FOR INDIVIDUAL RETIREMENT ACCOUNTS. Initial The undersigned hereby certifies that the beneficiary thereof is an accredited investor under either l(a) above, 1(b) above (i.e., $1,000,000 net worth), or l(c) or 1(d) above (i.e., $200,000 individual or $300,000 joint income).
FOR INDIVIDUAL RETIREMENT ACCOUNTS. (IRAs) ONLY:
(a) You hereby represent that the below information is true and correct: The Subscriber is an “Individual Retirement Account” (“XXX”) as defined in Section 408(a) of the IRS Code. ☐ Yes ☐ No
(b) If the Subscriber is an XXX, please check all applicable boxes below: The Subscriber is represented by a “fiduciary” (as defined in Section 3(21) of ERISA) in connection with the Subscriber’s purchase of Interests which fiduciary is:
(i) a bank as defined in Section 202 of the Investment Advisers Act or similar institution that is regulated and supervised and subject to periodic exam by a State or Federal agency;
(ii) an insurance carrier which is qualified under the laws of more than one state to perform the services of managing, acquiring or disposing of “plan assets;”
(iii) an investment adviser registered under the Investment Advisers Act or, if not registered as an investment adviser under the Investment Advisers Act by reason of paragraph (1) of section 203A of such Investment Advisers Act, is registered as an investment adviser under the laws of the State in which it maintains its principal office and place of business;
(iv) a broker-dealer registered under the Exchange Act (as hereinafter defined); and/or
(v) an independent fiduciary that holds, or has under management or control, total assets of at least $50 million. If you did not check any of the above boxes, please contact the Fund. II: Signature Pages (All Subscribers) By signing below, and intending to be legally bound, you have duly executed this Subscription Agreement and understand and agree to be bound by all of its provisions including, without limitation, Section III and any appendices hereto, or other documentation that you are required to provide herewith, and confirm that all of the representations, warranties and covenants made and information that you or others have provided herein or in connection herewith are true and correct. You agree to notify the Fund promptly of any changes in the foregoing information or the accuracy of the foregoing representations and warranties and that you have received. You further agree you have read the Prospectus and Statement of Additional Information for this investment. IRAs: If the Subscriber is an XXX and the grantor and the trustee are the same person, its signature will bind it both in its capacity as trustee and grantor. This Subscription Agreement contains a pre-dispute arbitration provision in Section III. The following paragraph is ap...
FOR INDIVIDUAL RETIREMENT ACCOUNTS. (IRAs) ONLY:
(a) You hereby represent that the below information is true and correct: The Subscriber is an “Individual Retirement Account” (“XXX”) as defined in Section 408(a) of the IRS Code. ☐ Yes ☐ No
(b) If the Subscriber is an XXX, please check all applicable boxes below:
