Common use of Dealing Clause in Contracts

Dealing. 6.1 In order for PSL to provide dealing services for your account, you need to ensure that: (a) where you are buying investments, there is sufficient cash in your account; and (b) where you are selling investments, documents of title or transfer forms that are required are delivered to PSL, in either case, prior to the execution of the transaction by PSL. 6.2 PSL will provide dealing or execution services on the following basis: (a) execution by PSL will be subject to the FCA Rules and the rules of any investment exchange or other trading facility on which the transaction is executed; (b) PSL will treat the instructions we give them as binding on you. Any express instruction from us to PSL on your behalf concerning order execution will override PSL’s order execution policy and will remain binding on you; (c) PSL’s execution policy is set out in xxx.xxxxxxxx.xx.xx under the ‘disclosures’ section and therein under ‘compliance disclosures’. By your acceptance of these terms, you confirm your consent to the execution policy and acknowledge that it may be amended from time to time. You also agree that PSL may execute transactions on a market that is not a regulated exchange or multilateral trading facility in the European Economic Area. Please note however the provisions of Annex 4 in relation to any overseas investments; (d) PSL may combine your orders with orders for its other clients or PSL’s own orders. PSL will only do this if it considers that it is unlikely to work to the overall disadvantage of you or any of its clients involved however it is possible that aggregating orders in this way may sometimes operate to your advantage and sometimes to your disadvantage by giving you a higher or lower price than might have been the case if your order had been placed individually; and (e) Once PSL executes any transaction on your behalf, PSL will, unless you previously instructed us otherwise, send a contract note to you. It is very important that you check the detail of all contract notes you receive, and notify us (and not PSL directly) immediately if there is any error or if you have any question about them, because the contract note will be considered a conclusive and final record of any detail contained in it, unless we notify PSL of an error within 1 working day after receipt by you and in any event no later than the settlement date for the transaction concerned.

Dealing. 6.1 In order for PSL A copy of our Order Execution Policy can be found in the Important Information section - xxxxx://xxx.xxxxx.xx.xx/about/important- information/order-execution-policy of our website. We absorb all broker execution and research costs and do not levy any transaction costs ourselves. Agreement to provide dealing services for your account, you need to ensure that: (a) where you are buying investments, there is sufficient cash in your account; and (b) where you are selling investments, documents of title or transfer forms that are required are delivered to PSL, in either case, prior to the execution of the transaction by PSL. 6.2 PSL will provide dealing or execution services on the following basis: (a) execution by PSL will be subject to the FCA Rules these terms and the rules of any investment exchange or other trading facility on which the transaction is executed; (b) PSL will treat the instructions we give them as binding on you. Any express instruction from us to PSL on your behalf concerning order execution will override PSL’s order execution policy and will remain binding on you; (c) PSL’s execution policy is set out in xxx.xxxxxxxx.xx.xx under the ‘disclosures’ section and therein under ‘compliance disclosures’. By your acceptance of these terms, you confirm conditions constitutes your consent to the execution that policy and acknowledge that it which may be amended from time to time. In effecting any transaction for you hereunder we shall at all times comply with our Order Execution Policy and in particular, we will act in your best interests and comply with any applicable obligations regarding best execution under FCA Rules. You also agree should note that PSL where you give us specific instructions in relation to the execution of orders, this may execute prevent us from following our Order Execution Policy in relation to such orders in respect of the elements of execution covered by the instructions. We may aggregate transactions for your portfolio(s) with those of other customers and of its employees and of associates and their employees and will allocate such transactions on a market fair and reasonable basis in accordance with the requirements of the FCA Rules. You acknowledge that is not a regulated exchange or multilateral trading facility in the European Economic Area. Please note however the provisions of Annex 4 in relation to any overseas investments; (d) PSL each individual aggregated transaction may combine your orders with orders for its other clients or PSL’s own orders. PSL will only do this if it considers that it is unlikely to work to the overall disadvantage of you or any of its clients involved however it is possible that aggregating orders in this way may sometimes operate to your advantage and sometimes advantage, but