Holder’s Obligations. Each Holder agrees, by acquisition of the Registrable Securities, that no Holder of Registrable Securities shall be entitled to sell any of such Registrable Securities pursuant to a Registration Statement or to receive a Prospectus relating thereto, unless such Holder has furnished the Issuers with a Notice and Questionnaire as required pursuant to Section 2(d) hereof (including the information required to be included in such Notice and Questionnaire) and the information set forth in the next sentence. Each Notice Holder agrees promptly to furnish to the Issuers all information required to be disclosed in order to make the information previously furnished to the Issuers by such Notice Holder not misleading, any other information regarding such Notice Holder and the distribution of such Registrable Securities as may be required to be disclosed in the Registration Statement under applicable law or pursuant to SEC comments and any information otherwise required by the Issuers to comply with applicable law or regulations. Each Holder further agrees, following termination of the Effectiveness Period, to notify the Issuers, within 10 Business Days of a request, of the amount of Registrable Securities sold pursuant to the Registration Statement and, in the absence of a response, the Issuers may assume that all of the Holder's Registrable Securities were so sold.
Appears in 2 contracts
Samples: Registration Rights Agreement (Mesa Air Group Inc), Registration Rights Agreement (Mesa Air Group Inc)
Holder’s Obligations. Each Holder agrees, by acquisition of the Registrable Securities, that no Holder of Registrable Securities shall be entitled to sell any of such Registrable Securities pursuant to a Registration Statement or to receive a Prospectus relating thereto, unless such Holder has furnished the Issuers Company with a Notice and Questionnaire as required pursuant to Section 2(d) hereof (including the information required to be included in such Notice and Questionnaire) and the information set forth in the next sentence. Each Notice Holder agrees promptly to furnish to the Issuers Company all information required to be disclosed in order to make the information previously furnished to the Issuers Company by such Notice Holder not misleading, misleading and any other information regarding such Notice Holder and the distribution of such Registrable Securities as may be required to be disclosed in the Registration Statement under applicable law or pursuant to SEC comments or requests, and any information otherwise reasonably required by the Issuers Company to comply with applicable law or regulationsregulation, based on the advice of counsel. Each Holder further agrees, following the termination of the Effectiveness Period, to notify the Issuers, Company within 10 ten (10) Business Days of a request, of the amount of Registrable Securities sold pursuant to the Registration Statement and, in the absence of a response, the Issuers may assume that all of the Holder's Registrable Securities were so soldStatement.
Appears in 2 contracts
Samples: Registration Rights Agreement (Stilwell Financial Inc), Registration Rights Agreement (Franklin Resources Inc)
Holder’s Obligations. (a) Each Holder agrees, by acquisition of the Registrable Securities, that no Holder of Registrable Securities shall be entitled to sell any of such Registrable Securities pursuant to a Registration Statement or to receive a Prospectus relating thereto, unless such Holder has furnished the Issuers Company with a Notice an Election and Questionnaire as required pursuant to Section 2(d) hereof (including the information required to be included in such Notice Election and Questionnaire) and the information set forth in the next sentence. Each Notice Holder agrees promptly to furnish to the Issuers Company all information required to be disclosed in order to make the information previously furnished to the Issuers Company by such Notice Holder not misleading, misleading and any other information regarding such Notice Holder and the distribution of such Registrable Securities as the Company may be required from time to be disclosed in the Registration Statement under applicable law or pursuant to SEC comments and any information otherwise required by the Issuers to comply with applicable law or regulationstime reasonably request. Each Any Holder further agrees, following termination of the Effectiveness Period, to notify the Issuers, within 10 Business Days of a request, of the amount of Registrable Securities sold pursuant who fails to provide such information shall not be entitled to receive any Additional Interest Amount that the Company otherwise becomes obligated to pay as a result of such failure.
(b) In the event of a sale of Registrable Securities by the Holder under the Registration Statement, if requested by the Company, the Holder shall deliver to the Registration Statement andCompany's transfer agent, with a copy to the Company, a Certificate of Subsequent Sale substantially in the absence of a response, the Issuers may assume that all of the Holder's Registrable Securities were so sold.form attached hereto as Exhibit A.
