Earnings Statement. As soon as reasonably practicable, the Company will make generally available to its security holders and to the Agent an earnings statement (which need not be audited) covering a period of at least twelve months beginning with the first fiscal quarter of the Company occurring after the date of this Agreement which shall satisfy the provisions of Section 11(a) of the Securities Act and Rule 158 under the Securities Act.
Appears in 29 contracts
Samples: Open Market Sale Agreement (Palladyne AI Corp.), Sales Agreement (ImmunoPrecise Antibodies Ltd.), Open Market Sale Agreement (ESSA Pharma Inc.)
Earnings Statement. As soon as reasonably practicable, the Company will make generally available to its security holders and to the Agent Representative an earnings statement (which need not be audited) covering a period of at least twelve months beginning with the first fiscal quarter of the Company occurring after the date of this Agreement which shall satisfy the provisions of Section 11(a) of the Securities Act and “effective date” (as defined in Rule 158 under the Securities Act) of the Registration Statement.
Appears in 26 contracts
Samples: Underwriting Agreement (Penske Automotive Group, Inc.), Underwriting Agreement (Penske Automotive Group, Inc.), Underwriting Agreement (Celanese Corp)
Earnings Statement. As soon as reasonably practicable, the Company will make generally available to its security holders and to the Agent Representatives an earnings statement (which need not be audited) covering a period of at least twelve months beginning with the first fiscal quarter of the Company occurring after the date of this Agreement which shall satisfy the provisions of Section 11(a) of the Securities Act and “effective date” (as defined in Rule 158 under the Securities Act) of the Registration Statement.
Appears in 25 contracts
Samples: Underwriting Agreement (Aes Corp), Underwriting Agreement (Aes Corp), Underwriting Agreement (SM Energy Co)
Earnings Statement. As soon as reasonably practicable, the The Company will make generally available to its security holders and to the Agent Representatives as soon as practicable an earnings statement (which need not be audited) covering a period of at least twelve 12 months beginning with the first fiscal quarter of the Company occurring commencing after the date of this Agreement which shall that will satisfy the provisions of Section 11(a) of the Securities Act and Rule 158 under the Securities Actrules and regulations of the Commission thereunder.
Appears in 25 contracts
Samples: Underwriting Agreement (Authentic Equity Acquisition Corp.), Underwriting Agreement (Live Oak Acquisition Corp II), Underwriting Agreement (Live Oak Acquisition Corp II)
Earnings Statement. As soon as reasonably practicable, the Company will make generally available to its security holders and to the Agent an earnings statement (which need not be audited) covering a period of at least twelve months beginning with the first fiscal quarter of the Company occurring after the date of this Agreement which shall satisfy the provisions of Section 11(a) of the Securities Act and Rule 158 under the Securities Act, which requirement may be satisfied by publicly filing the required information on XXXXX.
Appears in 22 contracts
Samples: Open Market Sale Agreement (Alvotech), Atm Equity Offering Sales Agreement (Janux Therapeutics, Inc.), Open Market Sale Agreement (Augmedix, Inc.)
Earnings Statement. As soon as reasonably practicable, the Company will make generally available to its security holders and to the Agent an earnings statement (which need not be audited) covering a period of at least twelve months beginning with the first fiscal quarter of the Company occurring after the date of this Agreement which shall satisfy the provisions of Section 11(a) of the Securities Act and Rule 158 under the Securities Act; provided that the Company will be deemed to have furnished such statement to its security holders and the Agent to the extent they are filed on XXXXX or any successor system.
Appears in 22 contracts
Samples: Open Market Sale Agreement (Virgin Galactic Holdings, Inc), Open Market Sale Agreement (Travere Therapeutics, Inc.), Open Market Sale Agreement (Aehr Test Systems)
Earnings Statement. As soon as reasonably practicable, but in any event no later than twelve months after the date of this Agreement, the Company will make generally available to its security holders and to the Agent Representative an earnings statement (which need not be audited) covering a period of at least twelve months beginning with the first fiscal quarter of the Company occurring after the date of this Agreement which shall satisfy the provisions of Section 11(a) of the Securities Act and Rule 158 under the Securities Actrules and regulations of the Commission thereunder.
Appears in 19 contracts
Samples: Underwriting Agreement (Cachet Financial Solutions, Inc.), Underwriting Agreement (Cachet Financial Solutions, Inc.), Underwriting Agreement (Cachet Financial Solutions, Inc.)
Earnings Statement. As soon as reasonably practicable, but in any event no later than twelve months after the date of this Agreement, the Company will make generally available to its security holders and to the Agent Representatives an earnings statement (which need not be audited) covering a period of at least twelve months beginning with the first fiscal quarter of the Company occurring after the date of this Agreement which shall satisfy the provisions of Section 11(a) of the Securities Act and Rule 158 under the Securities Actrules and regulations of the Commission thereunder.
Appears in 19 contracts
Samples: Underwriting Agreement (RCS Capital Corp), Underwriting Agreement (Celldex Therapeutics, Inc.), Underwriting Agreement (Celldex Therapeutics, Inc.)
Earnings Statement. As soon as reasonably practicable, the The Company will make generally available to its security holders and to the Agent Underwriter as soon as practicable an earnings statement (which need not be audited) covering a period of at least twelve months beginning with the first fiscal quarter of the Company occurring commencing after the date of this Agreement which shall that will satisfy the provisions of Section 11(a) of the Securities Act and Rule 158 under the Securities Actrules and regulations of the Commission thereunder.
Appears in 17 contracts
Samples: Underwriting Agreement (Collegium Pharmaceutical, Inc), Underwriting Agreement (Transenterix, Inc.), Underwriting Agreement (Senseonics Holdings, Inc.)
Earnings Statement. As soon as reasonably practicable, the The Company will make generally available (which may be satisfied by filing with EXXXX) to its security holders and to the Agent Representative as soon as practicable an earnings statement (which need not be audited) covering a period of at least twelve months beginning with the first fiscal quarter of the Company occurring commencing after the date of this Agreement which shall that will satisfy the provisions of Section 11(a) of the Securities Act and Rule 158 under the Securities Actrules and regulations of the Commission thereunder.
Appears in 16 contracts
Samples: Underwriting Agreement (Esperion Therapeutics, Inc.), Underwriting Agreement (Outlook Therapeutics, Inc.), Underwriting Agreement (AzurRx BioPharma, Inc.)
Earnings Statement. As soon as reasonably practicable, the The Company will make generally available (which may be satisfied by filing with XXXXX) to its security holders and to the Agent Representative as soon as practicable an earnings statement (which need not be audited) covering a period of at least twelve months beginning with the first fiscal quarter of the Company occurring commencing after the date of this Agreement which shall that will satisfy the provisions of Section 11(a) of the Securities Act and Rule 158 under the Securities Actrules and regulations of the Commission thereunder.
Appears in 15 contracts
Samples: Underwriting Agreement (iBio, Inc.), Underwriting Agreement (PharmaCyte Biotech, Inc.), Underwriting Agreement (Edesa Biotech, Inc.)
Earnings Statement. As soon as reasonably practicable, the Company will make generally available to its security holders and to the Agent an earnings statement (which need not be audited) covering a period of at least twelve months beginning with the first fiscal quarter of the Company occurring after the date of this Agreement which shall satisfy the provisions of Section 11(a) of the Securities Act and Rule 158 under the Securities Act; provided that the Company shall be deemed to have furnished such statements to its security holders and the Agent to the extent they are filed on the Commission’s XXXXX system or any successor to such system.
Appears in 11 contracts
Samples: Sales Agreement (Orchestra BioMed Holdings, Inc.), Open Market Sale Agreement (Praxis Precision Medicines, Inc.), Open Market Sale Agreement (Praxis Precision Medicines, Inc.)
Earnings Statement. As soon as reasonably practicable, the The Company will make generally available to its security holders shareholders and to the Agent Representatives as soon as practicable an earnings statement (which need not be audited) covering a period of at least twelve 12 months beginning with the first fiscal quarter of the Company occurring commencing after the date of this Agreement which shall that will satisfy the provisions of Section 11(a) of the Securities Act and Rule 158 under the Securities Actrules and regulations of the Commission thereunder.
