Deposits and Restrictions on Order Entry. Xxxxxx Xxxxxxx & Co., Inc. reserves the right to demand a deposit of funds or other adequate collateral prior to accepting any order to buy or sell securities. In consideration of credit risk and other factors, Xxxxxx Xxxxxxx & Co., Inc. may also, at its sole discretion, take any or all of the following steps: require full payment for any purchase prior to accepting an order; require cleared funds prior to accepting any order; refuse to accept any order to buy or sell any security; and place trading restrictions on your account, without prior notice to you. Accounts maintaining credit balances with no trades for an entire year may stop earning interest.
Appears in 4 contracts
Samples: Services Agreement, Services Agreement, Investment Advisory Services Agreement
