Investment Companies. No Restricted Entity or Affiliate thereof is an "investment company" or a company "controlled" by an "investment company" within the meaning of the Investment Company Act of 1940, as amended.
Investment Companies. No Obligor, person controlling an Obligor or Subsidiary of an Obligor is or is required to be registered as an “investment company” under the U.S. Investment Company Act of 1940 (the “1940 Act”).
Investment Companies. Neither TGI nor any of its Subsidiaries is an “investment company” registered or required to be registered under the Investment Company Act of 1940 or under the “control” of an “investment company” as such terms are defined in the Investment Company Act of 1940 and shall not become such an “investment company” or under such “control”.
Investment Companies. None of the Loan Parties or any Subsidiaries of any Loan Party is an "investment company" registered or required to be registered under the Investment Company Act of 1940 or under the "control" of an "investment company" as such terms are defined in the Investment Company Act of 1940 and shall not become such an "investment company" or under such "control".
Investment Companies. Neither the Borrower nor any of its Subsidiaries is an "investment company" registered or required to be registered under the Investment Company Act of 1940 or under the "control" of an "investment company" as such terms are defined in the Investment Company Act of 1940 and shall not become such an "investment company" or under such "control."
Investment Companies. None of the Loan Parties is an "investment company" registered or required to be registered under the Investment Company Act of 1940, as such term is defined in the Investment Company Act of 1940, and shall not become such an "investment company."
Investment Companies. Neither the Company nor any Subsidiary of the Company is an “investment company” as defined under the Investment Company Act of 1940, as amended.
Investment Companies. Neither of the Companies nor any of their respective Subsidiaries is registered or required to be registered as an Investment Company under the Investment Company Act of 1940, as amended (the "Investment Company Act").
Investment Companies. The School District contribution and matching teacher contribution will be made to a School Board- approved company of the teacher’s choice. (Note: “approval” does not in any way constitute “endorsement” of the company.) It shall be the responsibility of the teacher to make all arrangements required by the vendor to ensure that proper payment is made by the School District. The following criteria will be used in determining which investment companies will be approved by the School District to receive matching contributions:
1. at least one employee must be currently contributing to the company;
2. at least five employees must agree to contribute to the company in order for a new company to be approved;
3. the company must meet all Internal Revenue Service requirements as determined by the School District. The School District will not endorse or recommend any particular company or provide any information relating to individual companies other than whether they are approved for matching dollars. A current list of approved companies will be maintained by the Human Resources office.
Investment Companies. Regulated Entities. ---------------------------------------- None of the Loan Parties or any Subsidiaries of any Loan Party is an "investment company" registered or required to be registered under the Investment Company Act of 1940 or under the "control" of an "investment company" as such terms are defined in the Investment Company Act of 1940 and shall not become such an "investment company" or under such "control." None of the Loan Parties or any Subsidiaries of any Loan Party is subject to any other Federal state statute or regulation limiting its ability to incur Indebtedness for borrowed money.