Appears in 11 contracts
Samples: Underwriting Agreement (Oaktree Acquisition Corp. III Life Sciences), Underwriting Agreement (Oaktree Acquisition Corp. III Life Sciences), Underwriting Agreement (Oaktree Acquisition Corp. III Life Sciences)
Earnings Statement. As soon as reasonably practicable, the Company will make generally available to its security holders and to the Agent Agents an earnings statement (which need not be audited) covering a period of at least twelve months beginning with the first fiscal quarter of the Company occurring after the date of this Agreement which shall satisfy the provisions of Section 11(a) of the Securities Act and Rule 158 under the Securities Act.
Appears in 10 contracts
Samples: Equity Distribution Agreement (Tilray Brands, Inc.), Equity Distribution Agreement (BridgeBio Pharma, Inc.), Sales Agreement (Aclaris Therapeutics, Inc.)
Earnings Statement. As soon as reasonably practicable, the Company will make generally available to its security holders and to the Agent Underwriters an earnings statement (which need not be audited) covering a period of at least twelve months beginning with the first fiscal quarter of the Company occurring after the date of this Agreement which shall satisfy the provisions of Section 11(a) of the Securities Act and “effective date” (as defined in Rule 158 under the Securities Act) of the Registration Statement.
Appears in 9 contracts
Samples: Underwriting Agreement (Cit Group Inc), Underwriting Agreement (Cit Group Inc), Underwriting Agreement (Cit Group Inc)
Earnings Statement. As soon as reasonably practicable, but in any event no later than 18 months after the date of this Agreement, the Company will make generally available to its security holders and to the Agent Co-Lead Underwriters an earnings statement (which need not be audited) covering a period of at least twelve 12 months beginning with the first fiscal quarter of the Company occurring commencing after the date of this Agreement which shall satisfy the provisions of Section 11(a) of the Securities Act and Rule 158 under the Securities Actrules and regulations of the SEC thereunder.
Appears in 9 contracts
Samples: Underwriting Agreement (Denison Mines Corp.), Underwriting Agreement (GREAT PANTHER MINING LTD), Underwriting Agreement (Avino Silver & Gold Mines LTD)
Earnings Statement. As soon as reasonably practicable, but in any event no later than twelve months after the date of this Agreement, the Company will make generally available to its security holders and to the Agent Underwriter an earnings statement (which need not be audited) covering a period of at least twelve months beginning with the first fiscal quarter of the Company occurring after the date of this Agreement which shall satisfy the provisions of Section 11(a) of the Securities Act and Rule 158 under the Securities Actrules and regulations of the Commission thereunder.
Appears in 8 contracts
Samples: Underwriting Agreement (Igate Corp), Underwriting Agreement (Halozyme Therapeutics Inc), Underwriting Agreement (Satcon Technology Corp)
Earnings Statement. As soon as reasonably practicable, the The Company will make generally available to its security holders and to the Agent Underwriters as soon as practicable an earnings statement (which need not be audited) covering a period of at least twelve months beginning with the first fiscal quarter of the Company occurring commencing after the date of this Agreement which shall that will satisfy the provisions of Section 11(a) of the Securities Act and Rule 158 under the Securities Actrules and regulations of the Commission thereunder.
Appears in 8 contracts
Samples: Underwriting Agreement (Auris Medical Holding Ltd.), Underwriting Agreement (Auris Medical Holding Ltd.), Underwriting Agreement (Auris Medical Holding Ltd.)
Earnings Statement. As soon as reasonably practicable, the Company will make generally available to its security holders and to the each Agent an earnings statement (which need not be audited) covering a period of at least twelve months beginning with the first fiscal quarter of the Company occurring after the date of this Agreement which shall satisfy the provisions of Section 11(a) of the Securities Act and Rule 158 under the Securities Act.
Appears in 8 contracts
Samples: Open Market Sale Agreement (Ardmore Shipping Corp), Open Market Sale Agreement (Ardmore Shipping Corp), Open Market Sale Agreement (Ardmore Shipping Corp)
Earnings Statement. As soon as reasonably practicable, the The Company will make generally available to its security holders securityholders and to the Agent Representatives as soon as practicable an earnings statement (which need not be audited) covering a period of at least twelve months beginning with the first fiscal quarter of the Company occurring commencing after the date of this Agreement which shall that will satisfy the provisions of Section 11(a) of the Securities Act and Rule 158 under the Securities Actrules and regulations of the Commission thereunder.
Appears in 8 contracts
Samples: Underwriting Agreement (Celcuity Inc.), Underwriting Agreement (Reneo Pharmaceuticals, Inc.), Underwriting Agreement (Reneo Pharmaceuticals, Inc.)
Earnings Statement. As soon as reasonably practicable, the Company will make generally available to its security holders and to the Agent Representatives an earnings statement (which need not be audited) covering a period of at least twelve months beginning with the first fiscal quarter of the Company occurring after the date of this Agreement Agreement, which shall satisfy the provisions of Section 11(a) of the Securities Act and Rule 158 under the Securities Actrules and regulations of the Commission thereunder.
Appears in 8 contracts
Samples: Underwriting Agreement (Exact Sciences Corp), Underwriting Agreement (Exact Sciences Corp), Underwriting Agreement (Exact Sciences Corp)
Earnings Statement. As soon as reasonably practicable, the The Company will make generally available (which may be satisfied by filing with XXXXX) to its security holders and to the Agent Representatives as soon as practicable an earnings statement (which need not be audited) covering a period of at least twelve months beginning with the first fiscal quarter of the Company occurring commencing after the date of this Agreement which shall that will satisfy the provisions of Section 11(a) of the Securities Act and Rule 158 under the Securities Actrules and regulations of the Commission thereunder.
Appears in 7 contracts
Samples: Underwriting Agreement (Scilex Holding Co), Underwriting Agreement (Pacific Biosciences of California, Inc.), Underwriting Agreement (Pacific Biosciences of California, Inc.)
Earnings Statement. As soon as reasonably practicable, the Company will make generally available to its security holders and to the Agent Representative an earnings statement (which need not be audited) covering a period of at least twelve months beginning with the first fiscal quarter of the Company occurring after the date of this Agreement which shall satisfy the provisions of Section 11(a) of the Securities Act and Rule 158 under the Securities Actrules and regulations of the Commission thereunder.
Appears in 7 contracts
Samples: Underwriting Agreement (Biosante Pharmaceuticals Inc), Underwriting Agreement (Gulfport Energy Corp), Underwriting Agreement (Ceco Environmental Corp)
Earnings Statement. As soon as reasonably practicable, the The Company will make generally available to its security holders stockholders and to the Agent Representatives as soon as practicable an earnings statement (which need not be audited) covering a period of at least twelve 12 months beginning with the first fiscal quarter of the Company occurring commencing after the date of this Agreement which shall that will satisfy the provisions of Section 11(a) of the Securities Act and Rule 158 under the Securities Actrules and regulations of the Commission thereunder.
Appears in 7 contracts
Samples: Underwriting Agreement (Immune Design Corp.), Underwriting Agreement (Immune Design Corp.), Underwriting Agreement (Immune Design Corp.)
Earnings Statement. As soon as reasonably practicable, the The Company will make generally available (which may be satisfied by filing with EXXXX) to its security holders and to the Agent Representatives as soon as practicable an earnings statement (which need not be audited) covering a period of at least twelve months beginning with the first fiscal quarter of the Company occurring commencing after the date of this Agreement which shall that will satisfy the provisions of Section 11(a) of the Securities Act and Rule 158 under the Securities Actrules and regulations of the Commission thereunder.
