Distribution of Offering Material. The Fund has not distributed and, prior to the later to occur of (i) the Closing Date and (ii) completion of the distribution of the Securities, will not distribute any offering material in connection with the offering and sale of the Securities other than the Registration Statement, the Preliminary Prospectus, the Prospectus, the Sales Material (as defined below) or other materials permitted by the 1933 Act, the 1940 Act or the Rules and Regulations.
Appears in 28 contracts
Samples: Underwriting Agreement (Columbia Seligman Premium Technology Growth Fund, Inc.), Underwriting Agreement (Dreyfus Alcentra Global Credit Income 2024 Target Term Fund, Inc.), Underwriting Agreement (Rivernorth Opportunities Fund, Inc.)
Distribution of Offering Material. The Fund has not distributed and, prior to the later to occur of (i) the Closing Settlement Date and (ii) completion of the distribution of the SecuritiesPlacement Shares, will not distribute any offering material in connection with the offering and sale of the Securities Placement Shares other than the Registration Statement, the Preliminary Prospectus, the Prospectus, the Sales Material (as defined below) sales material or other materials permitted by the 1933 Act, the 1940 Securities Act or the Rules and RegulationsInvestment Company Act.
Appears in 12 contracts
Samples: Sales Agreement (Calamos Global Total Return Fund), Sales Agreement (Calamos Convertible & High Income Fund), Sales Agreement (Calamos Convertible Opportunities & Income Fund)
Distribution of Offering Material. The Fund has not distributed and, prior to the later to occur of (i) the Closing Settlement Date and (ii) completion of the distribution of the SecuritiesPlacement Shares, will not distribute any offering material in connection with the offering and sale of the Securities Placement Shares other than the Registration Statement, the Preliminary Prospectus, and the Prospectus, the Sales Material sales material (as defined below) or other materials permitted by the 1933 Act, the 1940 Securities Act or the Rules and RegulationsInvestment Company Act.
Appears in 12 contracts
Samples: Sales Agreement (Kayne Anderson MLP Investment CO), Sales Agreement (Kayne Anderson MLP Investment CO), Sales Agreement (Kayne Anderson MLP Investment CO)
Distribution of Offering Material. The Fund has not distributed and, prior to the later to occur of (i) the Closing Settlement Date and (ii) completion of the distribution of the SecuritiesPlacement Shares, will not distribute any offering material in connection with the offering and sale of the Securities Placement Shares other than the Registration Statement, the Preliminary Prospectus, and the Prospectus, the Sales Material (as defined below) sales material or other materials permitted by the 1933 Act, the 1940 Securities Act or the Rules and RegulationsInvestment Company Act relating to the Placement Shares.
Appears in 9 contracts
Samples: Sales Agreement (Guggenheim Taxable Municipal Managed Duration Trust), Sales Agreement (Guggenheim Strategic Opportunities Fund), Sales Agreement (Guggenheim Credit Allocation Fund)
Distribution of Offering Material. The Fund has not distributed and, prior to the later to occur of (i) the Closing Date and (ii) completion of the distribution of the Securities, will not distribute any offering material in connection with the offering and sale of the Securities other than the Registration Statement, the Preliminary Prospectus, the Prospectus, the Sales Material (as defined below) sales material or other materials permitted by the 1933 Act, the 1940 Act or the Rules and Regulations.
Appears in 8 contracts
Samples: Underwriting Agreement (Calamos Strategic Total Return Fund), Underwriting Agreement (Calamos Global Dynamic Income Fund), Underwriting Agreement (Alpine Total Dynamic Dividend Fund)
Distribution of Offering Material. The Fund has not distributed and, prior to the later to occur of (i) the Closing Date and (ii) completion of the distribution of the Securities, will not distribute any offering material in connection with the offering and sale of the Securities other than the Registration Statement, the Original Registration Statement, the Preliminary Prospectus, the Issuer Free Writing Prospectus, the Sales Material (as defined below) Prospectus or other materials materials, if any, permitted by the 1933 Act, the 1940 Act or the Rules and Regulations.