also to your disadvantage disadvantage, although not materially so. You instruct us not to make public any Client Limit Orders in respect of shares admitted to trading on a regulated market or traded on a multi-lateral trading facility which are not immediately executed under prevailing market conditions. We may (subject to our Order Execution Policy) deal on such markets or exchanges and with such counterparties as we see fit. All transactions will be effected in accordance with the rules and regulations of the relevant market or exchange, and we make take all such steps as may be required or permitted by giving you such rules and regulations and/or by appropriate market practice. We may coordinate settlement of transactions (whether or not combined with other transactions) for your portfolio(s) with counterparties on whatever terms are usual for the market or transaction concerned. We may do this notwithstanding that if a higher counterparty defaults, compensation arrangements (if any) may not be as favourable as those in other markets or lower price than might have been for other sizes of transaction. We are authorised for the case if your order had been placed individually; and (e) Once PSL executes any transaction purposes of such transactions to give such warranties or undertakings on your behalfbehalf and surrender such liens or other rights as may be necessary or usual practice. We act in good faith and with reasonable skill and care in our choice and use of counterparties. In the event, PSL willhowever, unless you previously instructed that any counterparty fails to deliver documents or pay amounts due on the due date or within a reasonable time, on receiving a request from you, we shall pursue on your behalf appropriate legal remedies to recover the documents or amount due or compensation in their place. All reasonable costs and expenses properly incurred by us otherwise, send a contract note to in this connection shall be paid by you. It is very important In the event that you check instruct us to reverse a transaction, we shall do so at the detail best available price at the time. However, we shall not be responsible for any loss or expense to your portfolio(s) as a result of all contract notes you receive, and notify us (and not PSL directly) immediately if there is any error or if you have any question about them, because the contract note will be considered your instructions to reverse a conclusive and final record of any detail contained in it, unless we notify PSL of an error within 1 working day after receipt by you and in any event no later than the settlement date for the transaction concernedtransaction.

Dealing. 6.1 In order for PSL to provide dealing services for your account, you need to ensure that: (a) where you are buying investments, there is sufficient cash A copy of our Order Execution Policy can be found in your account; and (b) where you are selling investments, documents the Policies section of title or transfer forms that are required are delivered to PSL, in either case, prior to the execution our website together with a list of the top five brokers used to execute our orders. We absorb all broker execution and research costs and do not levy any transaction by PSL. 6.2 PSL will provide dealing or execution services on the following basis: (a) execution by PSL will be subject costs ourselves. Agreement to the FCA Rules these terms and the rules of any investment exchange or other trading facility on which the transaction is executed; (b) PSL will treat the instructions we give them as binding on you. Any express instruction from us to PSL on your behalf concerning order execution will override PSL’s order execution policy and will remain binding on you; (c) PSL’s execution policy is set out in xxx.xxxxxxxx.xx.xx under the ‘disclosures’ section and therein under ‘compliance disclosures’. By your acceptance of these terms, you confirm conditions constitutes your consent to the execution that policy and acknowledge that it which may be amended from time to time. In effecting any transaction for you hereunder we shall at all times comply with our Order Execution Policy and in particular, we will act in your best interests and comply with any applicable obligations regarding best execution under FCA Rules. You also agree should note that PSL where you give us specific instructions in relation to the execution of orders, this may execute prevent us from following our Order Execution Policy in relation to such orders in respect of the elements of execution covered by the instructions. We may aggregate transactions for your portfolio(s) with those of other customers and of its employees and of associates and their employees and will allocate such transactions on a market fair and reasonable basis in accordance with the requirements of the FCA Rules. You acknowledge that is not a regulated exchange or multilateral trading facility in the European Economic Area. Please note however the provisions of Annex 4 in relation to any overseas investments; (d) PSL each individual aggregated transaction may combine your orders with orders for its other clients or PSL’s own orders. PSL will only do this if it considers that it is unlikely to work to the