Duties and Responsibilities of USBFS. USBFS will provide the following implementation support: (1) Project Management Assistance (2) Setup and Testing of System Interfaces (3) Conversion of Historical Data from the Trust (4) Assist with Sales Channel and Sales Territory Setup (5) Assist with Clearing/Executing Firm Relationships (6) Assist with Compliance Rule Setup (7) Database Setup (User Defined Fields) (8) Training (additional fee) USBFS will provide the following support services after implementation: (1) Assist with Project Management (2) Dedicated Client Service team (3) Weekly status calls (if needed) (4) Setup and testing of requests from the Trust (5) Duplicate Data Identification (6) Assistance with System File Imports (7) Custom Report Programming (at Programming rates) (8) Enhanced support available at a designated fee (such as database query reports, compliance report review and analysis, compliance workflow assistance)
Appears in 5 contracts
Samples: Transfer Agent Servicing Agreement (MainGate Trust), Transfer Agent Servicing Agreement (Brown Advisory Funds), Transfer Agent Servicing Agreement (DoubleLine Equity Funds)
Duties and Responsibilities of USBFS. USBFS will provide the following implementation support:
(1) Project Management Assistance
(2) Setup and Testing of System Interfaces
(3) Conversion of Historical Data from the Trust
(4) Assist with Sales Channel and Sales Territory Setup
(5) Assist with Clearing/Executing Firm Relationships
(6) Assist with Compliance Rule Setup
(7) Database Setup (User Defined Fields) )
(8) Training (additional fee) USBFS will provide the following support services after implementation:
(1) Assist with Project Management
(2) Dedicated Client Service team
(3) Weekly status calls (if needed)
(4) Setup and testing of requests from the Trust
(5) Duplicate Data Identification
(6) Assistance with System File Imports
(7) Custom Report Programming (at Programming rates)
(8) Enhanced support available at a designated fee (such as database query reports, compliance report review and analysis, compliance workflow assistance)
Appears in 4 contracts
Samples: Transfer Agent Servicing Agreement (Horizon Funds), Transfer Agent Servicing Agreement (Eagle Growth & Income Fund), Transfer Agent Servicing Agreement (Eagle Series Trust)
Duties and Responsibilities of USBFS. USBFS will provide the following implementation support:
(1) Project Management Assistance
(2) Setup and Testing of System Interfaces
(3) Conversion of Historical Data from the TrustCompany
(4) Assist with Sales Channel and Sales Territory Setup
(5) Assist with Clearing/Executing Firm Relationships
(6) Assist with Compliance Rule Setup
(7) Database Setup (User Defined Fields) (8) Training (additional fee) USBFS will provide the following support services after implementation:
(1) Assist with Project Management
(2) Dedicated Client Service team
(3) Weekly status calls (if needed)
(4) Setup and testing of requests from the TrustCompany
(5) Duplicate Data Identification
(6) Assistance with System File Imports
(7) Custom Report Programming (at Programming rates)
(8) Enhanced support available at a designated fee (such as database query reports, compliance report review and analysis, compliance workflow assistance)
Appears in 1 contract
Duties and Responsibilities of USBFS. USBFS will provide the following implementation support:
(1) Project Management Assistance
(2) Setup and Testing of System Interfaces
(3) Conversion of Historical Data from the TrustFund
(4) Assist with Sales Channel and Sales Territory Setup
(5) Assist with Clearing/Executing Firm Relationships
(6) Assist with Compliance Rule Setup
(7) Database Setup (User Defined Fields) )
(8) Training (additional fee) USBFS will provide the following support services after implementation:
(1) Assist with Project Management
(2) Dedicated Client Service team
(3) Weekly status calls (if needed)
(4) Setup and testing of requests from the TrustFund
(5) Duplicate Data Identification
(6) Assistance with System File Imports
(7) Custom Report Programming (at Programming rates)
(8) Enhanced support available at a designated fee (such as database query reports, compliance report review and analysis, compliance workflow assistance)
Appears in 1 contract
Samples: Transfer Agent Servicing Agreement (Tortoise Tax-Advantaged Social Infrastructure Fund, Inc.)
Duties and Responsibilities of USBFS. USBFS will provide the following implementation support:
(1) Project Management Assistance
(2) Setup and Testing of System Interfaces
(3) Conversion of Historical Data from the TrustFund
(4) Assist with Sales Channel and Sales Territory Setup
(5) Assist with Clearing/Executing Firm Relationships
(6) Assist with Compliance Rule Setup
(7) Database Setup (User Defined Fields) (8) Training (additional fee) USBFS will provide the following support services after implementation:
(1) Assist with Project Management
(2) Dedicated Client Service team
(3) Weekly status calls (if needed)
(4) Setup and testing of requests from the TrustFund
(5) Duplicate Data Identification
(6) Assistance with System File Imports
(7) Custom Report Programming (at Programming rates)
(8) Enhanced support available at a designated fee (such as database query reports, compliance report review and analysis, compliance workflow assistance)
Appears in 1 contract
Samples: Transfer Agent Servicing Agreement (Equinox Funds Trust)