Appears in 6 contracts
Samples: Underwriting Agreement (Pacific Biosciences of California, Inc.), Underwriting Agreement (VBI Vaccines Inc/Bc), Underwriting Agreement (VBI Vaccines Inc/Bc)
Earnings Statement. As soon as reasonably practicable, the Company will make generally available to its security holders and to the Agent Underwriter an earnings statement (which need not be audited) covering a period of at least twelve months beginning with the first fiscal quarter of the Company occurring after the date of this Agreement which shall satisfy the provisions of Section 11(a) of the Securities Act and Rule 158 under the Securities Actrules and regulations of the Commission thereunder.
Appears in 6 contracts
Samples: Underwriting Agreement (Gulfport Energy Corp), Underwriting Agreement (Gulfmark Offshore Inc), Underwriting Agreement (Gulf Island Fabrication Inc)
Earnings Statement. As soon as reasonably practicable, the The Company will make generally available to its security holders shareholders and to the Agent Representative as soon as practicable an earnings statement (which need not be audited) covering a period of at least twelve 12 months beginning with the first fiscal quarter of the Company occurring commencing after the date of this Agreement which shall that will satisfy the provisions of Section 11(a) of the Securities Act and Rule 158 under the Securities Actrules and regulations of the Commission thereunder.
Appears in 6 contracts
Samples: Underwriting Agreement (Perceptive Capital Solutions Corp), Underwriting Agreement (Perceptive Capital Solutions Corp), Underwriting Agreement (Helix Acquisition Corp)
Earnings Statement. As soon as reasonably practicable, but in any event no later than 18 months after the date of this Agreement, the Company will make generally available to its security holders and to the Agent Lead Underwriter an earnings statement (which need not be audited) covering a period of at least twelve 12 months beginning with the first fiscal quarter of the Company occurring commencing after the date of this Agreement which shall satisfy the provisions of Section 11(a) of the Securities Act and Rule 158 under the Securities Actrules and regulations of the SEC thereunder.
Appears in 6 contracts
Samples: Underwriting Agreement (Western Copper & Gold Corp), Underwriting Agreement (Draganfly Inc.), Underwriting Agreement (GREAT PANTHER MINING LTD)
Earnings Statement. As soon as reasonably practicable, the Company will make generally available to its security holders and to the Agent Agents an earnings statement (which need not be audited) covering a period of at least twelve months beginning with the first fiscal quarter of the Company occurring after the date of this Agreement which shall satisfy the provisions of Section 11(a) of the Securities Act and Rule 158 under the Securities Act.
Appears in 6 contracts
Samples: Sales Agreement (MICROSTRATEGY Inc), Sales Agreement (MICROSTRATEGY Inc), Sales Agreement (MICROSTRATEGY Inc)
Earnings Statement. As soon as reasonably practicable, the Company will make generally available to holders of its security holders securities and deliver to the Agent Placement Agent, an earnings statement of the Company (which need not be audited) covering a period of at least twelve 12 months beginning with the first fiscal quarter of the Company occurring after the date of this Agreement which shall that will satisfy the provisions of Section 11(a) of the Securities Act and the Rules and Regulations (including, at the option of the Company, Rule 158 under the Securities Act158).
Appears in 6 contracts
Samples: Placement Agency Agreement (MDRNA, Inc.), Placement Agency Agreement (Delcath Systems Inc), Placement Agency Agreement (Magnum Hunter Resources Corp)
Earnings Statement. As soon as reasonably practicable, the Company will make generally available to its security holders and to the Sales Agent an earnings statement (which need not be audited) covering a period of at least twelve months beginning with the first fiscal quarter of the Company occurring after the date of this Agreement which shall satisfy the provisions of Section 11(a) of the Securities Act and Rule 158 under the Securities Act.
Appears in 6 contracts
Samples: Open Market Sale Agreement (Trinity Capital Inc.), Open Market Sale Agreement (Trinity Capital Inc.), Open Market Sale Agreement (Trinity Capital Inc.)
Earnings Statement. As soon as reasonably practicable, the The Company will make generally available to its security holders and to the Agent Representatives as soon as practicable an earnings statement (which need not be audited) covering a period of at least twelve months beginning with the first fiscal quarter of the Company occurring commencing after the date of this Agreement which shall that will satisfy the provisions of Section 11(a) of the Securities Act and Rule 158 under the Securities Actrules and regulations of the Commission thereunder, which requirement may be satisfied by publicly filing the required information on EXXXX.
Appears in 6 contracts
Samples: Underwriting Agreement (Ocular Therapeutix, Inc), Underwriting Agreement (Ocular Therapeutix, Inc), Underwriting Agreement (Ocular Therapeutix, Inc)
Earnings Statement. As soon as reasonably practicable, the The Company will make generally available to its security holders and to the Agent Representative as soon as practicable an earnings statement (which need not be audited) covering a period of at least twelve months beginning with the first fiscal quarter of the Company occurring commencing after the date of this Agreement which shall that will satisfy the provisions of Section 11(a) of the Securities Act and the rules and regulations of the Commission thereunder (including Rule 158 under the Securities Act).
Appears in 5 contracts
Samples: Underwriting Agreement (Manchester United PLC), Underwriting Agreement (Manchester United PLC), Underwriting Agreement (Manchester United PLC)
Earnings Statement. As soon as reasonably practicable, the Company will make generally available to its security holders and to the Agent an earnings statement (which need not be audited) covering a period of at least twelve (12) months beginning with the first fiscal quarter of the Company occurring after the date of this Agreement which shall satisfy the provisions of Section 11(a) of the Securities Act and Rule 158 under the Securities Act.
Appears in 5 contracts
Samples: Open Market Sale Agreement (Selecta Biosciences Inc), Open Market Sale Agreement (Selecta Biosciences Inc), Sales Agreement (Selecta Biosciences Inc)
Earnings Statement. As soon as reasonably practicable, the The Company will make generally available to its security holders and to the Agent Representative as soon as practicable an earnings statement (which need not be audited) covering a period of at least twelve months beginning with the first fiscal quarter of the Company occurring commencing after the date of this Agreement which shall that will satisfy the provisions of Section 11(a) of the Securities Act and Rule 158 under the Securities Actrules and regulations of the Commission thereunder, which requirement may be satisfied by publicly filing the required information on XXXXX.
Appears in 5 contracts
Samples: Underwriting Agreement (Scilex Holding Co), Underwriting Agreement (PDS Biotechnology Corp), Underwriting Agreement (Soliton, Inc.)
Earnings Statement. As soon as reasonably practicable, the The Company will make generally available to its security holders and to the Agent Representatives as soon as practicable an earnings statement (which need not be audited) covering a period of at least twelve (12) months beginning with the first fiscal quarter of the Company occurring commencing after the date of this Agreement which shall that will satisfy the provisions of Section 11(a) of the Securities Act and Rule 158 under the Securities Actrules and regulations of the Commission thereunder.
Appears in 5 contracts
Samples: Underwriting Agreement (Scholar Rock Holding Corp), Underwriting Agreement, Underwriting Agreement (UroGen Pharma Ltd.)
Earnings Statement. As soon as reasonably practicable, the Company will make generally available to its security holders and to the Agent Representatives an earnings statement (which need not be audited) covering a period of at least twelve months beginning with the first fiscal quarter of the Company occurring after the date of this Agreement which shall satisfy the provisions of Section 11(a) of the Securities Act and Rule 158 under the Securities Actrules and regulations of the Commission thereunder.
Appears in 5 contracts
Samples: Underwriting Agreement (Mercury Computer Systems Inc), Underwriting Agreement (Edgen Group Inc.), Underwriting Agreement (Power Medical Interventions, Inc.)
Earnings Statement. As soon as reasonably practicable, the Company will make generally available to its security holders and to the Agent Representative an earnings statement (which need not be audited) covering a period of at least twelve months beginning with the first fiscal quarter of the Company occurring after the date of this Agreement Agreement, which shall satisfy the provisions of Section 11(a) of the Securities Act and Rule 158 under the Securities Actrules and regulations of the Commission thereunder.