overall disadvantage of you or any of its clients involved however it is possible that aggregating orders in this way may sometimes operate to your advantage and sometimes advantage, but also to your disadvantage disadvantage, although not materially so. You instruct us not to make public any Client Limit Orders in respect of shares admitted to trading on a regulated market or traded on a multi-lateral trading facility which are not immediately executed under prevailing market conditions. We may (subject to our Order Execution Policy) deal on such markets or exchanges and with such counterparties as we see fit. All transactions will be effected in accordance with the rules and regulations of the relevant market or exchange, and we make take all such steps as may be required or permitted by giving you such rules and regulations and/or by appropriate market practice. We may coordinate settlement of transactions (whether or not combined with other transactions) for your portfolio(s) with counterparties on whatever terms are usual for the market or transaction concerned. We may do this notwithstanding that if a higher counterparty defaults, compensation arrangements (if any) may not be as favourable as those in other markets or lower price than might have been for other sizes of transaction. We are authorised for the case if your order had been placed individually; and (e) Once PSL executes any transaction purposes of such transactions to give such warranties or undertakings on your behalfbehalf and surrender such liens or other rights as may be necessary or usual practice. We act in good faith and with reasonable skill and care in our choice and use of counterparties. In the event, PSL willhowever, unless you previously instructed that any counterparty fails to deliver documents or pay amounts due on the due date or within a reasonable time, on receiving a request from you, we shall pursue on your behalf appropriate legal remedies to recover the documents or amount due or compensation in their place. All reasonable costs and expenses properly incurred by us otherwise, send a contract note to in this connection shall be paid by you. It is very important In the event that you check instruct us to reverse a transaction, we shall do so at the detail best available price at the time. However, we shall not be responsible for any loss or expense to your portfolio(s) as a result of all contract notes you receive, and notify us (and not PSL directly) immediately if there is any error or if you have any question about them, because the contract note will be considered your instructions to reverse a conclusive and final record of any detail contained in it, unless we notify PSL of an error within 1 working day after receipt by you and in any event no later than the settlement date for the transaction concernedtransaction.

Dealing. 6.1 In order for PSL to provide dealing services for your account, you need to ensure that: (a) where you are buying investments, there is sufficient cash in your account; and (b) where you are selling investments, documents of title or transfer forms that are required are delivered to PSL, in either case, prior to the execution of the transaction by PSL. 6.2 PSL will provide dealing or execution services on the following basis: (a) execution by PSL will be subject to the FCA Rules and the rules of any investment exchange or other trading facility on which the transaction is executed; (b) PSL will treat the instructions we give them as binding on you. Any express instruction from us to PSL on your behalf concerning order execution will override PSL’s order execution policy and will remain binding on you; (c) PSL’s execution policy is set out in xxx.xxxxxxxx.xx.xx under the ‘disclosures’ section and therein under ‘compliance disclosures’. By your acceptance of these terms, you confirm your consent to the execution policy and acknowledge that it may be amended from time to time. You also agree that PSL may execute transactions on a market that is not a regulated exchange or multilateral trading facility in the European Economic Area. Please note however the provisions of Annex 4 in relation to any overseas investments; (d) PSL may combine your orders with orders for its other clients or PSL’s own orders. PSL will only do this if it considers that it is unlikely to work to the overall disadvantage of you or any of its clients involved however it is possible that aggregating orders in this way may sometimes operate to your advantage and sometimes to your disadvantage by giving you a higher or lower price than might have been the case if your order had been placed individually; and (e) Once PSL executes any transaction on your behalf, PSL will, unless you previously instructed us otherwise, send a contract note to you. It is very important that you check the detail of all contract notes you receive, and notify us (and not PSL directly) immediately if there is any error or if you have any question about them, because the contract note will be considered a conclusive and final record of any detail contained in it, unless we notify PSL of an error within 1 working day after receipt by you and in any event no later than the settlement date for the transaction concerned.

