934, as amended (the "Exchange Act"). Except as otherwise specifically stated herein, persons acceptable to all terms used in this Selected Dealer Agreement have the Company to purchase the Shares pursuant to the subscription agreement meanings provided in the form attached to the Prospectus and in accordance with the terms Dealer Manager Agreement. The Shares are offered solely through broker-dealers who are members of the Prospectus orNational Association of Securities Dealers, in Inc. (the event of a Follow-On Offering, the prospectus (a “Follow-On Prospectus”) and the subscription agreement applicable to such Follow-On Offering"NASD"). Dealer hereby agrees to use its best efforts to sell the Shares for cash on the terms and conditions stated in the Prospectus (and, in the event of a Follow-On Offering, the applicable Follow-On Prospectus). Nothing in this Selected Dealer Agreement shall be deemed or construed to make Dealer an employee, agent, representative or partner of the Dealer Manager, Manager or of the Company, and Dealer is not authorized to act for the Dealer Manager or the Company or to make any representations on their behalf except as set forth in the Prospectus (or the applicable Follow-On Prospectus) and such other printed sales literature or other materials information furnished to Dealer by the Dealer Manager, provided that the use of such sales literature and other materials has been approved for use in advance by Manager or the Company and all appropriate regulatory agencies to supplement the Prospectus (“"Supplemental Information”").
Appears in 1 contract
Samples: Dealer Manager Agreement (Hines Real Estate Investment Trust Inc)
Dealer Manager Agreement. The Dealer Manager has entered into an agreement with the Company called the Dealer Manager Agreement dated [ , 2013], in the form attached hereto as Exhibit A (the “Dealer Manager Agreement”). The terms of the Dealer Manager Agreement relating to the Dealer are incorporated herein by reference as if set forth verbatim and capitalized terms not otherwise defined herein shall have the meanings given them in the Dealer Manager Agreement. By Dealer’s your acceptance of this Selected Dealer Agreement (the “Agreement” or this “Agreement”), Dealer you will become one of the “Participating Dealers” Dealers referred to in the Dealer Manager Agreement and will be entitled and subject to the terms and conditions of indemnification provisions contained in the Dealer Manager Agreement, including, but not limited to, Section 8.4 including the provisions of the Dealer Manager Agreement (or, in the event of a Follow-On Offering, the equivalent section of the applicable Follow-On Dealer Manager Agreement) wherein the Dealers severally agree to indemnify and hold harmless the Company, the Dealer Manager and each of their respective Indemnified Parties. Dealer hereby agrees to solicitofficer and director thereof, as an independent contractor and not as each person, if any, who controls the agent of Company or the Dealer Manager or within the meaning of the Company Securities Act of 1933, as amended (or their affiliatesthe “Securities Act”). Except as otherwise specifically stated herein, persons acceptable to all terms used in this Agreement have the Company to purchase the Shares pursuant to the subscription agreement meanings provided in the form attached to the Prospectus and in accordance with the terms of the Prospectus or, in the event of a Follow-On Offering, the prospectus (a “Follow-On Prospectus”) and the subscription agreement applicable to such Follow-On OfferingDealer Manager Agreement. The Dealer hereby agrees to use its best efforts to sell the Shares for cash on the terms and conditions stated in the Prospectus (and, in the event of a Follow-On Offering, the applicable Follow-On Prospectus). Nothing in this Agreement shall be deemed or construed to make the Dealer an employee, agent, representative or partner of the Dealer Manager, Manager or of the Company, and the Dealer is not authorized to act for the Dealer Manager or the Company or to make any representations on their behalf except as set forth in the Prospectus (or the applicable Follow-On Prospectus) and such other printed sales literature or other materials information furnished to the Dealer by the Dealer Manager, provided that the use of such sales literature and other materials has been approved for use in advance by Manager or the Company and all appropriate regulatory agencies to supplement the Prospectus (“Supplemental Informationsupplemental information”).
Appears in 1 contract
Samples: Dealer Manager Agreement (Adaptive Real Estate Income Trust, Inc.)
Dealer Manager Agreement. The Dealer Manager has entered into an agreement with the Company called the Dealer Manager Agreement dated September 30, 2008, in the form attached hereto as Exhibit A (the “Dealer Manager Agreement”). The terms of the Dealer Manager Agreement relating to the Dealer are incorporated herein by reference as if set forth verbatim and capitalized terms not otherwise defined herein shall have the meanings given them in the Dealer Manager Agreement. By Dealer’s your acceptance of this Agreement, Dealer you will become one of the “Participating Dealers” Dealers referred to in the Dealer Manager Agreement and will be entitled and subject to the terms and conditions of indemnification provisions contained in the Dealer Manager Agreement, including, but not limited to, Section 8.4 including the provisions of the Dealer Manager Agreement (or, in the event of a Follow-On Offering, the equivalent section of the applicable Follow-On Dealer Manager Agreement) wherein the Dealers severally agree to indemnify and hold harmless the Company, the Dealer Manager and each of their respective Indemnified Parties. Dealer hereby agrees to solicitofficer and director thereof, as an independent contractor and not as each person, if any, who controls the agent of Company and the Dealer Manager or within the meaning of the Company Securities Act of 1933, as amended (or their affiliatesthe “Securities Act”). Except as otherwise specifically stated herein, persons acceptable to all terms used in this Agreement have the Company to purchase the Shares pursuant to the subscription agreement meanings provided in the form attached to the Prospectus and in accordance with the terms Dealer Manager Agreement. The Shares are offered solely through broker-dealers who are members of the Prospectus orFinancial Industry Regulatory Authority, in the event of a Follow-On Offering, the prospectus Inc. (a “Follow-On ProspectusFINRA”) and the subscription agreement applicable to such Follow-On Offering). Dealer hereby agrees to use its best efforts to sell the Shares for cash on the terms and conditions stated in the Prospectus (and, in the event of a Follow-On Offering, the applicable Follow-On Prospectus). Nothing in this Agreement shall be deemed or construed to make Dealer an employee, agent, representative or partner of the Dealer Manager, Manager or of the Company, and Dealer is not authorized to act for the Dealer Manager or the Company or to make any representations on their behalf except as set forth in the Prospectus (or the applicable Follow-On Prospectus) and such other printed sales literature or other materials information furnished to Dealer by the Dealer Manager, provided that the use of such sales literature and other materials has been approved for use in advance by Manager or the Company and all appropriate regulatory agencies to supplement the Prospectus (“Supplemental Informationsupplemental information”).
Appears in 1 contract
Samples: Dealer Manager Agreement (Cole Credit Property Trust III, Inc.)