Appears in 5 contracts
Samples: Underwriting Agreement (Exact Sciences Corp), Underwriting Agreement (Exact Sciences Corp), Underwriting Agreement (Exact Sciences Corp)
Earnings Statement. As soon as reasonably practicable, the The Company will promptly make generally available to its security holders and to the Agent Representatives an earnings statement (which need not be audited) covering a period of at least twelve months beginning with the first fiscal quarter of the Company occurring commencing after the date of this Agreement which shall that will satisfy the provisions of Section 11(a) of the Securities Act and Rule 158 under the Securities Actrules and regulations of the Commission thereunder.
Appears in 5 contracts
Samples: Underwriting Agreement (Heron Therapeutics, Inc. /De/), Underwriting Agreement (Heron Therapeutics, Inc. /De/), Underwriting Agreement (La Jolla Pharmaceutical Co)
Earnings Statement. As soon as reasonably practicable, but in any event not later than 15 months after the end of the Company’s current fiscal quarter as of the date of this Agreement, the Company will make generally available to its security holders and to the Agent an earnings statement (which need not be audited) covering a period of at least twelve months beginning with the first fiscal quarter of the Company occurring after the date of this Agreement which shall satisfy the provisions of Section 11(a) of the Securities Act and Rule 158 under the Securities Act.
Appears in 5 contracts
Samples: Open Market Sale Agreement (Ardelyx, Inc.), Open Market Sale Agreement (Ardelyx, Inc.), Open Market Sale Agreement (Odonate Therapeutics, Inc.)
Earnings Statement. As soon as reasonably practicable, the Company will make generally available to its security holders and to the Agent an earnings statement (which need not be audited) covering a period of at least twelve months beginning with the first fiscal quarter of the Company occurring after the date of this Agreement which shall satisfy the provisions of Section 11(a) of the Securities Act and Rule 158 under the Securities Act; provided that the Company will be deemed to have furnished such statements to its security holders and the Agent to the extent they are filed on XXXXX or any successor system.
Appears in 5 contracts
Samples: Sales Agreement (Solid Biosciences Inc.), Sales Agreement (Cibus, Inc.), Sales Agreement (Solid Biosciences Inc.)
Earnings Statement. As soon as reasonably practicable, the The Company will make generally available to its security holders and to the Agent Representatives as soon as practicable an earnings statement (which need not be audited) covering a period of at least twelve months beginning with the first fiscal quarter of the Company occurring commencing after the date of this Agreement which shall that will satisfy the provisions of Section 11(a) of the Securities Act and Rule 158 under of the Securities ActCommission promulgated thereunder.
Appears in 5 contracts
Samples: Underwriting Agreement (Dicerna Pharmaceuticals Inc), Underwriting Agreement (Dicerna Pharmaceuticals Inc), Underwriting Agreement (Amag Pharmaceuticals Inc.)
Earnings Statement. As soon as reasonably practicable, the Company will make generally available to its security holders and to the Agent Underwriter an earnings statement (which need not be audited) covering a period of at least twelve months beginning with the first fiscal quarter of the Company occurring after the date of this Agreement which shall satisfy the provisions of Section 11(a) of the Securities Act and “effective date” (as defined in Rule 158 under the Securities Act) of the Registration Statement.
Appears in 5 contracts
Samples: Underwriting Agreement (Aes Corp), Underwriting Agreement (Aes Corp), Underwriting Agreement (Graphic Packaging Holding Co)
Earnings Statement. As soon as reasonably practicable, the Company will make generally available to its security holders and to the Agent an earnings statement (which need not be audited) covering a period of at least twelve 12 months beginning with the first fiscal quarter of the Company occurring after the date of this Agreement which shall satisfy the provisions of Section 11(a) of the Securities Act and Rule 158 under the Securities Act.
Appears in 5 contracts
Samples: Open Market Sale Agreement (Milestone Pharmaceuticals Inc.), Open Market Sale Agreement (Sangamo Therapeutics, Inc), Open Market Sale Agreement (Contango Oil & Gas Co)
Earnings Statement. As soon as reasonably practicable, the The Company will make generally available to its security holders stockholders and to the Agent Representative as soon as practicable an earnings statement (which need not be audited) covering a period of at least twelve 12 months beginning with the first fiscal quarter of the Company occurring commencing after the date of this Agreement which shall that will satisfy the provisions of Section 11(a) of the Securities Act and Rule 158 under the Securities Actrules and regulations of the Commission thereunder.
Appears in 5 contracts
Samples: Underwriting Agreement (Foresite Life Sciences Corp.), Underwriting Agreement (FS Development Corp. II), Underwriting Agreement (FS Development Corp.)
Earnings Statement. As soon as reasonably practicable, the Company will make generally available to its security holders and to the Agent Representatives an earnings statement (which need not be audited) covering a period of at least twelve months beginning with the first fiscal quarter of the Company occurring after the date of this Agreement which shall satisfy the provisions of Section 11(a) of the Securities Act and “effective date” (as defined in Rule 158 under the Securities Act) of the Registration Statement.
Appears in 4 contracts
Samples: Underwriting Agreement (Cit Group Inc), Underwriting Agreement (Cit Group Inc), Underwriting Agreement (Cit Group Inc)
Earnings Statement. As soon as reasonably practicable, but in any event not later than 16 months after the date of this Agreement, the Company will make generally available to its security holders and to the Agent Representatives an earnings statement (which need not be audited) covering a period of at least twelve months beginning with the first fiscal quarter of the Company occurring after the date of this Agreement which shall satisfy the provisions of Section 11(a) of the Securities Act and Rule 158 under the Securities Actrules and regulations of the Commission thereunder.
Appears in 4 contracts
Samples: Underwriting Agreement (Inverness Medical Innovations Inc), Underwriting Agreement (Inverness Medical Innovations Inc), Underwriting Agreement (Inverness Medical Innovations Inc)
Earnings Statement. As soon as reasonably practicable, the Company will make generally available to holders of its security holders securities and deliver to the Agent Placement Agents, an earnings statement of the Company (which need not be audited) covering a period of at least twelve 12 months beginning with the first fiscal quarter of the Company occurring after the date of this Agreement which shall that will satisfy the provisions of Section 11(a) of the Securities Act and the Rules and Regulations (including, at the option of the Company, Rule 158 under the Securities Act158).
Appears in 4 contracts
Samples: Placement Agency Agreement (Houston American Energy Corp), Placement Agency Agreement (Headwaters Inc), Placement Agency Agreement (Fuelcell Energy Inc)
Earnings Statement. As soon as reasonably practicable, but in any event no later than fourteen months after the date of this Agreement, the Company will make generally available to its security holders and to the Agent Representatives an earnings statement (which need not be audited) covering a period of at least twelve months beginning with the first fiscal quarter of the Company occurring after the date of this Agreement which shall satisfy the provisions of Section 11(a) of the Securities Act and Rule 158 under the Securities Actrules and regulations of the Commission thereunder.
Appears in 4 contracts
Samples: Underwriting Agreement (Chuy's Holdings, Inc.), Underwriting Agreement (Chuy's Holdings, Inc.), Underwriting Agreement (Chuy's Holdings, Inc.)
Earnings Statement. As soon as reasonably practicable, the The Company will make generally available to its security holders and to the Agent Representatives as soon as practicable an earnings statement (which need not be audited) covering a period of at least twelve months beginning with the first fiscal quarter of the Company occurring commencing after the date of this Agreement which shall that will satisfy the provisions of Section 11(a) of the Securities Act and Rule 158 under the Securities ActRules and Regulations.
Appears in 4 contracts
Samples: Underwriting Agreement (Fate Therapeutics Inc), Underwriting Agreement (Fate Therapeutics Inc), Underwriting Agreement (Fate Therapeutics Inc)
Earnings Statement. As soon as reasonably practicable, the The Company will make generally available to its security holders and to the Agent Representatives as soon as practicable an earnings statement (which need not be audited) covering a period of at least twelve months beginning with the first fiscal quarter of the Company occurring commencing after the date of this Agreement which shall that will satisfy the provisions of Section 11(a) of the Securities Act and the rules and regulations of the Commission thereunder (including Rule 158 under the Securities Act).