Dealing. 6.1 In order 8.1 We may open and maintain an investment account (the “Account”) for PSL you to provide dealing services for your account, enable you need to ensure that: (a) where you are buying investments, there is sufficient cash invest in your account; and (b) where you are selling investments, documents of title or transfer forms that are required are delivered to PSL, in either case, prior to the execution of the transaction by PSL. 6.2 PSL will provide dealing or execution services on the following basis: (a) execution by PSL will be subject to the FCA Rules and the rules of any investment exchange or other trading facility on which the transaction is executed; (b) PSL will treat the instructions we give them as binding on you. Any express instruction from us to PSL on your behalf concerning order execution will override PSL’s order execution policy and will remain binding on you; (c) PSL’s execution policy is set out in xxx.xxxxxxxx.xx.xx under the ‘disclosures’ section and therein under ‘compliance disclosures’. By your acceptance of these terms, you confirm your consent to the execution policy and acknowledge that it may be amended securities from time to time. You also agree that PSL . 8.2 We may execute transactions on your dealing instructions upon any market or exchange and through any clearing house selected by us, including executing a market that transaction which is not regulated by any stock exchange, unless specifically instructed by you to the contrary. 8.3 Assets and profits arising on settlement or liquidation will be credited to your Account and losses will be debited to your Account. Any debt balance arising as a regulated result of settlement or liquidation will be payable by you forthwith whether or not demanded by us. 8.4 We shall be entitled to carry out all transactions in accordance with the constitution by laws, rules, regulations, customs or practices of the relevant market, exchange and/ or multilateral trading facility clearing house and with applicable laws whether imposed on you or us. We may take all such steps as may be required or permitted by such laws, rules, regulations, customs and/or market practice. We will be entitled to take or not take any reasonable action we consider fair in order to ensure compliance with the same and all such actions so taken will be binding upon you. 8.5 We will not knowingly execute or agree to execute a transaction which would result in your having a short position. A short position arises when a person contracts to sell investments which he/she does not currently own, intending to buy then in the European Economic Areamarker at a lower price, before the investments are due to be derived to the purchaser. 8.6 In order to give effect to your dealing instructions, we may instruct an intermediate broker selected by us in our discretion which may be an Associate. Please note however We undertake to use reasonable care and skill in the provisions appointment and supervision of Annex 4 any other intermediate broker and to make available to you and take such action on your behalf as you may reasonably request in relation to any overseas investments;rights we have against such intermediate broker subject to this we accept no liability for default of any intermediate broker or exchange clearing house marker or depository. (d) PSL 8.7 In executing transactions for you, we may combine in our absolute discretion deal with you as principal or agent. 8.8 We may at our discretion aggregate your orders with our own orders for its or those of other clients of ours or PSL’s own ordersour Associates. PSL We will only do this if it considers that it allocate the proceeds of such orders among the participating accounts in a manner which we believe to be fair and equitable. If the combined order is unlikely to work to not executed at the overall disadvantage same price we may average net price. Details of you or any average price will be furnished on request. Such allocation may take place within one business day of its clients involved however it is possible that execution. In aggregating your orders in this way may sometimes operate way, we must reasonably believe this will be to your advantage advantage, for instance to obtain better execution or reduced foreign exchange or other dealing costs by being part of a larger transaction. However, on occasion, aggregation and sometimes allocation may result in you obtaining a less favourable price. 8.9 Where we are unable to your disadvantage by giving you a higher consider it to be undesirable or lower price than might have been the case if inappropriate to execute your order had been placed individually; andat once or in a single transaction we may execute it over such period as we deem appropriate and we may report to you an average price for a series of transactions so executed instead of the actual price of each transaction (e) Once PSL executes any 8.10 We may undertake a programme trade or trades comprising a single transaction series of transactions on your behalf. In doing so we may act as principal or agent but will not be required to notify you in which of these capacities we are executing the transaction. 8.11 The purchase, PSL willsale, unless you previously instructed us otherwise, send a contract note redemption and conversion of Securities may be subject to you. It is very important that you check the detail of all contract notes you receiveminimum transaction size or value, and notify may have to be consolidated with similar transactions or other clients, and may only be acted upon by us (if such minimum size or value transaction is achieved. 8.12 Transactions relating to securities will in addition to the terms and not PSL directly) immediately if there is any error or if conditions herein, be determined and governed by the terms and conditions of the issuer of the security including limitations relating to investment level, tenor, cost, procedure and frequency of purchase, sale, redemption, conversion and valuation, and you have any question about themagree to read and otherwise familiarize yourself with and to be bound by the terms and conditions of the issuer of the security. 8.13 We may impose further terms and conditions in relation for transactions in particular securities, because the contract note in addition to these terms and conditions. The new terms and conditions will be considered a conclusive and final record communicated by way of any detail contained in it, unless we notify PSL of an error within 1 working day after receipt by you and in any event no later than the settlement date for the transaction concernedwritten notice or broadcast or media advert.

