Holding Company and Investment Company Acts. None of the Obligors is (i) a “holding company” or a “subsidiary company” of a “holding company” or an “affiliate” of a “holding company”, as such terms are defined in the Public Utility Holding Company Act of 1935, as amended, or (ii) an “investment company” or an “affiliated person” or “promoter” of, or “principal underwriter” of or for, an “investment company”, as such terms are defined in the Investment Company Act of 1940, as amended.
Appears in 9 contracts
Samples: Indenture (FRNK Technology Group), Indenture (FriendFinder Networks Inc.), Joinder Agreement (FriendFinder Networks Inc.)
Holding Company and Investment Company Acts. None of the Obligors Companies is a (i) a “"holding company” " or a “"subsidiary company” " of a “"holding company” " or an “"affiliate” " of a “"holding company”", as such terms are defined in the Public Utility Holding Company Act of 1935, as amended, or (ii) an “"investment company” " or an “"affiliated person” " or “"promoter” " of, or “"principal underwriter” " of or for, an “"investment company”", as such terms are defined in the Investment Company Act of 1940, as amended.
Appears in 2 contracts
Samples: Loan and Security Agreement (Harvard Industries Inc), Financing Agreement (Harvard Industries Inc)
Holding Company and Investment Company Acts. None of the Obligors Company or any of its Subsidiaries is (i) a “"holding company” " or a “"subsidiary company” " of a “"holding company” " or an “"affiliate” " of a “"holding company”", as such terms are defined in the Public Utility Holding Company Act of 1935, as amended, amended or (ii) an “"investment company” " or an “"affiliated person” " or “"promoter” " of, or “"principal underwriter” " of or for, an “"investment company”, ," as such terms are defined in the Investment Company Act of 1940, as amended.
Appears in 2 contracts
Samples: Exchange Agreement (Coram Healthcare Corp), Exchange Agreement (Coram Healthcare Corp)
Holding Company and Investment Company Acts. None of the Obligors is (i) a “holding company” or a “subsidiary company” of a “holding company” or an “affiliate” of a “holding company”, as such terms are defined in the Public Utility Holding Company Act of 1935, as amended, or (ii) an “investment company” or an “affiliated person” or “promoter” of, or 57 “principal underwriter” of or for, an “investment company”, as such terms are defined in the Investment Company Act of 1940, as amended.
Appears in 2 contracts
Samples: Sellers’ Securities Agreement (FriendFinder Networks Inc.), Sellers’ Securities Agreement (FriendFinder Networks Inc.)
Holding Company and Investment Company Acts. None of the Obligors is (i) a “holding company” ”, or a “subsidiary company” of a “holding company” ”, or an “affiliate” of a “holding company”, as such terms are defined in the Public Utility Holding Company Act of 1935, as amended, or (ii) an ; nor is any of them a “registered investment company” ”, or an “affiliated personcompany” or “promoter” of, or a “principal underwriter” of or for, an a “registered investment company”, as such terms are defined in the Investment Company Act of 1940, as amended.
Appears in 2 contracts
Samples: Restricted Stock Unit Award Agreement, Assignment Agreement (Waste Management Inc)
Holding Company and Investment Company Acts. None of the Obligors is (i) a “holding company” or a “subsidiary company” of a “holding company” or an “affiliate” of a “holding company”, as such terms are defined in the Public Utility Holding Company Act of 1935, as amended, or (ii) an “investment company” or an “affiliated person” or “promoter” of, or “principal underwriter” of or for, an “investment company”, as such terms are defined in the Investment Company Act of 1940, as amended.. 103
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Holding Company and Investment Company Acts. None of the Obligors is (i) a “"holding company” ", or a “"subsidiary company” " of a “"holding company” ", or an “"affiliate” " of a “"holding company”", as such terms are defined in the Public Utility Holding Company Act of 1935, as amended; nor is it an "investment company", or (ii) an “"affiliated company" or a "principal underwriter" of an "investment company” or an “affiliated person” or “promoter” of, or “principal underwriter” of or for, an “investment company”", as such terms are defined in the Investment Company Act of 1940, as amended. Section 6.13.
Appears in 1 contract
Samples: Revolving Credit Agreement (Dollar Tree Stores Inc)
Holding Company and Investment Company Acts. None of the Obligors Companies is (i) a “"holding company” " or a “"subsidiary company” " of a “"holding company” " or an “"affiliate” " of a “"holding company”, ," as such terms are defined in the Public Utility Holding Company Act of 1935, as amended, or (ii) an “"investment company” " or an “"affiliated person” " or “"promoter” " of, or “"principal underwriter” " of or for, an “"investment company”", as such terms are defined in the Investment Company Act of 1940, as amended.
Appears in 1 contract
Holding Company and Investment Company Acts. None of the Obligors Companies is (i) a “holding company” or a “subsidiary company” of a “holding company” or an “affiliate” of a “holding company”, ,” as such terms are defined in the Public Utility Holding Company Act of 1935, as amended, or (ii) an “investment company” or an “affiliated person” or “promoter” of, or “principal underwriter” of or for, an “investment company”, as such terms are defined in the Investment Company Act of 1940, as amended.
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Holding Company and Investment Company Acts. None of the Apparel Obligors is (i) are a “"holding company” ", or a “"subsidiary company” " of a “"holding company” ", or an “affiliate” " of a “"holding company”", as such terms are defined in the Public Utility Holding Company Act of 1935, as amended; nor are any of them an "investment company", or (ii) an “"affiliated company" or a "principal underwriter" of an "investment company” or an “affiliated person” or “promoter” of, or “principal underwriter” of or for, an “investment company”", as such terms are defined in the Investment Company Act of 1940, as amended.
Appears in 1 contract
Samples: Credit Agreement (Baker J Inc)
Holding Company and Investment Company Acts. None of the Obligors is (i) a “"holding company” ", or a “"subsidiary company” " of a “"holding company” ", or an “"affiliate” " of a “"holding company”", as such terms are defined in the Public Utility Holding Company Act of 1935, as amended; nor is it an "investment company", or (ii) an “investment "affiliated company” " or an “affiliated person” or “promoter” of, or “a "principal underwriter” " of or for, an “investment an"investment company”", as such terms are defined in the Investment Company Act of 1940, as amended.
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Holding Company and Investment Company Acts. None Neither Avado nor any of the Obligors its Subsidiaries is (i) a “"holding company” " or a “"subsidiary company” " of a “"holding company” " or an “"affiliate” " of a “"holding company”", as such terms are defined in the Public Utility Holding Company Act of 1935, as amended, or (ii) an “"investment company” " or an “"affiliated person” " or “"promoter” " of, or “"principal underwriter” " of or for, an “"investment company”", as such terms are defined in the Investment Company Act of 1940, as amended.
Appears in 1 contract
Samples: Credit Agreement (Avado Brands Inc)