Impartial Lottery Allocation System. When you hold on my behalf bonds or preferred stocks in street or bearer form which are callable in part, I agree to participate in the impartial lottery allocation system of the called securities in accordance with the provisions of the New York Stock Exchange, Inc. ("NYSE") rules. Further, I understand when the call is favorable, no allocation will be made to any account in which you, your officers, or employees, have a financial interest until all other clients' positions in such securities are satisfied on an impartial lottery basis.
Appears in 5 contracts
Samples: Client Agreement (Pioneer Venture Fund), Client Agreement (Pioneer Venture Fund), Client Agreement (Pioneer Venture Fund)
Impartial Lottery Allocation System. When you hold on my behalf bonds or preferred stocks in street or bearer form which are callable in part, I agree to participate in the impartial lottery allocation system of the called securities in accordance with the provisions of the New York Stock Exchange, Inc. ("“NYSE"”) rules. Further, I understand when the call is favorable, no allocation will be made to any account in which you, your officers, or employees, have a financial interest until all other clients' ’ positions in such securities are satisfied on an impartial lottery basis.
Appears in 3 contracts
Samples: Client Margin Agreement, Client Margin Agreement, Brokerage Agreement
Impartial Lottery Allocation System. When you hold on my behalf bonds or preferred stocks in street or bearer form which are callable in part, I agree to participate partici- xxxx in the impartial lottery allocation system of the called securities in accordance with the provisions of the New York Stock Exchange, Inc. ("“NYSE"”) rules. Further, I understand under- stand when the call is favorable, no allocation will be made to any account in which you, your officers, or employees, have a financial interest until all other clients' positions in such securities are satisfied on an impartial lottery basis.,
Appears in 2 contracts
Samples: Client Margin Agreement, Brokerage Agreement
Impartial Lottery Allocation System. When you hold on my behalf bonds or preferred stocks in street or bearer form which are callable in part, I agree to participate in the impartial lottery allocation system of the called securities in accordance with the provisions of the New York Stock Exchange, Inc. Exchange ("NYSE") rules. Further, I understand when the call is favorable, no allocation will be made to any account in which you, your officers, or employees, have a financial interest until all other clients' positions in such securities are satisfied on an impartial lottery basis.
Appears in 1 contract
Impartial Lottery Allocation System. When you hold on my behalf bonds or preferred stocks in street or bearer form which are callable in part, I agree to participate partici- xxxx in the impartial lottery allocation system of the called securities in accordance with the provisions of the New York Stock Exchange, Inc. ("“NYSE"”) rules. Further, I understand under- stand when the call is favorable, no allocation will be made to any account in which you, your officers, or employees, have a financial interest until all other clients' ’ positions in such securities are satisfied on an impartial lottery basis.
Appears in 1 contract
Samples: Brokerage Agreement