Dealing. 6.1 In order for PSL to provide dealing services for your account, you need to ensure that: (a) where you are buying investments, there is sufficient cash in your account; and (b) where you are selling investments, documents of title or transfer forms that are required are delivered to PSL, in either case, prior to the execution of the transaction by PSL. 6.2 PSL will provide dealing or execution services on the following basis: (a) execution by PSL will be subject to the FCA Rules and the rules of any investment exchange or other trading facility on which the transaction is executed; (b) PSL will treat the instructions we Citibank give them as binding on you. Any express instruction from us Citibank to PSL on your behalf concerning order execution will override PSL’s order execution policy and will remain binding on you; (c) PSL’s execution policy is set out in xxx.xxxxxxxx.xx.xx under the ‘disclosures’ section and therein under ‘compliance disclosures’Annex 5 to these terms. By your acceptance of these terms, you confirm your consent to the execution policy and acknowledge that it may be amended from time to time. You also agree that PSL may execute transactions on a market that is not a regulated exchange or multilateral trading facility in the European Economic Area. Please note however the provisions of Annex 4 in relation to any overseas investments; (d) PSL may combine your orders with orders for its other clients or PSL’s own orders. PSL will only do this if it considers that it is unlikely to work to the overall disadvantage of you or any of its clients involved however it is possible that aggregating orders in this way may sometimes operate to your advantage and sometimes to your disadvantage by giving you a higher or lower price than might have been the case if your order had been placed individually; and (e) Once PSL executes any transaction on your behalf, PSL will, unless you previously instructed us Citibank otherwise, send a contract note to you. It is very important that you check the detail of all contract notes you receive, and notify us Citibank (and not PSL directly) immediately if there is any error or if you have any question about them, because the contract note will be considered a conclusive and final record of any detail contained in it, unless we Citibank notify PSL of an error within 1 working day after receipt by you and in any event no later than the settlement date for the transaction concerned.

Dealing. 6.1 In order for PSL to provide dealing services for your account, you need to ensure that: (a) where you are buying investments, there is sufficient cash in your account; and (b) where you are selling investments, documents of title or transfer forms that are required are delivered to PSL, in either case, prior to the execution of the transaction by PSL. 6.2 PSL will provide dealing or execution services on the following basis: (a) execution by PSL will be subject to the FCA Rules and the rules of any investment exchange or other trading facility on which the transaction is executed; (b) PSL will treat the instructions we give them as binding on you. Any express instruction from us to PSL on your behalf concerning order execution will override PSL’s order execution policy and will remain binding on you; (c) PSL’s execution policy is set out in xxx.xxxxxxxx.xx.xx under the ‘disclosures’ section and therein under ‘compliance disclosures’. By your acceptance of these terms, you confirm your consent to the execution policy and acknowledge that it may be amended from time to time. You also agree that PSL may execute transactions on a market that is not a regulated exchange or multilateral trading facility in the European Economic Area. Please note however the provisions of Annex 4 in relation to any overseas investments; (d) PSL may combine your orders with orders for its other clients or PSL’s own orders. PSL will only do this if it considers that it is unlikely to work to the overall disadvantage of you or any of its clients involved however it is possible that aggregating orders in this way may sometimes operate to your advantage and sometimes to your disadvantage by giving you a higher or lower price than might have been the case if your order had been placed individually; and (e) Once PSL executes any transaction on your behalf, PSL will, unless you previously instructed us otherwise, send a contract note to you. It is very important that you check the detail of all contract notes you receive, and notify us (and not PSL directly) immediately if there is any error or if you have any question about them, because the contract note will be considered a conclusive and final record of any detail contained in it, unless we notify PSL of an error within 1 working day after receipt by you and in any event no later than the settlement date for the transaction concerned.

