Common use of General Agent and Broker Clause in Contracts

General Agent and Broker. Dealer shall maintain such books and records concerning the activities of the Agents as may be required under applicable insurance and securities laws and regulations and the rules of the NASD, and as may be reasonably required by The Company or Xxxx Xxxxxxx Distributors LLC to reflect adequately the Contracts business processed through General Agent or Broker-Dealer. General Agent and Broker-Dealer shall maintain such books and records at their respective principal places of business in good and legible condition for a period of six calendar years following the year in which this Agreement is terminated (the "Post-Termination Period") and shall make them available during normal business hours to The Company or Xxxx Xxxxxxx Distributors LLC from time to time while this Agreement is in effect and during the Post-Termination Period upon 10 days' written request.

Appears in 4 contracts

Samples: Selling Agreement (John Hancock Life Insurance Co (Usa) Separate Account H), Selling Agreement (Hancock John Variable Annuity Account I), Selling Agreement (John Hancock Life Insurance Co of New York Separate Account A)

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General Agent and Broker. Dealer shall maintain such books and records concerning the activities of the Agents as may be required under applicable insurance and securities laws and regulations and the rules of the NASD, and as may be reasonably required by The Company Xxxx Xxxxxxx USA or Xxxx Xxxxxxx Distributors LLC to reflect adequately the Contracts business processed through General Agent or Broker-Dealer. General Agent and Broker-Dealer shall maintain such books and records at their respective principal places of business in good and legible condition for a period of six calendar years following the year in which this Agreement is terminated (the "Post-Termination Period") and shall make them available during normal business hours to The Company Xxxx Xxxxxxx USA or Xxxx Xxxxxxx Distributors LLC from time to time while this Agreement is in effect and during the Post-Termination Period upon 10 days' written request.

Appears in 2 contracts

Samples: John Hancock Life Insurance Co (Usa) Separate Account N, John Hancock Life Insurance Co (Usa) Separate Account N

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