Disciplinary Information. Registered investment advisers must disclose all material facts about any legal or disciplinary events that would be material to evaluation of SPARROW or the integrity of the firm’s management. XXXXXXX does not have any legal, financial or other “disciplinary” item to report.
Appears in 2 contracts
Samples: Investment Advisory Agreement, Investment Advisory Agreement
Disciplinary Information. Registered investment advisers must disclose all material facts about any legal or disciplinary events that would be material to evaluation of SPARROW or the integrity of the firmFirm’s management. XXXXXXX does not have any legal, financial or other “disciplinary” item to report.
Appears in 1 contract
Samples: Investment Advisory Agreement
Disciplinary Information. Registered investment advisers must disclose all material facts about any legal or disciplinary events that would be material to evaluation of SPARROW or the integrity of the firmFirm’s management. XXXXXXX SPARROW does not have any legal, financial or other “disciplinary” item to report.
Appears in 1 contract
Samples: Investment Advisory Agreement
