Vision Mutual Fund Gateway. Permits broker/dealers, financial planners, and registered investment advisors to use a web-based system to perform order and account inquiry, execute trades, print applications, review prospectuses, and establish new accounts.
Vision Mutual Fund Gateway. Permits broker/dealers, financial planners, and RIAs to use a web-based system to perform order and account inquiry, execute trades, print applications, review prospectuses, and establish new accounts.
Vision Mutual Fund Gateway. Permits broker/dealers, financial planners, and RIAs to use a web-based system to perform order and account inquiry, execute trades, print applications, review prospectuses, and establish new accounts. · Inquiry Only · Inquiry - $[ ] per event · Per broker ID - $[ ] per month per ID · Transaction Processing · Implementation - $[ ] per management company · Transaction – purchase, redeem, exchange, literature order - $[ ] per event · New Account Set-up – may contain multiple fund/accounts - $[ ] per event · Monthly Minimum Charge - $[ ] per month FAN MAIL – Financial planner mailbox provides transaction, account and price information to financial planners and small broker/dealers for import into a variety of financial planning software packages. · Base Fee Per Management Company – file generation and delivery - $[ ] per year · Per Record Charge · Rep/Branch/ID - $[ ] · Dealer - $[ ] · Price Files - $[ ] or $[ ]/user/month, whichever is less CLIENT Web DATA ACCESS – USBFS client on-line access to fund and investor data through USBFS technology applications and data delivery and security software. · MFS Systems (includes COLD and On Line Report view applications) · Setup - $[ ] (includes [ ] workstations) · Service - $[ ]/month · Report Source · No Setup Charge · $[ ]/month per reporting category · T/A Imaging · Setup - $[ ] (includes [ ] workstations) · $[ ]/month · Fund Source · No Setup Charge · $[ ]/month CLIENT DEDICATED LINE DATA ACCESS – For USBFS clients requiring continuous on-line access to USBFS shareholder accounting systems, such as for client call center support: · $[ ] per year per workstation for TA2000 AWD access · Plus data communications setup and monthly charges based upon location and bandwidth · Plus training billed at hourly rates plus out-of-pocket expenses TRANSFER AGENT TRAINING SERVICES · On-site at USBFS - $[ ] per day · At client location - $[ ] per day plus travel and out-of-pocket expenses B.O.S.S – Business On-line Sales Reporting Solution Monthly Software Subscription Services: · Access Per B.O.S.S. User: $[ ]/month/user Implementation and Support Services: · Implementation - $[ ] first user ID; each additional user ID is $[ ] – Includes project management and data/internet portal integration applicable to Transfer Agent data flow (up to [ ] years of historical data included). Additional setup requirements will be charged at Development hourly rate. · Training - $[ ] (includes [ ]-day session at USBFS site for up to [ ] partici...
Vision Mutual Fund Gateway. Permits broker/dealers, financial planners, and RIAs to us a web-based system to perform order and account inquiry, execute trades, print applications, review prospectuses, and establish new accounts. · Inquiry Only · Inquiry - $[ ] per event · Per broker ID - $[ ] per month per ID · Transaction Processing · Implementation - $[ ] per management company · Transaction – purchase, redeem, exchange, literature order - $[ ] per event · New Account Set-up – may contain multiple fund/accounts - $[ ] per event · Monthly Minimum Charge - $[ ] per month Excessive Trader – Software application that monitors the number of trades (exchanges, redemptions) that meet fund family criteria for excessive trading and automatically prevents trades in excess of the fund family parameters. · $[ ] setup/fund group of [ ] funds, $[ ] setup/fund group of over [ ] funds · $[ ] /account/year
Vision Mutual Fund Gateway. Permits broker/dealers, financial planners, and RIAs to use a web-based system to perform order and account inquiry, execute trades, print applications, review prospectuses, and establish new accounts. ■ Inquiry Only – Inquiry - $___/event – Per broker ID - $___/month per ID ■ Transaction Processing – Implementation - $___/management company – Transaction – purchase, redeem, exchange, literature order - $___/event – New Account Set-up – may contain multiple fund/accounts - $___/event – Monthly Minimum Charge - $___/month Provides the capability for financial intermediaries to access electronic statements via the Vision application.