Common use of Holder Status Clause in Contracts

Holder Status. As of the date hereof the Holder is, and on each date on which the Holder exercises any Warrants, the Holder will be either: (i) an “accredited investor” as defined in Rule 501(a)(1), (a)(2), (a)(3), (a)(7) or (a)(8) under the Securities Act or (ii) a “qualified institutional buyer” as defined in Rule 144A(a) under the Securities Act.

Appears in 1 contract

Samples: Warrant Exercise Agreement (Workhorse Group Inc.)

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Holder Status. As of the date hereof the Holder is, and on each date on which the Holder exercises any Warrants, the Holder will be is either: (i) an “accredited investor” as defined in Rule 501(a)(1), (a)(2), (a)(3), (a)(7), (a)(8), (a)(9), (a)(12) or (a)(8a)(13) under the Securities Act or (ii) a “qualified institutional buyer” as defined in Rule 144A(a) under the Securities Act.. Exhibit A Amendment

Appears in 1 contract

Samples: Statera Biopharma, Inc.

Holder Status. As of the date hereof the Holder is, and on each date on which the Holder exercises any Warrants, the Holder will be is either: (i) an “accredited investor” as defined in Rule 501(a)(1), (a)(2), (a)(3), (a)(7), (a)(8), (a)(9), (a)(12) or (a)(8a)(13) under the Securities Act or (ii) a “qualified institutional buyer” as defined in Rule 144A(a) under the Securities Act.

Appears in 1 contract

Samples: InMed Pharmaceuticals Inc.

Holder Status. As of the date hereof the Such Holder is, and on each date on which the Holder it exercises any Warrants, the Holder it will be be, either: (i) an “accredited investor” as defined in Rule 501(a)(1), (a)(2), (a)(3), (a)(7) or (a)(8) under the Securities Act or (ii) a “qualified institutional buyer” as defined in Rule 144A(a) under the Securities Act. Such Holder is not required to be registered as a broker-dealer under Section 15 of the Exchange Act.

Appears in 1 contract

Samples: Warrant Amendment Agreement (Xoma LTD /De/)

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Holder Status. As of the date hereof the Holder is, and on each date on which the Holder exercises any Warrants, the Holder will be is either: (i) an “accredited investor” as defined in Rule 501(a)(1), (a)(2), (a)(3), (a)(7) or (a)(8) under the Securities Act or (ii) a “qualified institutional buyer” as defined in Rule 144A(a) under the Securities Act.

Appears in 1 contract

Samples: Amendment and Waiver Agreement (RiceBran Technologies)

Holder Status. As of the date hereof the Holder is, and on On each date on which the Holder exercises any Warrantsthis Warrant, the Holder it will be either: (i) an “accredited investor” as defined in Rule 501(a)(1), (a)(2), (a)(3), (a)(7) or (a)(8) under the Securities Act or (ii) a “qualified institutional buyer” as defined in Rule 144A(a) under the Securities Act. Such Holder is not required to be registered as a broker-dealer under Section 15 of the Exchange Act.

Appears in 1 contract

Samples: Intellipharmaceutics International Inc.

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