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Holder’s Obligations. Each Holder agrees, by acquisition of the Registrable Securities, that no Holder of Registrable Securities shall be entitled to sell any of such Registrable Securities pursuant to a Registration Statement or to receive a Prospectus relating thereto, unless such Holder has furnished the Issuers Company with a duly completed and signed Notice and Questionnaire as required pursuant to Section 2(d) hereof (including the information required to be included in such Notice and Questionnaire) and the information set forth in the next sentence. Each Notice Holder agrees promptly to furnish to the Issuers Company all information required to be disclosed in order to make the information previously furnished to the Issuers Company by such Notice Holder not misleading, misleading and any other information regarding such Notice Holder and the distribution of such Registrable Securities as may be required to be disclosed in the Registration Statement under applicable law or pursuant to SEC comments or requests, and any information otherwise reasonably required by the Issuers Company to comply with applicable law or regulationsregulation, based on the advice of counsel to the Company. Each Holder further agrees, following the termination of the Effectiveness Period, to notify the Issuers, Company within 10 ten (10) Business Days of a request, of the amount of Registrable Securities sold pursuant to the Registration Statement and, in the absence of a response, the Issuers may assume that all of the Holder's Registrable Securities were so soldStatement.
Appears in 1 contract
Samples: Registration Rights Agreement (Neuberger Berman Inc)
Holder’s Obligations. Each Holder agrees, by --------------------- acquisition of the Registrable Securities, that no Holder of Registrable Securities shall be entitled to sell any of such Registrable Securities pursuant to a Registration Statement or to receive a Prospectus relating thereto, unless such Holder has furnished the Issuers Company with a Notice and Questionnaire as required pursuant to Section 2(d) hereof (including the information required to be included in such Notice and Questionnaire) and the information set forth in the next sentence. Each Notice Holder agrees promptly to furnish to the Issuers Company all information required to be disclosed in order to make the information previously furnished to the Issuers Company by such Notice Holder not misleading, any other information regarding such Notice Holder and the distribution of such Registrable Securities as may be required to be disclosed in the Registration Statement under applicable law or pursuant to SEC comments and any information otherwise required by the Issuers Company to comply with applicable law or regulations. Each Holder further agrees, following termination of the Effectiveness Period, to notify the Issuers, Company within 10 Business Days of a request, of the amount of Registrable Securities sold pursuant to the Registration Statement and, in the absence of a response, the Issuers Company may assume that all of the Holder's Registrable Securities were so sold.
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Holder’s Obligations. Each Holder agrees, by acquisition of the Registrable Securities, that no Holder of Registrable Securities shall be entitled to sell any of such Registrable Securities pursuant to a Registration Statement or to receive a Prospectus relating thereto, unless such Holder has furnished the Issuers Company with a Notice and Questionnaire as required pursuant to Section 2(d) hereof (including the information required to be included in such Notice and Questionnaire) and the information set forth in the next sentence. Each Notice Holder agrees promptly to furnish to the Issuers Company all information required to be disclosed in order to make the information previously furnished to the Issuers Company by such Notice Holder not misleading, misleading and any other information regarding such Notice Holder and the distribution of such Registrable Securities as may be required to be disclosed in the Registration Statement under applicable law or pursuant to SEC comments and any information otherwise required by or as the Issuers to comply with applicable law or regulationsCompanies may reasonably request. Each Holder further agrees, following termination of the Effectiveness Period, to notify the Issuers, Company within 10 Business Days business days of a request, of the amount of Registrable Securities sold pursuant to the Registration Statement and, in the absence of a response, the Issuers Companies may assume that all of the Holder's Registrable Securities were so sold.