Dealing. 6.1 In order for PSL A copy of our Best Execution Policy can be found in the Policies section of our website. Agreement to provide dealing services for your account, you need to ensure that: (a) where you are buying investments, there is sufficient cash in your account; and (b) where you are selling investments, documents of title or transfer forms that are required are delivered to PSL, in either case, prior to the execution of the transaction by PSL. 6.2 PSL will provide dealing or execution services on the following basis: (a) execution by PSL will be subject to the FCA Rules these terms and the rules of any investment exchange or other trading facility on which the transaction is executed; (b) PSL will treat the instructions we give them as binding on you. Any express instruction from us to PSL on your behalf concerning order execution will override PSL’s order execution policy and will remain binding on you; (c) PSL’s execution policy is set out in xxx.xxxxxxxx.xx.xx under the ‘disclosures’ section and therein under ‘compliance disclosures’. By your acceptance of these terms, you confirm conditions constitutes your consent to the execution that policy and acknowledge that it which may be amended from time to time. In effecting any transaction for you hereunder we shall at all times comply with our Best Execution Policy and in particular, we will act in your best interests and comply with any applicable obligations regarding best execution under FCA Rules. You also agree should note that PSL where you give us specific instructions in relation to the execution of orders, this may execute prevent us from following our Best Execution Policy in relation to such orders in respect of the elements of execution covered by the instructions. We may aggregate transactions for your portfolio(s) with those of other customers and of its employees and of associates and their employees and will allocate such transactions on a market fair and reasonable basis in accordance with the requirements of the FCA Rules. You acknowledge that is not a regulated exchange or multilateral trading facility in the European Economic Area. Please note however the provisions of Annex 4 in relation to any overseas investments; (d) PSL each individual aggregated transaction may combine your orders with orders for its other clients or PSL’s own orders. PSL will only do this if it considers that it is unlikely to work to the overall disadvantage of you or any of its clients involved however it is possible that aggregating orders in this way may sometimes operate to your advantage and sometimes advantage, but also to your disadvantage disadvantage, although not materially so. You instruct us not to make public any Client Limit Orders in respect of shares admitted to trading on a regulated market or traded on a multi-lateral trading facility which are not immediately executed under prevailing market conditions. We may (subject to our Best Execution Policy) deal on such markets or exchanges and with such counterparties as we see fit. All transactions will be effected in accordance with the rules and regulations of the relevant market or exchange, and we make take all such steps as may be required or permitted by giving you such rules and regulations and/or by appropriate market practice. We may coordinate settlement of transactions (whether or not combined with other transactions) for your portfolio(s) with counterparties on whatever terms are usual for the market or transaction concerned. We may do this notwithstanding that if a higher counterparty defaults, compensation arrangements (if any) may not be as favourable as those in other markets or lower price than might have been for other sizes of transaction. We are authorised for the case if your order had been placed individually; and (e) Once PSL executes any transaction purposes of such transactions to give such warranties or undertakings on your behalfbehalf and surrender such liens or other rights as may be necessary or usual practice. We act in good faith and with reasonable skill and care in our choice and use of counterparties. In the event, PSL willhowever, unless you previously instructed that any counterparty fails to deliver documents or pay amounts due on the due date or within a reasonable time, on receiving a request from you, we shall pursue on your behalf appropriate legal remedies to recover the documents or amount due or compensation in their place. All reasonable costs and expenses properly incurred by us otherwise, send a contract note to in this connection shall be paid by you. It is very important In the event that you check instruct us to reverse a transaction, we shall do so at the detail best available price at the time. However, we shall not be responsible for any loss or expense to your portfolio(s) as a result of all contract notes you receive, and notify us (and not PSL directly) immediately if there is any error or if you have any question about them, because the contract note will be considered your instructions to reverse a conclusive and final record of any detail contained in it, unless we notify PSL of an error within 1 working day after receipt by you and in any event no later than the settlement date for the transaction concernedtransaction.

Dealing. 6.1 In order 5.1 Third Platform Services will be responsible for PSL to provide executing bargains as instructed by us on your behalf. 5.2 For this purpose we, rather than you, shall be Third Platform Services’ client for the purposes of the FCA Rules. If Third Platform Services provides dealing services for your account, you need to ensure thataccount and in doing so executes a transaction on your behalf the following provisions shall apply: (a) where you are buying investments, there is sufficient cash in your account; and (b) where you are selling investments, documents of title or transfer forms that are required are delivered to PSL, in either case, prior to the execution of the transaction 5.2.1 all such bargains shall be executed by PSL. 6.2 PSL will provide dealing or execution services on the following basis: (a) execution by PSL will be Third Platform Services subject to the applicable FCA Rules rules and guidance (FCA Rules) and the rules of any investment exchange relevant exchange, market or other trading facility on which the transaction is executedexecution venue; (b) PSL will treat the 5.2.2 instructions we give them as binding on you. Any express instruction from us in relation to PSL on your behalf concerning order execution such bargains will override PSL’s order execution policy and will remain binding on be regarded by Third Platform Services as specific instructions from you; (c) PSL’s 5.2.3 bargains will be conducted in accordance with Third Platform Services’ execution policy is set out in xxx.xxxxxxxx.xx.xx under the ‘disclosures’ section and therein under ‘compliance disclosures’. By your acceptance of these terms, you confirm your consent to the execution policy and acknowledge that it may be as amended from time to time. You also agree , details of which are available at the following web address - xxx.xxxxxxxx.xxx - including the possibility that PSL may it will execute transactions some bargains otherwise than on a an exchange, market that is not a regulated exchange or multilateral trading facility in other execution venue within the European Economic Area. Please note however the provisions of Annex 4 in relation to any overseas investmentsArea (EEA); (d) PSL 5.2.4 Third Platform Services may combine orders that are received for your orders account with orders that are received for the accounts of its other clients or PSL’s with its own orders. PSL will only do this if it considers You acknowledge that it is unlikely to work to the overall disadvantage aggregation of you or any of its clients involved however it is possible that aggregating such orders in this way may sometimes operate on some occasions to your advantage and sometimes on some occasions to your disadvantage; 5.2.5 Third Platform Services may aggregate any order with its own orders, orders of connected persons and orders of other customers and clients. Third Platform Services will only aggregate orders if the conditions set out in the relevant FCA Rules are met: that it would be unlikely that the aggregation of orders and transactions will work overall to the disadvantage of any client whose order is to be aggregated; and that Third Platform Services will disclose to each client whose order is to be aggregated that the effect of aggregation may work to its disadvantage in relation to a particular order; and that an order allocation policy will be established and effectively implemented. This disclosure is taken as compliance with that requirement; 5.2.6 following the execution of any bargains by giving you a higher or lower price than might have been the case if your order had been placed individually; and (e) Once PSL executes any transaction on your behalf, PSL Third Platform Services we will, unless you previously have otherwise instructed us otherwiseus, send a contract note or advice to you. It is very important that you check the detail The terms of all contract notes you receive, and notify us (and not PSL directly) immediately if there is any error or if you have any question about them, because the contract note will shall be considered a conclusive and final record of as to any detail matter contained or provided in itsuch note unless Third Platform Services is notified in writing by us forthwith or, unless we notify PSL of an error within 1 working day after receipt by you and in any event no later than event, prior to the settlement date for the transaction concernedsuch transaction.

Dealing. 6.1 In order for PSL to provide dealing services for your accountA copy of our Order Execution Policy can be found in the Policies section of our website, you need to ensure that: (a) where you are buying investments, there is sufficient cash in your account; and (b) where you are selling investments, documents of title or transfer forms that are required are delivered to PSL, in either case, prior to the execution together with a list of the transaction by PSL. 6.2 PSL will provide dealing or top five brokers used to execute our orders. We absorb all broker execution services on the following basis: (a) execution by PSL will be subject and research costs. Agreement to the FCA Rules these Terms and the rules of any investment exchange or other trading facility on which the transaction is executed; (b) PSL will treat the instructions we give them as binding on you. Any express instruction from us to PSL on your behalf concerning order execution will override PSL’s order execution policy and will remain binding on you; (c) PSL’s execution policy is set out in xxx.xxxxxxxx.xx.xx under the ‘disclosures’ section and therein under ‘compliance disclosures’. By your acceptance of these terms, you confirm Conditions constitutes your consent to the execution that policy and acknowledge that it which may be amended from time to time. In effecting any transaction for you hereunder we shall at all times comply with our Order Execution Policy and in particular, we will act in your best interests and comply with any applicable obligations regarding best execution under FCA Rules. You also agree should note that PSL where you give us specific instructions in relation to the execution of orders, this may execute prevent us from following our Order Execution Policy in relation to such orders in respect of the elements of execution covered by the instructions. We may aggregate transactions for your portfolio(s) with those of other customers and of our employees and of associates and their employees and will allocate such transactions on a market fair and reasonable basis in accordance with the requirements of the FCA Rules. You acknowledge that is each individual aggregated transaction may operate to your advantage, but also to your disadvantage, although not materially so. You may instruct us not to make public any Client Limit Orders in respect of shares admitted to trading on a regulated exchange market or traded on a multilateral trading facility which are not immediately executed under prevailing market conditions. We may (subject to our Order Execution Policy) deal on such markets or exchanges and with such counterparties as we see fit. All transactions will be effected in accordance with the European Economic Arearules and regulations of the relevant market or exchange, and we may take such steps as may be required or permitted by such rules and regulations and/or by appropriate market practice. Please note however We may coordinate settlement of transactions (whether or not combined with other transactions) for your portfolio(s) with counterparties on whatever terms are usual for the provisions of Annex 4 in relation to any overseas investments; (d) PSL market or transaction concerned. We may combine your orders with orders for its other clients or PSL’s own orders. PSL will only do this notwithstanding that if it considers a counterparty defaults, compensation arrangements (if any) may not be as favourable as those in other markets or for other sizes of transaction. We are authorised for the purposes of such transactions to give such warranties or undertakings on your behalf and surrender such liens or other rights as may be necessary or usual practice. We act in good faith and with reasonable skill and care in our choice and use of counterparties. In the event, however, that it is unlikely any counterparty fails to work deliver documents or pay amounts due on the due date or within a reasonable time, on receiving a request from you, we shall pursue on your behalf appropriate legal remedies to recover the overall disadvantage of you documents or any of its clients involved however it is possible that aggregating orders amount due or compensation in their place. All reasonable costs and expenses properly incurred by us in this way may sometimes operate connection shall be paid by you. In the event that you instruct us to reverse a transaction, we shall do so at the best available price at the time. However, we shall not be responsible for any loss or expense to your advantage and sometimes portfolio(s) as a result of your instructions to your disadvantage by giving you reverse a higher or lower price than might have been the case if your order had been placed individually; and (e) Once PSL executes any transaction on your behalf, PSL will, unless you previously instructed us otherwise, send a contract note to you. It is very important that you check the detail of all contract notes you receive, and notify us (and not PSL directly) immediately if there is any error or if you have any question about them, because the contract note will be considered a conclusive and final record of any detail contained in it, unless we notify PSL of an error within 1 working day after receipt by you and in any event no later than the settlement date for the transaction concernedtransaction.