Common use of Disclosure and Access to Information Clause in Contracts

Disclosure and Access to Information. Each Lender acknowledges that it has received and reviewed a copy of the Borrower’s (a) Annual Report on Form 10-K for the fiscal year ending September 30, 2010; (b) Proxy Statement for its Annual Meeting of Shareholders filed with the SEC on January 25, 2011; (c) Quarterly Reports on Form 10-Q for the periods ending December 31, 2010, March 31, 2011 and June 30, 2011; (d) Current Reports on Form 8-K dated December 22, 2010, January 5, 2011, February 14, 2011, March 2, 2011, April 18, 2011, May 13, 2011, August 12, 2011 and August 22, 2011; (e) unaudited statements of income for each of the months ended July 31, August 31, and September 30, 2011 and (f) unaudited balance sheet dated September 30, 2011. In addition, each Lender acknowledges that it and its representatives have had access to such additional information concerning the Borrower as it deemed necessary or appropriate to make an informed investment decision with respect to the transactions contemplated by this Agreement, including access to and an opportunity to ask questions of the Borrower’s management (which questions have been responded to by such persons to the Lenders’ satisfaction).

Appears in 2 contracts

Samples: Convertible Loan Agreement, Convertible Loan Agreement (Roundball LLC)

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Disclosure and Access to Information. Each Lender Roundball acknowledges that it has received and reviewed a copy of the Borrower’s 's (a) Annual Report on Form 10-K for the fiscal year ending September 30, 20102011 (and the Form 12b-25 with respect thereto filed with the SEC on December 23, 2011); (b) Proxy Statement for its Annual Meeting of Shareholders filed with the SEC on January 2530, 20112012; (c) Proxy Statement for its Special Meeting of Shareholders filed with the SEC on September 14, 2012 (and additional soliciting materials filed with the SEC on September 24, 2012); (c) Quarterly Reports on Form 10-Q for the periods ending December 31, 20102011, March 31, 2011 2012 and June 30, 20112012; (d) Current Reports on Form 8-K dated December 22, 2010, January 5, 20112012, January 9, 2012, January 13, 2012, February 14, 20112012, March 212, 20112012, April 18March 12, 20112012, May 14, 2012, August 13, 20112012 and October 11, August 12, 2011 and August 22, 20112012; (e) unaudited statements of income for each of the months ended July 31, August 31, and September 30, 2011 2012 and (f) unaudited balance sheet dated September 30, 20112012. In addition, each Lender Roundball acknowledges that it and its representatives have had access to such additional information concerning the Borrower as it deemed necessary or appropriate to make an informed investment decision with respect to the transactions contemplated by this Agreement, including access to and an opportunity to ask questions of the Borrower’s 's management (which questions have been responded to by such persons to the Lenders’ Roundball's satisfaction).

Appears in 1 contract

Samples: Convertible Loan Agreement (Hickok Inc)

Disclosure and Access to Information. Each Lender Roundball acknowledges that it has received and reviewed a copy of the Borrower’s 's (a) Annual Report on Form 10-K for the fiscal year ending September 30, 20102015; (b) Proxy Statement for its Annual Meeting of Shareholders filed with the SEC on January 25March 3, 20112015; (c) Quarterly Reports on Form 10-Q for the periods ending December 31, 20102014, March 31, 2011 2015 and June 30, 20112015; (d) Current Reports on Form 8-K dated December 22filed January 6, 20102015, January 512, 20112015, February 1413, 2011, March 2, 20112015, April 183, 20112015, May 13, 20112015, July 23, 2015, August 1213, 2011 2015 and August 22December 15, 20112015; (e) unaudited statements of income for each of the months ended July 31, August 31, and September 30, 2011 2015 and (f) unaudited balance sheet dated September 30, 20112015. In addition, each Lender Roundball acknowledges that it and its representatives have had access to such additional information concerning the Borrower as it deemed necessary or appropriate to make an informed investment decision with respect to the transactions contemplated by this Agreement, including access to and an opportunity to ask questions of the Borrower’s 's management (which questions have been responded to by such persons to the Lenders’ Roundball’s satisfaction).

Appears in 1 contract

Samples: Convertible Loan Agreement (Hickok Inc)

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Disclosure and Access to Information. Each Lender acknowledges that it has received and reviewed a copy of the Borrower’s 's (a) Annual Report on Form 10-K for the fiscal year ending September 30, 2010; (b) Proxy Statement for its Annual Meeting of Shareholders filed with the SEC on January 25, 2011; (c) Quarterly Reports on Form 10-Q for the periods ending December 31, 2010, March 31, 2011 and June 30, 2011; (d) Current Reports on Form 8-K dated December 22, 2010, January 5, 2011, February 14, 2011, March 2, 2011, April 18, 2011, May 13, 2011, August 12, 2011 and August 22, 2011; (e) unaudited statements of income for each of the months ended July 31, August 31, and September 30, 2011 and (f) unaudited balance sheet dated September 30, 2011. In addition, each Lender acknowledges that it and its representatives have had access to such additional information concerning the Borrower as it deemed necessary or appropriate to make an informed investment decision with respect to the transactions contemplated by this Agreement, including access to and an opportunity to ask questions of the Borrower’s 's management (which questions have been responded to by such persons to the Lenders' satisfaction).

Appears in 1 contract

Samples: Convertible Loan Agreement (Hickok Inc)

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