Common use of Holding Company and Investment Company Acts Clause in Contracts

Holding Company and Investment Company Acts. None of the Obligors is (i) a “holding company” or a “subsidiary company” of a “holding company” or an “affiliate” of a “holding company”, as such terms are defined in the Public Utility Holding Company Act of 1935, as amended, or (ii) an “investment company” or an “affiliated person” or “promoter” of, or “principal underwriter” of or for, an “investment company”, as such terms are defined in the Investment Company Act of 1940, as amended.

Appears in 10 contracts

Samples: Indenture (FRNK Technology Group), Indenture (FriendFinder Networks Inc.), Indenture (FriendFinder Networks Inc.)

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Holding Company and Investment Company Acts. None of the Obligors Company or any of its Subsidiaries is (i) a "holding company" or a "subsidiary company" of a "holding company" or an "affiliate" of a "holding company", as such terms are defined in the Public Utility Holding Company Act of 1935, as amended, amended or (ii) an "investment company" or an "affiliated person" or "promoter" of, or "principal underwriter" of or for, an "investment company”, ," as such terms are defined in the Investment Company Act of 1940, as amended.

Appears in 2 contracts

Samples: Exchange Agreement (Coram Healthcare Corp), Exchange Agreement (Coram Healthcare Corp)

Holding Company and Investment Company Acts. None of the Obligors Company or any of its Subsidiaries is (i) a "holding company" or a "subsidiary company" of a "holding company" or an "affiliate" of a "holding company", as such terms are defined in the Public Utility Holding Company Act of 1935, as amended, or (ii) an "investment company" or an "affiliated person" or "promoter" of, or "principal underwriter" of or for, an "investment company", as such terms are defined in the Investment Company Act of 1940, as amended.

Appears in 2 contracts

Samples: Exchange Agreement (Coram Healthcare Corp), Exchange Agreement (Goldman Sachs Group Inc/)

Holding Company and Investment Company Acts. None of the Obligors is (i) a “holding company” or a “subsidiary company” of a “holding company” or an “affiliate” of a “holding company”, as such terms are defined in the Public Utility Holding Company Act of 1935, as amended, or (ii) an “investment company” or an “affiliated person” or “promoter” of, or 57 “principal underwriter” of or for, an “investment company”, as such terms are defined in the Investment Company Act of 1940, as amended.

Appears in 2 contracts

Samples: Securities Agreement (FriendFinder Networks Inc.), Securities Agreement (FriendFinder Networks Inc.)

Holding Company and Investment Company Acts. None of the Obligors Companies is a (i) a "holding company" or a "subsidiary company" of a "holding company" or an "affiliate" of a "holding company", as such terms are defined in the Public Utility Holding Company Act of 1935, as amended, or (ii) an "investment company" or an "affiliated person" or "promoter" of, or "principal underwriter" of or for, an "investment company", as such terms are defined in the Investment Company Act of 1940, as amended.

Appears in 2 contracts

Samples: Loan Agreement (Harvard Industries Inc), Loan and Security Agreement (Harvard Industries Inc)

Holding Company and Investment Company Acts. None of the Obligors nor any of their Subsidiaries is (i) a "holding company", or a "subsidiary company" of a "holding company", or an affiliate" of a "holding company", as such terms are defined in the Public Utility Holding Company Act of 1935, as amended; nor is it an "investment company", or (ii) an "affiliated company" or a "principal underwriter" of an "investment company” or an “affiliated person” or “promoter” of, or “principal underwriter” of or for, an “investment company”", as such terms are defined in the Investment Company Act of 1940, as amended.

Appears in 1 contract

Samples: Revolving Credit and Term Loan Agreement (Morgan Group Inc)

Holding Company and Investment Company Acts. None of the Obligors Companies is (i) a "holding company" or a "subsidiary company" of a "holding company" or an "affiliate" of a "holding company”, ," as such terms are defined in the Public Utility Holding Company Act of 1935, as amended, or (ii) an "investment company" or an "affiliated person" or "promoter" of, or "principal underwriter" of or for, an "investment company", as such terms are defined in the Investment Company Act of 1940, as amended.