Appears in 4 contracts
Samples: Underwriting Agreement (Manchester United PLC), Underwriting Agreement (Stalwart Tankers Inc.), Underwriting Agreement (Navigator Holdings Ltd.)
Earnings Statement. As soon as reasonably practicable, the The Company will make generally available to its security holders and to the Agent Representative as soon as practicable an earnings statement (which need not be audited) covering a period of at least twelve months beginning with the first fiscal quarter of the Company occurring commencing after the date of this Agreement which shall if necessary to satisfy the provisions of Section 11(a) of the Securities Act and Rule 158 under the Securities Actrules and regulations of the Commission thereunder.
Appears in 4 contracts
Samples: Underwriting Agreement (Progenics Pharmaceuticals Inc), Underwriting Agreement (Progenics Pharmaceuticals Inc), Underwriting Agreement (TCV v Lp)
Earnings Statement. As soon as reasonably practicable, the The Company will promptly make generally available to its security holders and to the Agent Representative an earnings statement (which need not be audited) covering a period of at least twelve months beginning with the first fiscal quarter of the Company occurring commencing after the date of this Agreement which shall that will satisfy the provisions of Section 11(a) of the Securities Act and Rule 158 under the Securities Actrules and regulations of the Commission thereunder.
Appears in 4 contracts
Samples: Underwriting Agreement (Heron Therapeutics, Inc. /De/), Underwriting Agreement (La Jolla Pharmaceutical Co), Underwriting Agreement (Heron Therapeutics, Inc. /De/)
Earnings Statement. As soon as reasonably practicable, the The Company will make generally available to its security holders and to the Agent Representatives as soon as practicable an earnings statement (which need not be audited) covering a period of at least twelve months beginning with the first fiscal quarter of the Company occurring commencing after the date of this Agreement which shall that will satisfy the provisions of Section 11(a) of the Securities Act and Rule 158 under the Securities Actrules and regulations of the Commission thereunder. To the extent the Company has filed an earnings release or press release, such earnings release or press release shall qualify as being made generally available by the Company.
Appears in 3 contracts
Samples: Underwriting Agreement (Iovance Biotherapeutics, Inc.), Underwriting Agreement (Iovance Biotherapeutics, Inc.), Underwriting Agreement (Iovance Biotherapeutics, Inc.)
Earnings Statement. As soon as reasonably practicable, the The Company will make generally available to its security holders and to the Agent Representatives (which may be satisfied by filing with XXXXX) as soon as practicable an earnings statement (which need not be audited) covering a period of at least twelve months beginning with the first fiscal quarter of the Company occurring commencing after the date of this Agreement which shall that will satisfy the provisions of Section 11(a) of the Securities Act and Rule 158 under the Securities Actrules and regulations of the Commission thereunder.
Appears in 3 contracts
Samples: Underwriting Agreement (Zevra Therapeutics, Inc.), Underwriting Agreement (C4 Therapeutics, Inc.), Underwriting Agreement (C4 Therapeutics, Inc.)
Earnings Statement. As soon as reasonably practicable, but in any event not later than 15 months after the end the Company’s current fiscal quarter as of the date of this Agreement, the Company will make generally available to its security holders and to the Agent an earnings statement (which need not be audited) covering a period of at least twelve months beginning with the first fiscal quarter of the Company occurring after the date of this Agreement which shall satisfy the provisions of Section 11(a) of the Securities Act and Rule 158 under the Securities Act.
Appears in 3 contracts
Samples: Open Market Sale Agreement (Viridian Therapeutics, Inc.\DE), Open Market Sale Agreement (Viridian Therapeutics, Inc.\DE), Open Market Sale Agreement (Viridian Therapeutics, Inc.\DE)
Earnings Statement. As soon as reasonably practicable, the The Company will make generally available to its security holders and to the Agent Representative as soon as practicable an earnings statement (which need not be audited) covering a period of at least twelve months beginning with the first fiscal quarter of the Company occurring commencing after the date of this Agreement which shall that will satisfy the provisions of Section 11(a) of the Securities Act and Rule 158 under the Securities Actrules and regulations of the Commission thereunder. To the extent the Company has filed an earnings release or press release, such earnings release or press release shall qualify as being made generally available by the Company.
Appears in 3 contracts
Samples: Underwriting Agreement (Iovance Biotherapeutics, Inc.), Underwriting Agreement (Iovance Biotherapeutics, Inc.), Underwriting Agreement (Iovance Biotherapeutics, Inc.)
Earnings Statement. As soon as reasonably practicable, but in any event no later than sixteen (16) months after the date of this Agreement, the Company will make generally available to its security holders and to the Agent Representatives an earnings statement (which need not be audited) covering a period of at least twelve months beginning with the first fiscal quarter of the Company occurring after the date of this Agreement which shall satisfy the provisions of Section 11(a) of the Securities Act and Rule 158 under the Securities Actrules and regulations of the Commission promulgated thereunder.
Appears in 3 contracts
Samples: Underwriting Agreement (Bravo Brio Restaurant Group, Inc.), Underwriting Agreement (Bravo Brio Restaurant Group, Inc.), Underwriting Agreement (Bravo Brio Restaurant Group, Inc.)
Earnings Statement. As soon as reasonably practicable, the The Company will make generally available to its security holders shareholders and to the Agent Representative as soon as practicable an earnings statement (which need not be audited) covering a period of at least twelve months beginning with the first fiscal quarter of the Company occurring commencing after the date of this Agreement which shall that will satisfy the provisions of Section 11(a) of the Securities Act and Rule 158 under the Securities Actrules and regulations of the Commission thereunder.
Appears in 3 contracts
Samples: Underwriting Agreement (Presbia PLC), Underwriting Agreement (Presbia PLC), Underwriting Agreement (Presbia PLC)
Earnings Statement. As soon as reasonably practicable, the Company will make generally available to its security holders and to the Agent an earnings statement (which need not be audited) covering a period of at least twelve months beginning with the first fiscal quarter of the Company occurring after the date of this Agreement which shall satisfy the provisions of Section 11(a) of the Securities Act and Rule 158 under the Securities Act. For the avoidance of doubt, the Company’s compliance with the reporting requirements of the Exchange Act applicable to the Company shall be deemed to satisfy this Section 4(j).
Appears in 3 contracts
Samples: Open Market Sale Agreement (Spruce Biosciences, Inc.), Open Market Sale Agreement (aTYR PHARMA INC), Open Market Sale Agreement (Vaxcyte, Inc.)
Earnings Statement. As soon as reasonably practicable, the Company will make generally available to its security holders and to the Agent an earnings statement (which need not be audited) covering a period of at least twelve months beginning with the first fiscal quarter of the Company occurring after the date of this Agreement which shall satisfy the provisions of Section 11(a) of the Securities Act and Rule 158 under the Securities Act; provided that the Company will be deemed to have furnished such statement to its security holders and the Agent to the extent such statement is filed with the Commission on XXXXX or any successor system.
Appears in 3 contracts
Samples: Open Market Sale Agreement (Lexicon Pharmaceuticals, Inc.), Open Market Sale Agreement (BiomX Inc.), Open Market Sale Agreement (Lexicon Pharmaceuticals, Inc.)
Earnings Statement. As soon as reasonably practicable, but in any event no later than sixteen months after the date of this Agreement, the Company will make generally available to its security holders and to the Agent Representative an earnings statement (which need not be audited) covering a period of at least twelve months beginning with the first fiscal quarter of the Company occurring after the date of this Agreement which shall satisfy the provisions of Section 11(a) of the Securities Act and Rule 158 under the Securities Actrules and regulations of the Commission thereunder.
