General Agent and Broker. Dealer agree to comply with, and to cause the Agents to comply with, the administrative procedures of The Company relating to the Contracts and the policies and procedures adopted by The Company relating to privacy, agent conduct and similar matters and identified in the Policies and Procedures Schedule which is Exhibit C to this Agreement, to the extent such policies and procedures are applicable to the offer, sale and servicing of the Contracts, as those administrative procedures and other policies and procedures are now in effect or may be amended or established in the future by The Company in its sole discretion and communicated to General Agent and Broker-Dealer, as appropriate. General Agent and Broker-Dealer acknowledge receipt of those policies of The Company set forth in the Policies and Procedures Schedule.
General Agent and Broker. Dealer shall not induce any employee or agent of The Company to terminate that relationship, persuade owners of insurance or annuity contracts issued by The Company to discontinue their contracts or otherwise do anything prejudicial to the interests of The Company or the owners of contracts issued by it.
General Agent and Broker. Dealer shall maintain such books and records concerning the activities of the Agents as may be required under applicable insurance and securities laws and regulations and the rules of the NASD, and as may be reasonably required by The Company or Xxxx Xxxxxxx Distributors LLC to reflect adequately the Contracts business processed through General Agent or Broker-Dealer. General Agent and Broker-Dealer shall maintain such books and records at their respective principal places of business in good and legible condition for a period of six calendar years following the year in which this Agreement is terminated (the "Post-Termination Period") and shall make them available during normal business hours to The Company or Xxxx Xxxxxxx Distributors LLC from time to time while this Agreement is in effect and during the Post-Termination Period upon 10 days' written request.
General Agent and Broker. Dealer are not authorized, and may not authorize anyone else, to give any information or to make any representation concerning Manulife USA, the Contracts, the separate accounts of Manulife USA or the underlying investment funds for the Contracts other than those contained in the current Registration Material and Sales Material authorized for use by Manulife USA or ManEquity. Broker-Dealer, General Agent and Agents may not modify or represent that they are authorized to modify any such material.
General Agent and Broker. Dealer shall maintain such books and records concerning the activities of the Agents as may be required under applicable insurance and securities laws and regulations and the rules of the NASD, and as may be reasonably required by Manulife USA or ManEquity to reflect adequately the Contracts business processed through General Agent or Broker-Dealer. General Agent and Broker-Dealer shall maintain such books and records at their respective principal places of business in good and legible condition for a period of six calendar years following the year in which this Agreement is terminated (the "Post-Termination Period") and shall make them available during normal business hours to Manulife USA or ManEquity from time to time while this Agreement is in effect and during the Post-Termination Period upon 10 days' written request.
General Agent and Broker. Dealer shall not induce any employee or agent of Manulife USA to terminate that relationship, persuade owners of insurance or annuity contracts issued by Manulife USA to discontinue their contracts or otherwise do anything prejudicial to the interests of Manulife USA or the owners of contracts issued by it.
General Agent and Broker. Dealer are not authorized, and may not authorize anyone else, to give any information or to make any representation concerning The Company, the Contracts, the separate accounts of The Company or the underlying investment funds for the Contracts other than those contained in the current Registration Material and Sales Material authorized for use by The Company or Xxxx Xxxxxxx Distributors LLC. Broker-Dealer, General Agent and Agents may not modify or represent that they are authorized to modify any such material.
General Agent and Broker. Dealer agree to comply with, and to cause the Agents to comply with, the administrative procedures of Manulife USA relating to the Contracts and the policies and procedures adopted by Manulife USA relating to privacy, agent conduct and similar matters and identified in the Policies and Procedures Schedule which is Exhibit C to this Agreement, to the extent such policies and procedures are applicable to the offer, sale and servicing of the Contracts, as those administrative procedures and other policies and procedures are now in effect or may be amended or established in the future by Manulife USA in its sole discretion and communicated to General Agent and Broker-Dealer, as appropriate. General Agent and Broker-Dealer acknowledge receipt of those policies of Manulife USA set forth in the Policies and Procedures Schedule.
i. Each of General Agent and Broker-Dealer agrees to carry out its activities and obligations under this Agreement, and to cause each Agent for which it has primary supervisory responsibility to carry out the Agent's activities and obligations in connection with the offer, sale and servicing of the Contracts, in continuous compliance with applicable laws, rules and regulations of applicable federal and state regulatory authorities (including the rules of the NASD), including those governing securities and insurance-related activities or transactions, and to notify Manulife USA and ManEquity immediately in writing if it or any such Agent fails to comply with any of those laws and regulations.
General Agent and Broker. Dealer and the Subagents shall not use any written or audio-visual sales material (including prepared script for oral presentations) in connection with the sales of the Contracts or solicitations thereof, unless such material has been provided by, or approved in writing in advance of such use by, the Insurer and Distributor. In accordance with the requirements of Federal law and certain state laws, General Agent and Broker/Dealer shall maintain complete records indicating the manner and extent of distribution of any such solicitation material. This material shall be made available to appropriate federal and state regulatory agencies as required by law or regulation and to Distributor and Insurer upon written request. General Agent and Broker/Dealer jointly and severally hold the Insurer, Distributor and their respective affiliates harmless from any liability arising from the use of any material which has not been provided specifically approved in writing by Insurer and Distributor.
General Agent and Broker. Dealer shall fully comply and shall cause Representatives to fully comply with the administrative procedures of CUNA Mutual relating to the Products and the policies and procedures adopted by CUNA Mutual relating to privacy, agent conduct and similar matters to the extent such policies and procedures are applicable to the soliciting, sale and servicing of the Products, as those administrative procedures and other policies and procedures are now in effect or may be amended or established in the future by CUNA Mutual in its sole discretion and communicated to General Agent and Broker-Dealer, as appropriate.
