Common use of Duties and Obligations of the Broker-Dealer Clause in Contracts

Duties and Obligations of the Broker-Dealer. 4.1 The Broker-Dealer shall perform the Services listed on Exhibit A attached hereto. For the avoidance of doubt, in no event shall any investor in the Offering be considered a client or customer of the Broker-Dealer. No investor shall have an account of any type at the Broker-Dealer, nor shall any investor be solicited by the Broker-Dealer. In its role as broker of record, the Broker-Dealer shall have no discretion as to the acceptance or rejection of any investment. 4.2 The Broker-Dealer shall comply with all applicable federal and state securities laws and regulations applicable to and in connection with the Offering and Broker-Dealer’s designation as a broker of record in each of the states in the Territory.

Duties and Obligations of the Broker-Dealer. 4.1 The Broker-Dealer shall perform the Services listed on Exhibit A attached hereto. For the avoidance of doubt, in no event shall any investor in the Offering be considered a client or customer of the Broker-Dealer. No investor shall have an account of any type at the Broker-Dealer, nor shall any investor be solicited by the Broker-Broker- Dealer. In its role as broker of record, If the Broker-Dealer shall have no discretion elects to become a Placement Agent, it will sign a separate Placement Agent Agreement, the form of which is attached hereto as to the acceptance or rejection of any investment.Exhibit C. 4.2 The Broker-Dealer shall comply with all applicable federal and state securities laws and regulations applicable to and in connection with the Offering and Broker-Dealer’s designation as a broker of record in each of the states in the Territory.