Exit Meeting. 5.1 Once the site work has been completed the following points need to be discussed and agreed: a) preliminary findings and current issues outstanding; b) a preliminary view of audit recommendations; c) establish an approach and time-frame for resolving outstanding issues; d) propose a time-frame in which audit results are communicated. 5.2 Within one week of the site visit the auditor will provide the audited party with a list of outstanding issues. 5.3 The auditor will set a deadline for the settlement of any outstanding issue. In case of failure to comply with this deadline without valid reason(s) the audit findings report will be prepared on the basis of the information and documents available at the time of the deadline.
Appears in 22 contracts
Samples: Real Time Market Data Agreement, Real Time Market Data Agreement, Real Time Market Data Agreement
Exit Meeting. 5.1 Once the site work has been completed the following points need to be discussed and agreed:
a(i) preliminary findings and current issues outstanding;
b(ii) a preliminary view of audit recommendations;
c(iii) establish an approach and time-frame for resolving outstanding issues;
d) propose ; (iv)propose a time-frame in which audit results are communicated.
5.2 Within one week of the site visit the auditor will provide the audited party with a list of outstanding issues.
5.3 The auditor will set a deadline for the settlement of any outstanding issue. In case of failure to comply with this deadline without valid reason(s) the audit findings report will be prepared on the basis of the information and documents available at the time of the deadline.
Appears in 2 contracts
Samples: Information Licence Agreement, Information Licence Agreement
Exit Meeting.
5.1 Once the site work has been completed the following points need to be discussed and agreed:
a) preliminary findings and current issues outstanding;
b) a preliminary view of audit recommendations;
c) establish an approach and time-frame for resolving outstanding issues;
d) propose a time-frame in which audit results are communicated.
5.2 Within one week of the site visit the auditor will provide the audited party with a list of outstanding issues.
5.3 The auditor will set a deadline for the settlement of any outstanding issue. In case of failure to comply with this deadline without valid reason(s) the audit findings report will be prepared on the basis of the information and documents available at the time of the deadline.
Appears in 1 contract
Samples: Real Time Market Data Agreement
Exit Meeting. 5.1 Once the site work has been completed completed, the following points need to be discussed and agreed:
a(i) preliminary Preliminary findings and current issues outstanding;
b(ii) a A preliminary view of audit recommendations;
c(iii) establish Establish an approach and time-frame for resolving outstanding issues;
d(iv) propose Propose a time-frame in which audit results are communicated.
5.2 Within one week of the site visit visit, the auditor will provide the audited party with a list of outstanding issues.
5.3 The auditor will set a deadline for the settlement of any outstanding issue. In case of failure to comply with this deadline without valid reason(s) ), the audit findings report will be prepared on the basis of the information and documents available at the time of the deadline.
Appears in 1 contract
Samples: Information License Agreement