Examinations. ALPS shall provide reasonable assistance in connection with any examination of or inquiry related to the Fund by a regulatory authority that includes a review of Fund records maintained by ALPS.
Appears in 11 contracts
Sources: Administration, Bookkeeping and Pricing Services Agreement (Rivernorth Opportunities Fund, Inc.), Administration, Bookkeeping and Pricing Services Agreement (RiverNorth Specialty Finance Corp), Administration, Bookkeeping and Pricing Services Agreement (RiverNorth Managed Duration Municipal Income Fund II, Inc.)
Examinations. ALPS shall provide reasonable assistance in connection with any examination of or inquiry related to the Fund by a regulatory authority that includes a review of Fund Fund’s records maintained by ALPS.
Appears in 4 contracts
Sources: Administration, Bookkeeping and Pricing Services Agreement (Flat Rock Core Income Fund), Administration, Bookkeeping and Pricing Services Agreement (Flat Rock Opportunity Fund), Administration, Bookkeeping and Pricing Services Agreement (Flat Rock Opportunity Fund)
Examinations. ALPS shall provide reasonable assistance in connection with any examination of or inquiry related to the Fund Trust by a regulatory authority authority, including, but not limited to the SEC, the Internal Revenue Service or the National Futures Association, that includes a review of Fund Trust records maintained by ALPS.
Appears in 1 contract
Sources: Administration, Bookkeeping and Pricing Services Agreement (1WS Credit Income Fund)
Examinations. ALPS shall provide reasonable assistance in connection with any examination of or inquiry related to the Fund by a regulatory authority that includes a review of Fund the Fund’s records maintained by ALPS.
Appears in 1 contract
Sources: Administration, Bookkeeping and Pricing Services Agreement (Flat Rock Core Income Fund)
Examinations. ALPS shall provide reasonable assistance in connection with any examination of or inquiry related to the Fund Trust by a regulatory authority that includes a review of Fund Trust records maintained by ALPS.
Appears in 1 contract
Sources: Administration, Bookkeeping and Pricing Services Agreement (Sprott ETF Trust)