Appears in 1 contract
Samples: Registration Rights Agreement (Tyco International LTD /Ber/)
Holder’s Obligations. Each Holder agrees, by acquisition of the Registrable Securities, that no Holder of Registrable Securities shall be entitled to sell any of such Registrable Securities pursuant to a Registration Statement or to receive a Prospectus relating thereto, unless such Holder has furnished the Issuers Company with a Notice and Questionnaire as required pursuant to Section 2(d) hereof (including the information required to be included in such Notice and Questionnaire) and the information set forth in the next sentence. Each Notice Holder agrees promptly to furnish to the Issuers Company all information required to be disclosed in order to make the information previously furnished to the Issuers Company by such Notice Holder not misleading, any other information regarding such Notice Holder and the distribution of such Registrable Securities as may be required to be disclosed in the Registration Statement under applicable law or pursuant to SEC comments and any information otherwise required by the Issuers Company to comply with applicable law or regulations. Each Holder further agrees, following termination of the Effectiveness Period, to notify the Issuers, Company within 10 Business Days of a request, of the amount of Registrable Securities sold pursuant to the Registration Statement and, in the absence of a response, the Issuers Company may assume that all of the Holder's Registrable Securities were so sold.
Appears in 1 contract
Samples: Registration Rights Agreement (Horace Mann Educators Corp /De/)
Holder’s Obligations. Each Holder agrees, by acquisition of the Registrable Securities, that no Holder of Registrable Securities shall be entitled to sell any of such Registrable Securities pursuant to a Registration Statement or to receive a Prospectus relating thereto, unless such Holder has furnished the Issuers Company with a Notice and Questionnaire as required pursuant to Section 2(d) hereof (including the information required to be included in such Notice and Questionnaire) and the information set forth in the next sentence. Each Notice Holder agrees promptly to furnish to the Issuers Company all information required to be disclosed in order to make the information previously furnished to the Issuers Company by such Notice Holder not misleading, any other information regarding such Notice Holder and the distribution of such Registrable Securities as may be required to be disclosed in the Registration Statement under applicable law or pursuant to SEC comments and any information otherwise required by the Issuers Company to comply with applicable law or regulations. Each Holder further agrees, following termination of the Effectiveness Period, to notify the Issuers, Company within 10 Business Days business days of a request, of the amount of Registrable Securities sold pursuant to the Registration Statement and, in the absence of a response, the Issuers may assume that all of the Holder's Registrable Securities were so sold.Registrable
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Holder’s Obligations. Each Holder agrees, by acquisition of the Registrable Securities, that no Holder of Registrable Securities shall be entitled to sell any of such Registrable Securities pursuant to a Registration Statement or to receive a Prospectus relating thereto, unless such Holder has furnished the Issuers Company with a Notice such information and Questionnaire affidavits as required pursuant to Section 2(d) hereof (including the information required to be included Company reasonably requests for use in connection in any such Notice and Questionnaire) and the information set forth in the next sentenceRegistrations Statement or Prospectus. Each Notice Holder agrees promptly to furnish to the Issuers Company in writing all information required to be disclosed in order to make the information previously furnished to the Issuers Company by such Notice Holder not misleading, any other information regarding such Notice Holder and the distribution of such Registrable Securities as may be required to be disclosed in the Registration Statement under applicable law or pursuant to SEC comments and any information otherwise required by the Issuers Company to comply with applicable law or regulations. Each Holder further agrees, following termination of the Effectiveness Period, to notify the IssuersCompany, within 10 ten (10) Business Days of a request, of the amount of Registrable Securities sold pursuant to the Registration Statement and, in the absence of a response, the Issuers Company may assume that all of the Holder's ’s Registrable Securities were so sold.
Appears in 1 contract
Samples: Registration Rights Agreement (Bonanza Creek Energy, Inc.)
Holder’s Obligations. Each Holder agrees, by acquisition of the Registrable Securities, that no Holder of Registrable Securities shall be entitled to sell any of such Registrable Securities pursuant to a Registration Statement or to receive a Prospectus relating thereto, unless such Holder has furnished the Issuers with a Notice and Questionnaire as required pursuant to Section 2(d) hereof (including the information required to be included in such Notice and Questionnaire) and the information set forth in the next sentence. Each Notice Holder agrees promptly to furnish to the Issuers all information required to be disclosed in order to make the information previously furnished to the Issuers by such Notice Holder not misleading, any other information regarding such Notice Holder and the distribution of such Registrable Securities as may be required to be disclosed in the Registration Statement under applicable law or pursuant to SEC comments and any information otherwise required by the Issuers to comply with applicable law or regulations. Each Holder further agrees, following termination of the Effectiveness Period, to notify the Issuers, within 10 ten Business Days of a request, of the amount of Registrable Securities sold pursuant to the Registration Statement and, in the absence of a response, the Issuers may assume that all of the Holder's Registrable Securities were so sold.
