Excessive Trader. Software application that monitors the number of trades (exchanges, redemptions) that meet fund family criteria for excessive trading and automatically prevents trades in excess of the fund family parameters. ▪ $500 setup /fund group of 1-5 funds, $1,500 setup /fund group of over 5 funds ▪ $0.12 /account per year
Appears in 2 contracts
Samples: Transfer Agent Servicing Agreement (Brookfield Investment Funds), Transfer Agent Servicing Agreement (Oaktree Diversified Income Fund Inc.)
Excessive Trader. Software application that monitors the number of trades (exchanges, redemptions) that meet fund family criteria for excessive trading and automatically prevents trades in excess of the fund family parameters. ▪ · $500 setup /fund setup/fund group of 1-5 funds, $1,500 setup /fund setup/fund group of over 5 funds ▪ · $0.12 /account per .12 /account/year
Appears in 2 contracts
Samples: Transfer Agent Servicing Agreement (Thompson Im Funds Inc), Transfer Agent Servicing Agreement (Professionally Managed Portfolios)
Excessive Trader. Software application that monitors the number of trades (exchanges, redemptions) that meet fund family criteria for excessive trading and automatically prevents trades in excess of the fund family parameters. ▪ § $500 ___ setup /fund group of 1-5 funds, $1,500 ___ setup /fund group of over 5 funds ▪ § $0.12 ___ /account per year
Appears in 2 contracts
Samples: Transfer Agent Servicing Agreement (Advisors Series Trust), Transfer Agent Servicing Agreement (Trust for Professional Managers)
Excessive Trader. Software application that monitors the number of trades (exchanges, redemptions) that meet fund family criteria for excessive trading and automatically prevents trades in excess of the fund family parameters. ▪ § $500 […] setup /fund group of 1-5 funds, $1,500 […]setup /fund group of over 5 funds ▪ § $0.12 […]/account per year
Appears in 1 contract
Samples: Transfer Agent Servicing Agreement (Managed Portfolio Series)
Excessive Trader. Software application that monitors the number of trades (exchanges, redemptions) that meet fund family criteria for excessive trading and automatically prevents trades in excess of the fund family parameters. ▪ · $500 setup /fund group of 1-5 funds, $1,500 setup /fund group of over 5 funds ▪ · $0.12 /account per year
Appears in 1 contract
Samples: Transfer Agent Servicing Agreement (Brookfield Investment Funds)
Excessive Trader. Software application that monitors the number of trades (exchanges, redemptions) that meet fund family criteria for excessive trading and automatically prevents trades in excess of the fund family parameters. ▪ ¡ $500 setup /fund group of 1-5 funds, $1,500 setup /fund group of over 5 funds ▪ ¡ $0.12 /account per year
Appears in 1 contract
Samples: Transfer Agent Servicing Agreement (DoubleLine Funds Trust)
Excessive Trader. Software application that monitors the number of trades (exchanges, redemptions) that meet fund family criteria for excessive trading and automatically prevents trades in excess of the fund family parameters. ▪ § $500 setup /fund group of 1-5 funds, $1,500 setup /fund group of over 5 funds ▪ § $0.12 /account per year
Appears in 1 contract
Samples: Transfer Agent Servicing Agreement (Artio Global Equity Fund Inc)
Excessive Trader. Software application that monitors the number of trades (exchanges, redemptions) that meet fund family criteria for excessive trading and automatically prevents trades in excess of the fund family parameters. ▪ § $500 setup /fund group of 1-5 funds, 6-15 funds $1,500 setup /fund group of over 5 1,000 16 or more funds ▪ $0.12 /account 1,500. § Monthly fee per yearaccount: Accounts w/o stops placed - $0.005 Accounts w/stops placed - $0.01
Appears in 1 contract
Samples: Transfer Agent Servicing Agreement (Wisconsin Capital Funds Inc)
Excessive Trader. Software application that monitors the number of trades (exchanges, redemptions) that meet fund family criteria for excessive trading and automatically prevents trades in excess of the fund family parameters. ▪ ■ $500 ___ setup /fund group of 1-5 funds, $1,500 ___ setup /fund group of over 5 funds ▪ ■ $0.12 ___ /account per year
Appears in 1 contract
Samples: Transfer Agent Servicing Agreement (Advisors Series Trust)
Excessive Trader. Software application that monitors the number of trades (exchanges, redemptions) that meet fund family criteria for excessive trading and automatically prevents trades in excess of the fund family parameters. ▪ ■ $500 setup /fund group of 1-5 funds, $1,500 setup /fund group of over 5 funds ▪ ■ $0.12 /account per year
Appears in 1 contract
Samples: Transfer Agent Servicing Agreement (Artio Global Investment Funds)
Excessive Trader. Software application that monitors the number of trades (exchanges, redemptions) that meet fund family criteria for excessive trading and automatically prevents trades in excess of the fund family parameters. ▪ • $500 setup /fund group of 1-5 funds, $1,500 setup /fund group of over 5 funds ▪ • $0.12 /account per year
Appears in 1 contract
Samples: Transfer Agent Servicing Agreement (Praxis Mutual Funds)
Excessive Trader. Software application that monitors the number of trades (exchanges, redemptions) that meet fund family criteria for excessive trading and automatically prevents trades in excess of the fund family parameters. ▪ · $500 setup /fund ___ setup/fund group of 1-5 funds, $1,500 setup /fund ___ setup/fund group of over 5 funds ▪ · $0.12 /account per ___ /account/year
Appears in 1 contract
Samples: Transfer Agent Servicing Agreement (Advisors Series Trust)
Excessive Trader. Software application that monitors the number of trades (exchanges, redemptions) that meet fund family criteria for excessive trading and automatically prevents trades in excess of the fund family parameters. ▪ ■ $500 ___ setup /fund group of 1-5 funds, $1,500 ___ setup /fund group of over 5 funds ▪ ■ $0.12 ___/account per year
Appears in 1 contract
Samples: Transfer Agent Servicing Agreement (Trust for Professional Managers)
Excessive Trader. Software application that monitors the number of trades (exchanges, redemptions) that meet fund family criteria for excessive trading and automatically prevents trades in excess of the fund family parameters. ▪ $500 setup /fund · $ XXXX setup/fund group of 1-5 funds, $1,500 setup /fund $ XXXX setup/fund group of over 5 funds ▪ $0.12 /account per · $ XXXX/account/year
Appears in 1 contract
Samples: Transfer Agent Servicing Agreement (Ariel Investment Trust)
Excessive Trader. Software application that monitors the number of trades (exchanges, redemptions) that meet fund family criteria for excessive trading and automatically prevents trades in excess of the fund family parameters. ▪ § $500 __ setup /fund group of 1-5 funds, $1,500 __ setup /fund group of over 5 funds ▪ § $0.12 __ /account per year
Appears in 1 contract
Samples: Transfer Agent Servicing Agreement (Advisors Series Trust)
