General Equity Securities in Publicly Traded Companies Sample Clauses

General Equity Securities in Publicly Traded Companies. You may make transactions in certain equity securities of companies traded on a U.S. exchange that are not subject to a Plan. The listing of these stocks has no relation to the present or future value of the stock. As with all securities available through the LOYAL3 platform, LOYAL3 is not making a recommendation and the availability of a particular stock does not mean that a company’s stock is an appropriate investment for you. Many of the stocks available on the LOYAL3 platform are specifically chosen for listing based on social prominence or having previously conducted an Offering through the LOYAL3 platform; they are not chosen based on current or perceived future value. As with all equity securities, the stock may gain or lose value and there is a risk that it could lose all value. LOYAL3 is not liable for loss due to market fluctuations. LOYAL3 may change or terminate the securities made available under this program at any time. Although you will not be able to purchase new shares of these Stocks if the program is terminated, you will be able to retain the stocks you have purchased in your LOYAL3 account and be able to sell them as described below.
Sample 1
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Related to General Equity Securities in Publicly Traded Companies

  • Sponsored Investment Entity and Controlled Foreign Corporation A Financial Institution described in subparagraph B(1) or B(2) of this section having a sponsoring entity that complies with the requirements of subparagraph B(3) of this section.

  • Investment Entity Wholly Owned by Exempt Beneficial Owners An Entity that is a Jersey Financial Institution solely because it is an Investment Entity, provided that each direct holder of an Equity Interest in the Entity is an exempt beneficial owner, and each direct holder of a debt interest in such Entity is either a Depository Institution (with respect to a loan made to such Entity) or an exempt beneficial owner.

  • State Trading Enterprises The rights and obligations of the Parties in respect of state trading enterprises shall be governed by Article XVII of the GATT 1994 and the Understanding on the Interpretation of Article XVII of the GATT 1994, which are hereby incorporated into and made part of this Agreement.

  • Joint Ventures The joint venture or partnership arrangements in which the Company or the Partnership is a co-venturer or general partner which are established to acquire or hold Assets.

  • Capital Stock Upon the terms and subject to the conditions set forth in this Agreement, at the Effective Time, by virtue of the Merger and without any action on the part of Parent, Merger Sub, the Company, or the holders of any of the following securities, the following shall occur:

  • Time Off for Association Business 21.01 Upon written request by the Association to the permanent head, and with the approval in writing of the permanent head, leave with pay shall be awarded to an employee as follows:

  • Investment Company Act The Company will conduct its affairs in such a manner so as to reasonably ensure that neither it nor its subsidiaries will be or become, at any time prior to the termination of this Agreement, an “investment company,” as such term is defined in the Investment Company Act, assuming no change in the Commission’s current interpretation as to entities that are not considered an investment company.

  • Preference for Domestically Manufactured Goods The provisions of paragraphs 2.54 and 2.55 of the Guidelines and Appendix 2 thereto shall apply to goods manufactured in the territory of the Borrower.

  • Joint Venture, Consortium or Association 6.1 If the Supplier is a joint venture, consortium, or association, all of the parties shall be jointly and severally liable to the Procuring Entity for the fulfilment of the provisions of the Contract and shall designate one member of the joint venture, consortium, or association to act as a leader with authority to bind the joint venture, consortium, or association. The composition or the constitution of the joint venture, consortium, or association shall not be altered without the prior written consent of the Procuring Entity.

  • Time Off for Union Business Leave of absence without pay and without loss of seniority will be granted:

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