Appears in 3 contracts
Samples: Underwriting Agreement (Regional Management Corp.), Underwriting Agreement (Regional Management Corp.), Underwriting Agreement (KFX Inc)
Earnings Statement. As soon as reasonably practicable, the The Company will make generally available (which shall be satisfied by filing with XXXXX) to its security holders and to the Agent Representative as soon as practicable an earnings statement (which need not be audited) covering a period of at least twelve months beginning with the first fiscal quarter of the Company occurring commencing after the date of this Agreement which shall that will satisfy the provisions of Section 11(a) of the Securities Act and Rule 158 under the Securities Actrules and regulations of the Commission thereunder.
Appears in 3 contracts
Samples: Underwriting Agreement (Phio Pharmaceuticals Corp.), Underwriting Agreement (Phio Pharmaceuticals Corp.), Underwriting Agreement (RXi Pharmaceuticals Corp)
Earnings Statement. As soon as reasonably practicable, the The Company will make generally available to its security holders and to the Agent as soon as practicable an earnings statement (which need not be audited) covering a period of at least twelve months beginning with the first fiscal quarter of the Company occurring after the date of this Agreement which shall satisfy the provisions of Section 11(a) of the Securities Act and Rule 158 under the Securities Actrules and regulations of the Commission thereunder, provided that the Company will be deemed to have furnished such statements to its security holders and the Agent to the extent they are filed on XXXXX or any successor system.
Appears in 3 contracts
Samples: Open Market Sale Agreement (Sol-Gel Technologies Ltd.), Open Market Sale Agreement (Sol-Gel Technologies Ltd.), Open Market Sale Agreement (Sol-Gel Technologies Ltd.)
Earnings Statement. As soon as reasonably practicable, the The Company will make generally available to its security holders securityholders and to the Agent Representatives as soon as practicable through filings under the Exchange Act an earnings statement (which need not be audited) covering a period of at least twelve months beginning with the first fiscal quarter of the Company occurring commencing after the date of this Agreement which shall that will satisfy the provisions of Section 11(a) of the Securities Act and Rule 158 under the Securities Actrules and regulations of the Commission thereunder.
Appears in 3 contracts
Samples: Underwriting Agreement (Mesa Laboratories Inc /Co), Underwriting Agreement (Mesa Laboratories Inc /Co), Underwriting Agreement (Mesa Laboratories Inc /Co)
Earnings Statement. As soon as reasonably practicable, the The Company will make generally available to its security holders and to the Agent Representatives as soon as practicable an earnings statement (which need not be audited) covering a period of at least twelve 12 months beginning with the first fiscal quarter of the Company occurring commencing after the date of this Agreement which shall that will satisfy the provisions of Section 11(a) of the Securities Act and Rule 158 under the Securities Actrules and regulations of the Commission thereunder; provided that the Company will be deemed to have satisfied such requirement to the extent such information is filed on XXXXX or any successor system.
Appears in 3 contracts
Samples: Underwriting Agreement (Wave Life Sciences Ltd.), Underwriting Agreement (Wave Life Sciences Ltd.), Underwriting Agreement (Wave Life Sciences Ltd.)
Earnings Statement. As soon as reasonably practicable, the Company will make generally available to its security holders and to the Agent an earnings statement (which need not be audited) covering a period of at least twelve months beginning with the first fiscal quarter of the Company occurring after the date of this Agreement which shall satisfy the provisions of Section 11(a) of the Securities Act and Rule 158 under the Securities Act, which requirement may be satisfied by publicly filing the required information on EXXXX.
Appears in 3 contracts
Samples: Sales Agreement (Inventiva S.A.), Open Market Sale Agreement (Cara Therapeutics, Inc.), Open Market Sale Agreement (Seelos Therapeutics, Inc.)
Earnings Statement. As soon as reasonably practicable, but in any event no later than sixteen months after the date of this Agreement, the Company will make generally available to its security holders and to the Agent Underwriter an earnings statement (which need not be audited) covering a period of at least twelve months beginning with the first fiscal quarter of the Company occurring after the date of this Agreement which shall satisfy the provisions of Section 11(a) of the Securities Act and Rule 158 under the Securities Actrules and regulations of the Commission thereunder.
Appears in 3 contracts
Samples: Underwriting Agreement (Double Eagle Petroleum Co), Underwriting Agreement (Delcath Systems Inc), Underwriting Agreement (Double Eagle Petroleum Co)
Earnings Statement. As soon as reasonably practicable, the The Company will make generally available to its security holders and to the Agent Representatives as soon as practicable an earnings statement (which need not be audited) covering a period of at least twelve months beginning with the first fiscal quarter of the Company occurring commencing after the date of this Agreement which shall that will satisfy the provisions of Section 11(a) of the Securities Act and Rule 158 under the Securities Actrules and regulations of the Commission thereunder, which requirement may be satisfied by publicly filing the required information on XXXXX.
Appears in 3 contracts
Samples: Underwriting Agreement (Xeris Pharmaceuticals Inc), Underwriting Agreement (Xeris Pharmaceuticals Inc), Underwriting Agreement (Xeris Pharmaceuticals Inc)
Earnings Statement. As soon as reasonably practicable, but in any event no later than eighteen months after the date of this Agreement, the Company will make generally available to its security holders and to the Agent Lead Underwriters an earnings statement (which need not be audited) covering a period of at least twelve months beginning with the first fiscal quarter of the Company occurring commencing after the date of this Agreement which shall satisfy the provisions of Section 11(a) of the Securities Act and Rule 158 under the Securities Actrules and regulations of the SEC thereunder.
Appears in 3 contracts
Samples: Underwriting Agreement (IMRIS Inc.), Underwriting Agreement (IMRIS Inc.), Underwriting Agreement (Dragonwave Inc)
Earnings Statement. As soon as reasonably practicable, the Company will make generally available to its security holders and to the Agent Representatives an earnings statement (which need not be audited) covering a period of at least twelve 12 months beginning with after the first fiscal quarter effective date of the Company occurring after the date of this Agreement which shall satisfy Registration Statement that satisfies the provisions of Section 11(a) of the Securities Act and Rule 158 under the Securities Act.
Appears in 3 contracts
Samples: Underwriting Agreement (Ibasis Inc), Underwriting Agreement (Ibasis Inc), Underwriting Agreement (Prime Response Inc/De)
Earnings Statement. As soon as reasonably practicable, the The Company will make generally available to its security holders and to the Agent Representatives as soon as reasonably practicable an earnings statement (which need not be audited) covering a period of at least twelve months beginning with the first fiscal quarter of the Company occurring commencing after the date of this Agreement which shall that will satisfy the provisions of Section 11(a) of the Securities Act and Rule 158 under the Securities Actrules and regulations of the Commission thereunder; provided, however, that the requirements of this Section 3(k) shall be satisfied to the extent that such earnings statement is available on XXXXX.
Appears in 3 contracts
Samples: Underwriting Agreement (CareDx, Inc.), Underwriting Agreement (CareDx, Inc.), Underwriting Agreement (CareDx, Inc.)
Earnings Statement. As soon as reasonably practicable, the The Company will promptly make generally available to its security holders and to the Agent Underwriter an earnings statement (which need not be audited) covering a period of at least twelve months beginning with the first fiscal quarter of the Company occurring commencing after the date of this Agreement which shall that will satisfy the provisions of Section 11(a) of the Securities Act and Rule 158 under the Securities Actrules and regulations of the Commission thereunder.
Appears in 3 contracts
Samples: Underwriting Agreement (Heron Therapeutics, Inc. /De/), Underwriting Agreement (La Jolla Pharmaceutical Co), Underwriting Agreement (Heron Therapeutics, Inc. /De/)
Earnings Statement. As soon as reasonably practicable, but in any event no later than eighteen months after the date of this Agreement, the Company will make generally available to its security holders and to the Agent Representatives an earnings statement or earnings statements (which need not be audited) ), covering a period of at least twelve months beginning with the first fiscal quarter of the Company occurring after the date of this Agreement which shall satisfy the provisions of Section 11(a) of the Securities Act and Rule 158 under the Securities Actrules and regulations of the Commission thereunder.