Appears in 3 contracts
Samples: Underwriting Agreement (Rivernorth Opportunities Fund, Inc.), Underwriting Agreement (RiverNorth/DoubleLine Strategic Opportunity Fund, Inc.), Underwriting Agreement (RiverNorth/DoubleLine Strategic Opportunity Fund, Inc.)
Distribution of Offering Material. The Fund has not distributed and, prior to the later to occur of (i) the Closing Settlement Date and (ii) completion of the distribution of the SecuritiesPlacement Shares, will not distribute any offering material in connection with the offering and sale of the Securities Placement Shares other than the Registration Statement, the Preliminary Prospectus, and the Prospectus, the Sales Material (as defined below) sales material or other materials permitted by the 1933 Act, the 1940 Securities Act or the Rules and RegulationsInvestment Company Act.
Appears in 3 contracts
Samples: Sales Agreement (Kayne Anderson Energy Total Return Fund, Inc.), Sales Agreement (Fiduciary/Claymore MLP Opportunity Fund), Sales Agreement (Fiduciary/Claymore MLP Opportunity Fund)
Distribution of Offering Material. The Fund has not distributed and, prior to the later to occur of (i) the Closing an applicable Settlement Date and (ii) completion of the distribution of the SecuritiesPlacement Shares, will not distribute any offering material in connection with the offering and sale of the Securities Placement Shares other than the Registration Statement, the Preliminary Prospectus, the Prospectus, the Sales Material (as defined below) sales material or other materials permitted by the 1933 Act, the 1940 Securities Act or the Rules and RegulationsInvestment Company Act.
Appears in 3 contracts
Samples: Sales Agreement (Calamos Global Total Return Fund), Sales Agreement (Calamos Convertible & High Income Fund), Sales Agreement (Calamos Convertible Opportunities & Income Fund)
Distribution of Offering Material. The Fund has not distributed and, prior to the later to occur of (i) the Closing Date and (ii) completion of the distribution of the Securities, will not distribute any offering material in connection with the offering and sale of the Securities other than the Registration Statement, the Preliminary Pre-Pricing Prospectus, the Prospectus, the Sales Material (as defined below) or other materials permitted by the 1933 Act, the 1940 Act or the Rules and Regulations).
Appears in 2 contracts
Samples: Underwriting Agreement (AllianzGI Convertible & Income Fund), Underwriting Agreement (AllianzGI Convertible & Income Fund II)
Distribution of Offering Material. The Fund has not distributed and, prior to the later to occur of (i) the Closing Date and (ii) completion of the distribution of the SecuritiesPreferred Shares, will not distribute any offering material in connection with the offering and sale of the Securities Preferred Shares other than the Registration Statement, the Preliminary Prospectus, the Prospectus, the Sales Material (as defined below) any sales material or other materials permitted by the 1933 Act, the 1940 Act or the Rules and Regulations.
Appears in 2 contracts
Samples: Underwriting Agreement (Calamos Global Dynamic Income Fund), Underwriting Agreement (Calamos Strategic Total Return Fund)
Distribution of Offering Material. The Fund has not publicly distributed and, prior to the later to occur of (i) the Closing Date and (ii) completion of the distribution of the Securities, will not publicly distribute any offering material in connection with the public offering and sale of the Securities other than the Registration Statement, the Preliminary Prospectus, the Prospectus, the Sales Material (as defined below) or other materials permitted by the 1933 Act, the 1940 Act or the Rules and Regulations.
Appears in 2 contracts
Samples: Underwriting Agreement (Eagle Growth & Income Opportunities Fund), Underwriting Agreement (THL Credit Senior Loan Fund)
Distribution of Offering Material. The Fund has not distributed and, prior to the later to occur of (i) the Closing Date and (ii) completion of the distribution of the Securities, will not distribute any offering material in connection with the offering and sale of the Securities other than the Registration Statement, the Preliminary Prospectus, the Prospectus, Prospectus and the Sales Material (as defined below) or other materials permitted by the 1933 Act, the 1940 Act or the Rules and Regulations).
