Employee Awareness and NASD Training. Distributor has implemented a program to educate employees with respect to its anti-money laundering program and applicable anti-money laundering regulations. To comply with the National Association of Securities Dealers training requirements, all Distributor's registered representatives are required to complete an anti-money laundering course as part of Distributor's Firm Element Continuing Education. The course concludes with a test on the subject as per the NASD Rule.
Appears in 12 contracts
Samples: Distribution Agreement (First American Funds Inc), Distribution Agreement (First American Strategy Funds Inc), Distribution Agreement (First American Funds Inc)
Employee Awareness and NASD Training. The Distributor has implemented a program to educate educated employees with respect to its anti-money laundering program and applicable anti-money laundering regulations. To comply with the National Association of Securities Dealers training requirements, all of the Distributor's registered representatives are required to complete an anti-money laundering course as part of the Distributor's Firm Element Continuing Education. The course concludes with a test on the subject as per the NASD Rule.
Appears in 7 contracts
Samples: Distribution Agreement (First American Strategy Funds Inc), Distribution Agreement (First American Investment Funds Inc), Distribution Agreement (First American Funds Inc)
Employee Awareness and NASD Training. The Distributor has implemented a program to educate educated employees with respect to its anti-money laundering program and applicable anti-money laundering regulations. To comply with the National Association of Securities Dealers NASD training requirements, all of the Distributor's ’s registered representatives are required to complete an anti-money laundering course as part of the Distributor's ’s Firm Element Continuing Education. The course concludes with a test on the subject as per the NASD Rule.
Appears in 2 contracts
Samples: Distribution Agreement (Keystone Mutual Funds), Distribution Agreement (Keystone Mutual Funds)
Employee Awareness and NASD Training. Distributor has implemented a program to educate employees with respect to its anti-money laundering program and applicable anti-money laundering regulations. To comply with the National Association of Securities Dealers training requirements, all Distributor's registered representatives are required to complete an anti-money laundering course as part of Distributor's Firm Element Continuing Education. The course concludes with a test on the subject as per the NASD Rule.Firm
Appears in 1 contract