Appears in 2 contracts
Samples: Underwriting Agreement (Luxfer Holdings PLC), Underwriting Agreement (Luxfer Holdings PLC)
Earnings Statement. As soon as reasonably practicable, the The Company will make generally available to its security holders and to the Agent Representative as soon as practicable an earnings statement (which need not be audited) covering a period of at least twelve months beginning with the first fiscal quarter of the Company occurring commencing after the date of this Agreement which shall that will satisfy the provisions of Section 11(a) of the Securities Act and Rule 158 under the Securities Actrules and regulations of the Commission thereunder, which requirement may be satisfied by publicly filing the required information on EXXXX.
Appears in 2 contracts
Samples: Underwriting Agreement (Avadel Pharmaceuticals PLC), Underwriting Agreement (Marinus Pharmaceuticals Inc)
Earnings Statement. As soon as reasonably practicable, but in any event no later than eighteen months after the date of this Agreement, the Company will make generally available to its security holders and to the Agent Underwriters an earnings statement (which need not be audited) covering a period of at least twelve (12) months beginning with the first fiscal quarter of the Company occurring commencing after the date of this Agreement which shall satisfy the provisions of Section 11(a) of the Securities Act and Rule 158 under the Securities Actrules and regulations of the SEC thereunder.
Appears in 2 contracts
Samples: Underwriting Agreement (Dragonwave Inc), Underwriting Agreement (Dragonwave Inc)
Earnings Statement. As soon as reasonably practicable, the Company will make generally available to its security holders and to the Agent an earnings statement (which need not be audited) covering a period of at least twelve months beginning with the first fiscal quarter of the Company occurring after the date of this Agreement which shall satisfy the provisions of Section 11(a) of the Securities Act and Rule 158 under the Securities Act, provided that the Company will be deemed to have furnished such statement to its security holders and the Agent to the extent they are filed on XXXXX.
Appears in 2 contracts
Samples: Open Market Sale Agreement (Northwest Pipe Co), Open Market Sale Agreement (Cyclerion Therapeutics, Inc.)
Earnings Statement. As soon as reasonably practicable, the Company will make generally available to its security holders and to the Agent Underwriters an earnings statement (which need not be audited) covering a period of at least twelve months beginning with the first fiscal quarter of the Company occurring after the date of this Agreement which shall satisfy the provisions of Section 11(a) of the Securities Act and “effective date” (as defined in Rule 158 under the Securities Act) of the Registration Statement.
Appears in 2 contracts
Samples: Underwriting Agreement (Graphic Packaging Holding Co), Underwriting Agreement (Graphic Packaging Holding Co)
Earnings Statement. As soon as reasonably practicable, the The Company will make generally available to its security holders and to the Agent Representatives as soon as reasonably practicable an earnings statement (which need not be audited) covering a period of at least twelve months beginning with the first fiscal quarter of the Company occurring commencing after the date of this Agreement which shall that will satisfy the provisions of Section 11(a) of the Securities Act and Rule 158 under the Securities Actrules and regulations of the Commission thereunder.
Appears in 2 contracts
Samples: Underwriting Agreement (Silvaco Group, Inc.), Underwriting Agreement (ESSA Pharma Inc.)
Earnings Statement. As soon as reasonably practicable, the The Company will make generally available to its security holders and to the Agent Representative as soon as practicable an earnings statement (which need not be audited) covering a period of at least twelve months beginning with the first fiscal quarter of the Company occurring commencing after the date of this Agreement which shall that will satisfy the provisions of Section 11(a) of the Securities Act and Rule 158 under the Securities Actrules and regulations of the Commission thereunder; provided, however, that the requirements of this Section 3(k) shall be satisfied to the extent that such earnings statement is available on XXXXX.
Appears in 2 contracts
Samples: Underwriting Agreement (Enovix Corp), Underwriting Agreement (Spectrum Pharmaceuticals Inc)
Earnings Statement. As soon as reasonably practicable, the Company will make generally available to its security holders and to the Agent an earnings statement (which need not be audited) covering a period of at least twelve months beginning with the first fiscal quarter of the Company occurring after the date of this Agreement which shall satisfy the provisions of Section 11(a) of the Securities Act and Rule 158 under the Securities Act; provided that the Company will be deemed to have furnished such statement to its security holders and the Agent to the extent such statement is filed with Commission on XXXXX or any successor system.
Appears in 2 contracts
Samples: Open Market Sale Agreement (Chimerix Inc), Open Market Sale Agreement (Chimerix Inc)
Earnings Statement. As soon as reasonably practicable, the Company will make generally available to its security holders securityholders and to the Agent Representatives an earnings statement (which need not be audited) covering a period of at least twelve (12) months beginning with after the first fiscal quarter effective date of the Company occurring after the date of this Agreement which shall satisfy Registration Statement that satisfies the provisions of Section 11(a) of the Securities Act and Rule 158 under the Securities Act.
Appears in 2 contracts
Samples: Underwriting Agreement (Verisity LTD), Underwriting Agreement (United Pan Am Financial Corp)
Earnings Statement. As soon as reasonably practicable, the Company will make generally available to its security holders and to the Agent Representatives an earnings statement (which need not be audited) covering a period of at least twelve months beginning with the first fiscal quarter of the Company occurring after the date of this Agreement which shall satisfy the provisions of Section 11(a) of the Securities Act and “effective date” (as defined in Rule 158 under the Securities Act) of the Registration Statement.
Appears in 2 contracts
Samples: Underwriting Agreement (Comstock Resources Inc), Underwriting Agreement (Comstock Resources Inc)
Earnings Statement. As soon as reasonably practicable, but in any event no later than fifteen months after the date of this Agreement, the Company will make generally available to its security holders and to the Agent Representative an earnings statement (which need not be audited) covering a period of at least twelve months beginning with the first fiscal quarter of the Company occurring after the date of this Agreement which shall satisfy the provisions of Section 11(a) of the Securities Act and Rule 158 under the Securities Actrules and regulations of the Commission thereunder.
Appears in 2 contracts
Samples: Underwriting Agreement (Caribou Coffee Company, Inc.), Underwriting Agreement (Caribou Coffee Company, Inc.)
Earnings Statement. As soon as reasonably practicable, but in any event no later than sixteen months after the date of this Agreement, the Company will make generally available to its security holders and to the Agent an earnings statement (which need not be audited) covering a period of at least twelve months beginning with the first fiscal quarter of the Company occurring after the date of this Agreement which shall satisfy the provisions of Section 11(a) of the Securities Act and Rule 158 under the Securities Actrules and regulations of the Commission thereunder.
Appears in 2 contracts
Samples: Open Market Sale Agreement (General Maritime Corp / MI), Open Market Sale Agreement (General Maritime Corp / MI)
Earnings Statement. As soon as reasonably practicable, the The Company will make generally available to its security holders and to the Agent Representative as soon as practicable an earnings statement (which need not be audited) covering a period of at least twelve months beginning with the first fiscal quarter of the Company occurring commencing after the date of this Agreement which shall that will satisfy the provisions of Section 11(a) of the Securities Act and Rule 158 under the Securities Actrules and regulations of the Commission thereunder; provided, however, that the requirements of this Section 3(k) shall be satisfied to the extent that such earnings statements are available on XXXXX.
Appears in 2 contracts
Samples: Underwriting Agreement (Durect Corp), Underwriting Agreement (Chiasma, Inc)
Earnings Statement. As soon as reasonably practicable, but in any event no later than eighteen months after the date of this Agreement, the Company will make generally available to its security holders and to the Agent Representative an earnings statement (which need not be audited) covering a period of at least twelve months beginning with the first fiscal quarter of the Company occurring commencing after the date of this Agreement which shall satisfy the provisions of Section 11(a) of the Securities Act and Rule 158 under the Securities Actrules and regulations of the Commission thereunder.
Appears in 2 contracts
Samples: Underwriting Agreement (Westport Innovations Inc), Underwriting Agreement (Westport Innovations Inc)
Earnings Statement. As soon as reasonably practicable, but in any event no later than twelve months after the date of this Agreement, the Company will make generally available to its security holders and to the Agent Representative an earnings statement (which need not be audited) covering a period of at least twelve months beginning with the first fiscal quarter of the Company occurring after the date of this Agreement which shall satisfy the provisions of Section 11(a) of the Securities Act and Rule 158 under Act; provided that this obligation shall be deemed satisfied if the Securities ActCompany shall have filed a report with the Commission with such information.
Appears in 2 contracts
Samples: Underwriting Agreement (Comstock Mining Inc.), Underwriting Agreement (Comstock Funds Inc)
Earnings Statement. As soon as reasonably practicable, the The Company will make generally available to its security holders and to the Agent Representatives as soon as practicable an earnings statement (which need not be audited) covering a period of at least twelve months beginning with the first fiscal quarter of the Company occurring commencing after the date of this Agreement which shall that will satisfy the provisions of Section 11(a) of the Securities Act and Rule 158 under the Securities Actrules and regulations of the Commission thereunder; provided, however, that the requirements of this Section 3(j) shall be satisfied to the extent such earnings statement is available on EXXXX.
Appears in 2 contracts
Samples: Underwriting Agreement (Argo Blockchain PLC), Underwriting Agreement (Argo Blockchain PLC)
Earnings Statement. As soon as reasonably practicable, the The Company will make generally available to its security holders and to the Agent Representatives as soon as practicable an earnings statement (which need not be audited) covering a period of at least twelve months beginning with the first fiscal quarter of the Company occurring commencing after the date of this Agreement which shall that will satisfy the provisions of Section 11(a) of the Securities Act and Rule 158 under the Securities Actrules and regulations of the Commission thereunder; provided, however, that the requirements of this Section 3(k) shall be satisfied to the extent that such earnings statement is available on XXXXX.
Appears in 2 contracts
Samples: Underwriting Agreement (Aclaris Therapeutics, Inc.), Underwriting Agreement (Erytech Pharma S.A.)
Earnings Statement. As soon as reasonably practicable, the Company will make generally available to its security holders and to the Agent an earnings statement (which need not be audited) covering a period of at least twelve months beginning with the first fiscal quarter of the Company occurring after the date of this Agreement which shall satisfy the provisions of Section 11(a) of the Securities Act and Rule 158 under the Securities Act; provided that the Company will be deemed to have furnished such statement to its security holders and the Agent to the extent such statement has been filed on XXXXX.
Appears in 2 contracts
Samples: Sales Agreement (Innate Pharma SA), Sales Agreement (Innate Pharma SA)
Earnings Statement. As soon as reasonably practicable, the The Company will make generally available to its security holders and to the Agent Representative as soon as reasonably practicable an earnings statement (which need not be audited) covering a period of at least twelve months beginning with the first fiscal quarter of the Company occurring commencing after the date of this Agreement which shall that will satisfy the provisions of Section 11(a) of the Securities Act and Rule 158 under the Securities Actrules and regulations of the Commission thereunder.
Appears in 2 contracts
Samples: Underwriting Agreement (ESSA Pharma Inc.), Underwriting Agreement (Calix, Inc)
Earnings Statement. As soon as reasonably practicable, the The Company will make generally available to its security holders and to the Agent Representatives as soon as practicable an earnings statement (which need not be audited) covering a period of at least twelve months beginning with the first fiscal quarter of the Company occurring commencing after the date of this Agreement which shall that will satisfy the provisions of Section 11(a) of the Securities Act and Rule 158 under the Securities Actrules and regulations of the Commission thereunder; provided, however, that the requirements of this Section 3(k) shall be deemed satisfied to the extent such statement is available on XXXXX.
Appears in 2 contracts
Samples: Underwriting Agreement (Artiva Biotherapeutics, Inc.), Underwriting Agreement (Alto Neuroscience, Inc.)
Earnings Statement. As soon as reasonably practicable, but in any event no later than eighteen months after the date of this Agreement, the Company will make generally available to its security holders and to the Agent Joint Book-Running Managers an earnings statement (which need not be audited) covering a period of at least twelve months beginning with the first fiscal quarter of the Company occurring commencing after the date of this Agreement which shall satisfy the provisions of Section 11(a) of the Securities Act and Rule 158 under the Securities Actrules and regulations of the SEC thereunder.
Appears in 2 contracts
Samples: Underwriting Agreement (Neptune Technologies & Bioressources Inc.), Underwriting Agreement (Neptune Technologies & Bioressources Inc.)
Earnings Statement. As soon as reasonably practicable, but in any event not later than 16 months after the date of this Agreement, the Company will shall make generally available to its security holders and to the Agent Underwriter an earnings statement of the Company (which need not be audited) covering a period of at least twelve months beginning with the first fiscal quarter of the Company occurring after the date of this Agreement which shall satisfy the provisions of Section 11(a) of the Securities Act and Rule 158 under of the Securities Act.
Appears in 2 contracts
Samples: Underwriting Agreement (Sajan Inc), Underwriting Agreement (Urologix Inc)
Earnings Statement. As soon as reasonably practicable, the The Company will make generally available to its security holders and to the Agent Representative as soon as practicable an earnings statement (which need not be audited) covering a period of at least twelve months beginning with the first fiscal quarter of the Company occurring commencing after the date of this Agreement which shall that will satisfy the provisions of Section 11(a) of the Securities Act and Rule 158 under the Securities Actrules and regulations of the Commission thereunder; provided however, that the requirements of this Section 3(l) shall be satisfied to the extent that such earnings statements are available on XXXXX.
Appears in 2 contracts
Samples: Underwriting Agreement (Volitionrx LTD), Underwriting Agreement (Volitionrx LTD)
Earnings Statement. As soon as reasonably practicable, the Company will make generally available to its security holders and to the Agent Representative an earnings statement (which need not be audited) covering a period of at least twelve months beginning with the first fiscal quarter of the Company occurring after the date of this Agreement which shall satisfy the provisions of Section 11(a) of the Securities Act and Rule 158 under Act; provided that this obligation shall be deemed satisfied if the Securities ActCompany shall have filed a report with the Commission with such information.
Appears in 2 contracts
Samples: Underwriting Agreement (Red Mountain Resources, Inc.), Underwriting Agreement (Red Mountain Resources, Inc.)
Earnings Statement. As soon as reasonably practicable, the Company will make generally available to its security holders and to the Agent an earnings statement (which need not be audited) covering a period of at least twelve months beginning with the first fiscal quarter of the Company occurring after the date of this Agreement which shall satisfy the provisions of Section 11(a) of the Securities Act and Rule 158 under the Securities Act. For the avoidance of doubt, the Company’s compliance with the reporting requirements of the Exchange Act shall be deemed to satisfy this Section 4(j).
Appears in 2 contracts
Samples: Open Market Sale Agreement (Achieve Life Sciences, Inc.), Open Market Sale Agreement (Anaptysbio, Inc)
Earnings Statement. As soon as reasonably practicable, the The Company will make generally available to its security holders and to the Agent Representative as soon as reasonably practicable, without incurring commercially unreasonable expense, an earnings statement (which need not be audited) covering a period of at least twelve months beginning with the first fiscal quarter of the Company occurring commencing after the date of this Agreement which shall that will satisfy the provisions of Section 11(a) of the Securities Act and Rule 158 under the Securities Actrules and regulations of the Commission thereunder.
Appears in 2 contracts
Samples: Underwriting Agreement (Iradimed Corp), Underwriting Agreement (FVA Ventures, Inc.)
Earnings Statement. As soon as reasonably practicable, the Company will make generally available to its security holders and to the Agent an earnings statement (which need not be audited) covering a period of at least twelve months beginning with the first fiscal quarter of the Company occurring after the date of this Agreement which shall satisfy the provisions of Section 11(a) of the Securities Act and Rule 158 under the Securities Act. To the extent the Company has filed an earnings release or press release, such earnings release or press release shall qualify as being made generally available by the Company.
Appears in 2 contracts
Samples: Open Market Sale Agreement (Pluristem Therapeutics Inc), Open Market Sale Agreement (Pluristem Therapeutics Inc)