Appears in 2 contracts
Samples: Underwriting Agreement (Tortoise Power & Energy Infrastructure Fund Inc), Underwriting Agreement (Dividend Capital Strategic Global Realty Fund)
Distribution of Offering Material. The Fund has not distributed and, prior to the later to occur of (i) the Closing Date and (ii) completion of the distribution of the Securities, will not distribute any offering material in connection with the offering and sale of the Securities other than the Registration Statement, the Preliminary Prospectus, the Prospectus, the Sales Material (as defined below) sales material or other materials permitted by the 1933 Act, the 1940 Act or the Rules and Regulations.
Appears in 1 contract
Samples: Underwriting Agreement (Nuveen Multi-Currency Short-Term Government Income Fund)
Distribution of Offering Material. The Fund has not distributed and, prior to the later to occur of (iA) the Closing Date and (iiB) completion of the distribution of the Securities, will not distribute any offering material in connection with the offering and sale of the Securities other than the Registration Statement, the Preliminary Prospectus, the Prospectus, the Sales Material (as defined below) sales material or other materials permitted by the 1933 Act, the 1940 Act or the Rules and Regulations.
Appears in 1 contract
Samples: Underwriting Agreement (Evergreen Global Dividend Opportunity Fund)
Distribution of Offering Material. The Fund has not distributed and, prior to the later to occur of (i) the Closing Date and (ii) completion of the distribution of the Securities, will not distribute any offering material in connection with the offering and sale of the Securities other than the Registration Statement, the Preliminary Prospectus, the Prospectus, the Sales Material (as defined below) or other materials permitted by the 1933 Act, the 1940 Act or the Rules and Regulations.
Appears in 1 contract
Samples: Underwriting Agreement (Seligman Premium Technology Growth Fund, Inc.)
Distribution of Offering Material. The Fund has not distributed and, prior to the later to occur of (i) the Closing Date and (ii) completion of the distribution of the Securities, will not distribute any offering material in connection with the offering and sale of the Securities other than the Registration Statement, the Preliminary Prospectus, the Prospectus, the Sales Material (as defined below) Materials or other materials permitted by the 1933 Act, the 1940 Act or the Rules and Regulations.
Appears in 1 contract
Samples: Underwriting Agreement (Claymore/Guggenheim Strategic Opportunities Fund)
Distribution of Offering Material. The Fund has not distributed and, prior to the later to occur of (i) the Closing Date and (ii) completion of the distribution of the Securities, will not distribute any offering material in connection with the offering and sale of the Securities other than the Registration Statement, the Preliminary ProspectusGeneral Disclosure Package, the Prospectus, the Sales Material (as defined below) or other materials permitted by the 1933 Act, the 1940 Act or the Rules and Regulations.
Appears in 1 contract
Samples: Underwriting Agreement (Brookfield Mortgage Opportunity Income Fund Inc.)
Distribution of Offering Material. The Fund has not publicly distributed and, prior to the later to occur of (i) the Closing Date and (ii) completion of the distribution of the Securities, will not publicly distribute any offering material in connection with the offering and sale of the Securities other than the Registration Statement, the Preliminary Prospectus, the Prospectus, the Sales Material (as defined below) or other materials permitted by the 1933 Act, the 1940 Act or the Rules and Regulations.
Appears in 1 contract
Samples: Underwriting Agreement (Center Coast MLP & Infrastructure Fund)
Distribution of Offering Material. The Fund has not distributed and, prior to the later to occur of (i) the Closing Settlement Date and (ii) completion of the distribution of the SecuritiesShares, will not distribute any offering material in connection with the offering and sale of the Securities Shares other than the Registration Statement, the Preliminary Prospectus, and the Prospectus, the Sales Material (as defined below) sales material or other materials permitted by the 1933 Act, the 1940 Securities Act or the Rules and RegulationsInvestment Company Act relating to the Shares.
Appears in 1 contract
Samples: Sales Agreement (Fiduciary/Claymore MLP Opportunity Fund)
