Employee Awareness and NASD Training. Distributor has implemented a program to educate employees with respect to its anti-money laundering program and applicable anti-money laundering regulations. To comply with the National Association of Securities Dealers training requirements, all Distributor's registered representatives are required to complete an anti-money laundering course as part of Distributor's Firm Element Continuing Education. The course concludes with a test on the subject as per the NASD Rule.
Appears in 12 contracts
Samples: Distribution and Service Agreement (First American Strategy Funds Inc), Distribution and Service Agreement (First American Strategy Funds Inc), Distribution Agreement (First American Funds Inc)
Employee Awareness and NASD Training. The Distributor has implemented a program to educate educated employees with respect to its anti-money laundering program and applicable anti-money laundering regulations. To comply with the National Association of Securities Dealers training requirements, all of the Distributor's registered representatives are required to complete an anti-money laundering course as part of the Distributor's Firm Element Continuing Education. The course concludes with a test on the subject as per the NASD Rule.
Appears in 7 contracts
Samples: Distribution Agreement (First American Strategy Funds Inc), Distribution Agreement (First American Funds Inc), Distribution Agreement (First American Strategy Funds Inc)
Employee Awareness and NASD Training. The Distributor has implemented a program to educate educated employees with respect to its anti-money laundering program and applicable anti-money laundering regulations. To comply with the National Association of Securities Dealers NASD training requirements, all of the Distributor's ’s registered representatives are required to complete an anti-money laundering course as part of the Distributor's ’s Firm Element Continuing Education. The course concludes with a test on the subject as per the NASD Rule.
Appears in 2 contracts
Samples: Distribution Agreement (Keystone Mutual Funds), Distribution Agreement (Keystone Mutual Funds)
Employee Awareness and NASD Training. Distributor has implemented a program to educate employees with respect to its anti-money laundering program and applicable anti-money laundering regulations. To comply with the National Association of Securities Dealers training requirements, all Distributor's registered representatives are required to complete an anti-money laundering course as part of Distributor's Firm Element Continuing Education. The course concludes with a test on the subject as per the NASD Rule.Firm
Appears in 1 contract
