FORM N-PORT. BNY Mellon, subject to the limitations described herein and its timely receipt of all necessary information related thereto, will collect, aggregate and normalize the data required for the submission of Form N-PORT, related filing types, and any forms adopted to replace such forms. BNY Mellon will review and transmit to the Funds’ third party filing agent each draft N-PORT and provide reasonable cooperation to the relevant Fund and/or such Fund’s third party agent as necessary to resolve any issues with the receipt of the Form N-PORT data provided.
FORM N-PORT. BNY Mellon, subject to the limitations described herein and its timely receipt of all necessary information related thereto, will, or will cause the Print Vendor to: (i) collect, aggregate and normalize the data required for the submission of Form N-PORT; (ii) prepare, on a monthly basis, Form N-PORT; and (iii) file Form N-PORT with the United States Securities and Exchange Commission (“SEC”).
FORM N-PORT. An annual complex fee of $1,325,000 will apply. The annual complex fee will be evaluated annually and may be adjusted based on criteria mutually agreed upon by the Parties.
FORM N-PORT. Tier Description Annual Fee (per Fund) Tier 1 All Fund of Funds and Equity Funds holding < 50 securities $ 11,500 Tier 2 Fixed Income Funds* holding 0-510 securities and Equity Funds holding 50-510 securities $ 14,000 Tier 3 All Fixed Income and Equity Funds holding > 510 securities $ 18,000 Sleeve Fee: An additional fee will apply per sleeve $ 1,000 Implementation One-time set-up fee per client $ 10,000 * Fixed Income Funds are currently defined in accordance with applicable regulation stating Fixed Income Funds are those which hold 25% of total net assets in fixed income securities. Note: Each Fund will be designated as a specific “tier” upon the commencement of the N-PORT filing service. An annual review will be performed to certify the appropriate classifications are applied for the subsequent 12 month period. The annual review will occur at the end of each calendar year and be effective on the first of January each year. Any Fund launches will be reviewed at inception to ensure the appropriate “tier” is applied to the new Fund.
FORM N-PORT. Will, or will cause a vendor to: (i) collect, aggregate and normalize the data required for the submission of Form N-PORT; (ii) prepare, on a monthly basis, Form N-PORT; and (iii) file Form N-PORT with the SEC.
FORM N-PORT. BNY Mellon, subject to the limitations described herein and its timely receipt of all necessary information related thereto, will, or
FORM N-PORT. BNY Mellon, subject to the limitations described herein and its timely receipt of all necessary information related thereto, will, or will cause a financial printer (the “Print Vendor”) to: (i) collect, aggregate and normalize the data required for the creation of Form N-PORT; (ii) prepare, on a monthly basis, Form N-PORT; and (iii) file Form N-PORT with the United States Securities and Exchange Commission (“SEC”). For clarity, the services relating to Form N-PORT are not applicable until Form N-PORT becomes applicable with respect to the Fund.
