Common use of FUND COMPLIANCE Clause in Contracts

FUND COMPLIANCE. Equitable shall provide the following compliance services in conjunction with each Adviser's obligations pursuant to its Investment Advisory Agreement with the Trust and all applicable laws. A. Monitor and periodically test each Fund's compliance with investment restrictions (e.g., issuer or industry diversification, etc.) listed in the current prospectus(es) and Statement(s) of Additional Information. B. Monitor and periodically test, including on required quarterly testing dates, each Fund's compliance with the requirements of Section 851 of the Code and applicable Treasury Regulations for qualification as a RIC. C. Monitor and periodically test, including on required quarterly testing dates, each Fund's compliance with the requirements of Section 817(h) of the Code and applicable Treasury Regulations. D. Monitor each investment adviser's compliance with Board directives such as "Approved Issuers Listings for Repurchase Agreements", Rule 17a-7, Rule 17e-1 and Rule 12d-3 procedures. E. Mail quarterly requests for "Securities Transaction Reports" to the Trust's Trustees and Officers and "access persons" under the terms of the Trust's Code of Ethics and SEC regulations. F. Prepare, distribute, and utilize in compliance training sessions, comprehensive compliance materials, including compliance manuals and checklists, subject to review and comment by the Trust's legal counsel and develop or assist in developing guidelines and procedures to improve overall compliance by the Trust and its various agents.

FUND COMPLIANCE. AXA Equitable shall provide the following compliance services in conjunction with each Adviser's ’s obligations pursuant to its Investment Advisory Agreement with the Trust and all applicable laws. A. Monitor and periodically test each Fund's ’s compliance with investment restrictions (e.g., issuer or industry diversification, etc.) listed in the current prospectus(es) and Statement(s) of Additional Information. B. Monitor and periodically test, including on required quarterly testing dates, each Fund's ’s compliance with the requirements of Section 851 of the Code and applicable Treasury Regulations for qualification as a RIC. C. Monitor and periodically test, including on required quarterly testing dates, each Fund's ’s compliance with the requirements of Section 817(h) of the Code and applicable Treasury Regulations. D. Monitor each investment adviser's ’s compliance with Board directives such as "“Approved Issuers Listings for Repurchase Agreements"”, Rule 17a-7, Rule 17e-1 and Rule 12d-3 procedures. E. Mail quarterly requests for "“Securities Transaction Reports" ” to the Trust's ’s Trustees and Officers and "“access persons" ” under the terms of the Trust's ’s Code of Ethics and SEC regulations. F. Prepare, distribute, and utilize in compliance training sessions, comprehensive compliance materials, including compliance manuals and checklists, subject to review and comment by the Trust's ’s legal counsel and develop or assist in developing guidelines and procedures to improve overall compliance by the Trust and its various agents.

FUND COMPLIANCE. Equitable FMG LLC shall provide the following compliance services in conjunction with each Adviser's ’s obligations pursuant to its Investment Advisory Agreement with the Trust and all applicable laws. A. Monitor and periodically test each Fund's ’s compliance with investment restrictions (e.g., issuer or industry diversification, etc.) listed in the current prospectus(es) and Statement(s) of Additional Information. B. Monitor and periodically test, including on required quarterly testing dates, each Fund's ’s compliance with the requirements of Section 851 of the Code and applicable Treasury Regulations for qualification as a RIC. C. Monitor and periodically test, including on required quarterly testing dates, each Fund's ’s compliance with the requirements of Section 817(h) of the Code and applicable Treasury Regulations. D. Monitor each investment adviser's ’s compliance with Board directives such as "“Approved Issuers Listings for Repurchase Agreements"”, Rule 17a-7, Rule 17e-1 and Rule 12d-3 procedures. E. Mail quarterly requests for "“Securities Transaction Reports" ” to the Trust's ’s Trustees and Officers and "“access persons" ” under the terms of the Trust's ’s Code of Ethics and SEC regulations. F. PrepareX. Xxxxxxx, distribute, and utilize in compliance training sessions, comprehensive compliance materials, including compliance manuals and checklists, subject to review and comment by the Trust's ’s legal counsel and develop or assist in developing guidelines and procedures to improve overall compliance by the Trust and its various agents.