* ■ Implementation Fees – Develop eBusiness Solutions Software - $___/fund group – Code Print Software - $___ ■ Load charges – $___/image ■ Archive charge (for any image stored beyond 2 years) – $___/document *Normal Vision ID and activity charges also apply. Financial planner mailbox provides transaction, account and price information to financial planners and small broker/dealers for import into a variety of financial planning software packages. ■ Base Fee Per Management Company – file generation and delivery - $___/year – Per Record Charge – Rep/Branch/ID - $___ – Dealer - $___ ■ Price Files - $___or $___/user per month, whichever is less USBFS client on-line access to fund and investor data through USBFS technology applications and data delivery and security software. ■ Setup: MFx Portal - $___ ■ Service - $___ /user per month ■ Access to the following systems included: – BDS – Statement Storage and Retrieval – ReportSource – Mainframe T/A Report Library – T/A Imaging – Thin Client AWD – FundSource – Comprehensive Fund Information – 3270 – T/A Mainframe Access ■ Custom Electronic File Exchange (DDS of delivery of TIP files) - $___one time setup fee
Vision Mutual Fund Gateway. Permits broker/dealers, financial planners, and RIAs to use a web-based system to perform order and account inquiry, execute trades, print applications, review prospectuses, and establish new accounts. · Inquiry Only · Inquiry - $_____ per event · Per broker ID - $_____ per month per ID · Transaction Processing · Implementation - $_____ per management company · Transaction – purchase, redeem, exchange, literature order - $_____ per event · New Account Set-up – may contain multiple fund/accounts - $_____ per event · Monthly Minimum Charge - $_____ per month
Vision Mutual Fund Gateway. Permits broker/dealers, financial planners, and RIAs to use a web-based system
Vision Mutual Fund Gateway. Permits broker/dealers, financial planners, and RIAs to use a web-based system to perform order and account inquiry, execute trades, print applications, review prospectuses, and establish new accounts. ▪ Inquiry Only – Inquiry - $0.05 /event – Per broker ID - $5.00 /month per ID ▪ Transaction Processing – Implementation - $5,000 /management company – Transaction – purchase, redeem, exchange, literature order - $0.50 /event – New Account Setup – $3.00 /event – Monthly Minimum Charge - $500 /month Provides the capability for financial intermediaries to access electronic statements via the Vision application.* ▪ Implementation Fees – Develop eBusiness Solutions Software - $24,000 /fund group – Code Print Software - $10,000 /fund group ▪ Load charges – $0.05 /image ▪ Archive charge (for any image stored beyond 2 years) – $0.015 /document *Normal Vision ID and activity charges also apply. USBFS client on-line access to fund and investor data through USBFS technology applications and data delivery and security software. ▪ Setup: MFx Portal - $3,000 ▪ Service - $200 /user per month ▪ Access to the following systems included: – BDS – Statement Storage and Retrieval – ReportSource – Mainframe T/A Report Library – T/A Imaging – Thin Client AWD – FundSource – Comprehensive Fund Information – 3270 – T/A Mainframe Access ▪ Custom Electronic File Exchange (DDS of delivery of TIP files) - $2,500 one time setup fee – $100 /file per month maintenance fee
Vision Mutual Fund Gateway. Permits broker/dealers, financial planners, and RIAs to use a web-based system to perform order and account inquiry, execute trades, print applications, review prospectuses, and establish new accounts. § Inquiry Only − Inquiry - $0.05 /event − Per broker ID - $5.00 /month per ID § Transaction Processing − Implementation - $5,000 /management company − Transaction – purchase, redeem, exchange, literature order - $0.50 /event − New Account Setup – $3.00 /event Monthly Minimum Charge - $500 /month Provides the capability for financial intermediaries to access electronic statements via the Vision application.* § Implementation Fees − Develop eBusiness Solutions Software - $24,000 /fund group − Code Print Software - $10,000 /fund group § Load charges − $0.05 /image § Archive charge (for any image stored beyond 2 years) − $0.015 /document *Normal Vision ID and activity charges also apply.
Vision Mutual Fund Gateway. Permits broker/dealers, financial planners, and RIAs to use a web-based system to perform order and account inquiry, execute trades, print applications, review prospectuses, and establish new accounts. § Inquiry Only − Inquiry - $0.05 /event − Per broker ID - $5.00 /month per ID § Transaction Processing − Implementation - $5,000 /management company − Transaction – purchase, redeem, exchange, literature order - $0.50 /event − New Account Setup – $3.00 /event Monthly Minimum Charge - $500 /month