Appears in 1 contract
Holder’s Obligations. Each Holder agrees, by acquisition of the Registrable Securities, that no Holder of Registrable Securities shall be entitled to sell any of such Registrable Securities pursuant to a Registration Statement or to receive a Prospectus relating thereto, unless such Holder has furnished the Issuers Company with a Notice and Questionnaire as required pursuant to Section 2(d) hereof (including the information required to be included in such Notice and Questionnaire) and the information set forth in the next sentence. Each Notice Holder agrees promptly to furnish to the Issuers Company all information required to be disclosed in order to make the information previously furnished to the Issuers Company by such Notice Holder not misleading, any other information regarding such Notice Holder and the distribution of such Registrable Securities as may be required to be disclosed in the Registration Statement under applicable law or pursuant to SEC comments and any information otherwise required by the Issuers Company to comply with applicable law or regulations. Each Holder further agrees, following termination of the Effectiveness Period, to notify the IssuersCompany, within 10 Business Days of a request, of the amount of Registrable Securities sold pursuant to the Registration Statement and, in the absence of a response, the Issuers Company may assume that all of the Holder's Registrable Securities were so sold.
Appears in 1 contract
Holder’s Obligations. Each Holder agrees, by acquisition of the Registrable Securities, that no Holder of Registrable Securities shall be entitled to sell any of such Registrable Securities pursuant to a Registration Statement or to receive a Prospectus relating thereto, unless such Holder has furnished the Issuers Company with a Notice and Questionnaire as required pursuant to Section 2(d) hereof (including the information required to be included in such Notice and Questionnaire) and the information set forth in the next sentence. Each Notice Holder agrees promptly to furnish to the Issuers Company all information required to be disclosed in order to make the information previously furnished to the Issuers Company by such Notice Holder not misleading, misleading and any other information regarding such Notice Holder and the distribution of such Registrable Securities as may be required to be disclosed in the Registration Statement under applicable law or pursuant to SEC comments and any information otherwise required by or as the Issuers to comply with applicable law or regulationsCompany may reasonably request. Each Holder further agrees, following termination of the Effectiveness Period, to notify the Issuers, Company within 10 Business Days ten (10) business days of a request, of the amount of Registrable Securities sold pursuant to the Registration Statement and, in the absence of a response, the Issuers Company may assume that all of the Holder's Registrable Securities were so sold.
Appears in 1 contract
Samples: Registration Rights Agreement (Reebok International LTD)
Holder’s Obligations. Each Holder agrees, by acquisition of the Registrable Securities, that no Holder of Registrable Securities shall be entitled to sell any of such Registrable Securities pursuant to a Registration Statement or to receive a Prospectus relating thereto, unless such Holder has furnished the Issuers Company with a Notice and Questionnaire as required pursuant to Section 2(d) hereof (including the information required to be included in such Notice and Questionnaire) and the information set forth in the next sentence. Each Notice Holder agrees to furnish promptly to furnish to the Issuers Company in writing all information required to be disclosed in order to make the information previously furnished to the Issuers Company by such Notice Holder not misleading, any other information regarding such Notice Holder and the distribution of such Registrable Securities as may be required to be disclosed in the Registration Statement under applicable law or pursuant to SEC comments and any information otherwise required by the Issuers Company to comply with applicable law or regulations. Each Holder further agrees, following termination of the Effectiveness Period, to notify the IssuersCompany, within 10 ten (10) Business Days of a request, of the amount of Registrable Securities sold pursuant to the Registration Statement and, in the absence of a response, the Issuers Company may assume that all of the Holder's Registrable Securities were so sold.
