DEALING AND SETTLEMENT Dealing Clause Samples

DEALING AND SETTLEMENT Dealing. 6.1 ▇▇ ▇▇▇▇ will execute Orders in accordance with our instructions and for this purpose we, rather than you, will be ▇▇ ▇▇▇▇’▇ client. 6.2 ▇▇ ▇▇▇▇ is required to report certain information about you and the Orders we place for you to the FCA. ▇▇ ▇▇▇▇ will ask us for that information before ▇▇ ▇▇▇▇ executes any Order we place for you and may not be able to accept the Order until we have supplied it. ▇▇ ▇▇▇▇ will not be responsible for any related delay in the placing of an Order for you. It will be our responsibility to obtain that information from you. 6.3 When executing an Order, ▇▇ ▇▇▇▇ acts as your agent which means that you are entering into a contract for the sale or purchase of the relevant investment directly with the buyer or seller and not with ▇▇ ▇▇▇▇. 6.4 On the day on which we place an Order if it is a: