Common use of Dealing Clause in Contracts

Dealing. 2.1 When we accept a dealing instruction from you we will seek to action it as soon as reasonably practicable in the circumstances. 2.2 All dealings with or for you are subject to the rules, provisions and usages of the markets, exchanges and associations being used for the trading of your account. 2.3 If for any reason a conflict or dispute arises between us in relation to our services we will endeavour to resolve these informally. If however this is not possible and you wish to make a formal complaint this should be made in writing. Your formal complaint will then be investigated internally. 2.4 Where we act as a principal in executing a transaction in an Investment which is not a packaged product or readily realisable security, the unit price of the transaction shall be arrived at by reference to the market price for the Investment then available on the market on which such investments are generally traded or, if no such price is available, on a best efforts basis, and any reference in a confirmation to a market price shall be construed accordingly. 2.5 We may aggregate your order with an own account order or an order of another client of ours. The effect of this aggregation may work to your disadvantage on some occasions. TERMS APPLICABLE TO TRANSACTIONS INVOLVING SECURITIES WHERE TRADITION ACTS AS A MATCHED PRINCIPAL BROKER

Dealing. 2.1 2.1. When we accept a dealing instruction from you we will seek to action it as soon as reasonably practicable in the circumstances. 2.2 2.2. All dealings with or for you are subject to the rules, provisions and usages of the markets, exchanges and associations being used for the trading of your account. 2.3 2.3. If for any reason a conflict or dispute arises between us in relation to our services we will endeavour to resolve these informally. If however this is not possible and you wish to make a formal complaint this should be made in writing. Your formal complaint will then be investigated internally. 2.4 2.4. Where we act as a principal in executing a transaction in an Investment which is not a packaged product or readily realisable security, the unit price of the transaction shall be arrived at by reference to the market price for the Investment then available on the market on which such investments are generally traded or, if no such price is available, on a best efforts basis, and any reference in a confirmation to a market price shall be construed accordingly. 2.5 2.5. We may aggregate your order with an own account order or an order of another client of ours. The effect of this aggregation may work to your disadvantage on some occasions. TERMS APPLICABLE TO TRANSACTIONS INVOLVING SECURITIES WHERE TRADITION ACTS AS A MATCHED PRINCIPAL BROKER