Appears in 1 contract
Samples: Registration Rights Agreement (Western Wireless Corp)
Holder’s Obligations. Each Holder agrees, by acquisition of the Registrable Securities, that no Holder of Registrable Securities shall be entitled to sell any of such Registrable Securities pursuant to a Registration Statement or to receive a Prospectus relating thereto, unless such Holder has furnished the Issuers Company with a Notice and Questionnaire as required pursuant to Section 2(d) hereof (including the information required to be included in such Notice and Questionnaire) and the information set forth in the next sentence. Each Notice Holder agrees promptly to furnish to the Issuers Company all information required to be disclosed in order to make the information previously furnished to the Issuers Company by such Notice Holder not misleading, any other information regarding such Notice Holder and the distribution of such Registrable Securities as may be required to be disclosed in the Registration Statement under applicable law or pursuant to SEC comments and any information otherwise required by the Issuers Company to comply with applicable law or regulations. Each Holder further agrees, following termination of the Effectiveness Period, to notify the Issuers, Company within 10 ten (10) Business Days of a request, of the amount of Registrable Securities sold pursuant to the Registration Statement and, in the absence of a response, the Issuers Company may assume that all of the Holder's Registrable Securities were so sold.
Appears in 1 contract
Samples: Registration Rights Agreement (RPM International Inc/De/)
Holder’s Obligations. Each Holder agrees, by acquisition of the Registrable Securities, that no Holder of Registrable Securities shall be entitled to sell any of such Registrable Securities pursuant to a Registration Statement or to receive a Prospectus relating thereto, unless such Holder has furnished the Issuers Company with a Notice and Questionnaire as required pursuant to Section 2(d) hereof (including the information required to be included in such Notice and Questionnaire) and the information set forth in the next sentence. Each Notice Holder agrees promptly to furnish to the Issuers Company all information required to be disclosed in order to make the information previously furnished to the Issuers Company by such Notice Holder not misleading, any other information regarding such Notice Holder and the distribution of such Registrable Securities as may be required to be disclosed in the Registration Statement under applicable law or pursuant to SEC comments and comments, any information otherwise required by the Issuers Company to comply with applicable law or regulationsregulations and any information as the Company may reasonably request. Each Holder further agrees, following termination of the Effectiveness Period, to notify the Issuers, Company within 10 ten (10) Business Days of a request, of the amount of Registrable Securities sold pursuant to the Registration Statement and, in the absence of a response, the Issuers Company may assume that all of the Holder's Registrable Securities were so sold.
Appears in 1 contract
Samples: Registration Rights Agreement (Selective Insurance Group Inc)
Holder’s Obligations. Each Holder agrees, by acquisition of the Registrable Transfer Restricted Securities, that no Holder of Registrable Transfer Restricted Securities shall be entitled to sell any of such Registrable Transfer Restricted Securities pursuant to a Registration Statement or to receive a Prospectus relating thereto, unless such Holder has furnished the Issuers Company with a Notice and Questionnaire as required pursuant to Section 2(d1(d) hereof (including the information required to be included in such Notice and Questionnaire) and the information set forth in the next sentence. Each Notice Holder agrees promptly to furnish to the Issuers Company all information required to be disclosed in order to make the information previously furnished to the Issuers Company by such Notice Holder not misleading, misleading and any other information regarding such Notice Holder and the distribution of such Registrable Transfer Restricted Securities as may be required to be disclosed in the Registration Statement under applicable law or pursuant to SEC Commission comments and any information otherwise required by or as the Issuers to comply with applicable law or regulationsCompany may reasonably request. Each Holder further agrees, following termination of the Effectiveness Period, agrees to notify the IssuersCompany, within 10 Business Days ten business days of a request, of the amount of Registrable Transfer Restricted Securities sold by such Holder pursuant to the Registration Statement and, in the absence of a response, the Issuers Company may assume that all of the Holder's Registrable Transfer Restricted Securities were so sold; provided, that, such request by the Company shall clearly state that if the Holder fails to provide a response, the Company shall assume that the Holder's Transfer Restricted Securities have been sold.
Appears in 1 contract
Samples: Registration Rights Agreement (Charles River Laboratories International Inc)