Fees and Levies. 9.1 The Client accepts that the Client will be subject to certain fees and levies in the acquisition, disposal or holding of, or receipt of entitlements (including cash dividend and bonus issues) from, US Listed Securities, including but not limited to fees, levies, taxes and stamp duty imposed by any US SEC or any Applicable Regulations, as prescribed by the rules governing US Listed Securities, the Applicable Regulations and/or any other regulations as stipulated by WLSL in its sole discretion from time to time.
Appears in 6 contracts
Samples: Securities Account Agreement, Securities Account Agreement, Securities Account Agreement
Fees and Levies. 9.1 The Client accepts that the Client will be subject to certain fees and levies in the acquisition, disposal or holding of, or receipt of entitlements (including cash dividend and bonus issues) from, US Listed Securities, including but not limited to fees, levies, taxes and stamp duty imposed by any US SEC or any Applicable Regulations, as prescribed by the rules governing US Listed Securities, the Applicable Regulations and/or any other regulations as stipulated by WLSL WLIS in its sole discretion from time to time.
Appears in 1 contract
Samples: Securities Account Agreement