Appears in 1 contract

Samples: Revolving Credit Agreement (Alon USA Energy, Inc.)

Holding Company and Investment Company Acts. None of the Apparel Obligors is (i) are a "holding company", or a "subsidiary company" of a "holding company", or an affiliate" of a "holding company", as such terms are defined in the Public Utility Holding Company Act of 1935, as amended; nor are any of them an "investment company", or (ii) an "affiliated company" or a "principal underwriter" of an "investment company” or an “affiliated person” or “promoter” of, or “principal underwriter” of or for, an “investment company”", as such terms are defined in the Investment Company Act of 1940, as amended.

Appears in 1 contract

Samples: Credit Agreement (Baker J Inc)

Holding Company and Investment Company Acts. None of the Obligors is (i) a "holding company", or a "subsidiary company" of a "holding company", or an "affiliate" of a "holding company", as such terms are defined in the Public Utility Holding Company Act of 1935, as amended; nor is it an "investment company", or (ii) an "affiliated company" or a "principal underwriter" of an "investment company” or an “affiliated person” or “promoter” of, or “principal underwriter” of or for, an “investment company”", as such terms are defined in the Investment Company Act of 1940, as amended.

Appears in 1 contract

Samples: Revolving Credit Agreement (Dollar Tree Stores Inc)

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Holding Company and Investment Company Acts. None of the Obligors is (i) a "holding company", or a "subsidiary company" of a "holding company", or an "affiliate" of a "holding company", as such terms are defined in the Public Utility Holding Company Act of 1935, as amended; nor is it an "investment company", or (ii) an “investment "affiliated company" or an “affiliated person” or “promoter” of, or “a "principal underwriter" of or for, an “investment an"investment company", as such terms are defined in the Investment Company Act of 1940, as amended.

Appears in 1 contract

Samples: Master Agreement (Dollar Tree Stores Inc)

Holding Company and Investment Company Acts. None of the Obligors is (i) a “holding company”, or a “subsidiary company” of a “holding company”, or an “affiliate” of a “holding company”, as such terms are defined in the Public Utility Holding Company Act of 1935, as amended, or (ii) an ; nor is any of them a registered investment company”, or an “affiliated personcompany” or “promoter” of, or a “principal underwriter” of or for, an a registered investment company”, as such terms are defined in the Investment Company Act of 1940, as amended.

Appears in 1 contract

Samples: Credit Agreement (Waste Management Inc)

Holding Company and Investment Company Acts. None Neither Avado nor any of the Obligors its Subsidiaries is (i) a "holding company" or a "subsidiary company" of a "holding company" or an "affiliate" of a "holding company", as such terms are defined in the Public Utility Holding Company Act of 1935, as amended, or (ii) an "investment company" or an "affiliated person" or "promoter" of, or "principal underwriter" of or for, an "investment company", as such terms are defined in the Investment Company Act of 1940, as amended.

Appears in 1 contract

Samples: Credit Agreement (Avado Brands Inc)

Holding Company and Investment Company Acts. None of the Obligors Companies is (i) a “holding company” or a “subsidiary company” of a “holding company” or an “affiliate” of a “holding company”, ,” as such terms are defined in the Public Utility Holding Company Act of 1935, as amended, or (ii) an “investment company” or an “affiliated person” or “promoter” of, or “principal underwriter” of or for, an “investment company”, as such terms are defined in the Investment Company Act of 1940, as amended.

Appears in 1 contract

Samples: Revolving Credit Agreement (Alon USA Energy, Inc.)

Holding Company and Investment Company Acts. None of the Obligors Borrowers is (i) a “holding company” or a “subsidiary company” of a “holding company” or an “affiliate” of a “holding company”, as such terms are defined in the Public Utility Holding Company Act of 1935, as amended, or (ii) an “investment company” or an “affiliated person” or “promoter” of, or “principal underwriter” of or for, an “investment company”, as such terms are defined in the Investment Company Act of 1940, as amended.

Appears in 1 contract

Samples: Debt Financing Agreement (Oakwood Homes Corp)

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