Holder Status. The Holder is (i) an “accredited investor” within the meaning of Rule 501 of Regulation D promulgated under the Securities Act of 1933, as amended (the “Securities Act”), and (ii) a “qualified institutional buyer” within the meaning of Rule 144A promulgated under the Securities Act.
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Samples: Exchange Agreement (Verenium Corp)
Holder Status. The Holder is either: (i) an “accredited investor” within the meaning of as defined in Rule 501 of Regulation D promulgated 501(a)(1), (a)(2), (a)(3), (a)(7), (a)(8), (a)(9), (a)(12) or (a)(13) under the Securities Act of 1933, as amended (the “Securities Act”), and or (ii) a “qualified institutional buyer” within the meaning of as defined in Rule 144A promulgated 144A(a) under the Securities Act.
Appears in 1 contract
Samples: InMed Pharmaceuticals Inc.
Holder Status. The Such Holder is either (i) an “accredited investor” within the meaning of Rule 501 501(a) of Regulation D promulgated under the Securities Act of 1933, as amended (the “Securities Act”), and (ii) a “qualified institutional buyer” within the meaning of under Rule 144A or (iii) not a “U.S. person” (as defined in Regulation S promulgated under the Securities Act).
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Samples: Exchange Agreement (Maxeon Solar Technologies, Ltd.)
Holder Status. The Holder is either: (i) an “accredited investor” within the meaning of as defined in Rule 501 of Regulation D promulgated 501(a)(1), (a)(2), (a)(3), (a)(7) or (a)(8) under the Securities Act of 1933, as amended (the “Securities Act”), and or (ii) a “qualified institutional buyer” within the meaning of as defined in Rule 144A promulgated 144A(a) under the Securities Act.
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Samples: Amendment and Waiver Agreement (RiceBran Technologies)
Holder Status. The Holder is either: (i) an “accredited investor” within the meaning of as defined in Rule 501 of Regulation D promulgated 501(a)(1), (a)(2), (a)(3), (a)(7), (a)(8), (a)(9), (a)(12) or (a)(13) under the Securities Act of 1933, as amended (the “Securities Act”), and or (ii) a “qualified institutional buyer” within the meaning of as defined in Rule 144A promulgated 144A(a) under the Securities Act.. Exhibit A Amendment
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Samples: Statera Biopharma, Inc.
Holder Status. The Such Holder is is, and on each date on which it exercises any Warrants, it will be, either: (i) an “accredited investor” within the meaning of as defined in Rule 501 of Regulation D promulgated 501(a)(1), (a)(2), (a)(3), (a)(7) or (a)(8) under the Securities Act of 1933, as amended (the “Securities Act”), and or (ii) a “qualified institutional buyer” within the meaning of as defined in Rule 144A promulgated 144A(a) under the Securities Act. Such Holder is not required to be registered as a broker-dealer under Section 15 of the Exchange Act.
Appears in 1 contract
Holder Status. The Holder is either: (i) an “accredited investor” within the meaning of Rule 501 of Regulation D promulgated under the Securities Act of 1933, as amended (the “Securities Act”), and (ii) a “qualified institutional buyer” within the meaning of as defined in Rule 144A promulgated under the Securities Act.; or (ii) an “accredited investor” as defined in Rule 501(a)(1), (2), (3) or (7) of Regulation D. The Holder is not registered as a broker or dealer under Section 15(a) of the Securities Exchange Act of 1934, as amended (the “Exchange Act”) or a member of the National Association of Securities Dealers, Inc.
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Samples: Innovative Software Technologies Inc
Holder Status. The On each date on which the Holder is exercises this Warrant, it will be either: (i) an “accredited investor” within the meaning of as defined in Rule 501 of Regulation D promulgated 501(a)(1), (a)(2), (a)(3), (a)(7) or (a)(8) under the Securities Act of 1933, as amended (the “Securities Act”), and or (ii) a “qualified institutional buyer” within the meaning of as defined in Rule 144A promulgated 144A(a) under the Securities Act. Such Holder is not required to be registered as a broker-dealer under Section 15 of the Exchange Act.
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Holder Status. The As of the date hereof the Holder is is, and on each date on which the Holder exercises any Warrants, the Holder will be either: (i) an “accredited investor” within the meaning of as defined in Rule 501 of Regulation D promulgated 501(a)(1), (a)(2), (a)(3), (a)(7) or (a)(8) under the Securities Act of 1933, as amended (the “Securities Act”), and or (ii) a “qualified institutional buyer” within the meaning of as defined in Rule 144A promulgated 144A(a) under the Securities Act.
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