Information and Assistance. (1) Subject to the privacy, bank secrecy and other laws, regulations, and policies of Ontario, Quebec or any other jurisdiction, the Settling Defendants will make best efforts to provide to Class Counsel, at their own expense, a list in electronic format of the names and addresses of Settlement Class Members, who, between January 1, 2003 and December 31, 2013, entered into an FX Instrument either directly or indirectly through an intermediary who can be reasonably identified based on client records that the Settling Defendants have in their possession, custody or control. Any information provided pursuant to this provision shall be maintained as confidential and used only for the purposes of effecting this Settlement Agreement. (2) Class Counsel may use the information provided under Section 12.2(1): (a) to facilitate the dissemination of the notices required in Section 11.1; (b) to advise Persons in Canada who purchased an FX Instrument either directly or indirectly through an intermediary from the Releasees during the Class Period of any subsequent settlement agreement reached in the Proceedings, any related approval hearings, and any other major steps in the Proceedings; (c) to facilitate the claims administration process with respect to this Settlement Agreement and any other settlement agreement(s) achieved or court awards issued in the Proceedings; and (d) as otherwise authorized in Section 4.
Appears in 7 contracts
Samples: Settlement Agreement, Settlement Agreement, Settlement Agreement
Information and Assistance. (1) Subject to the privacy, bank secrecy and other laws, regulations, and policies of Ontario, Quebec or any other Canadian or foreign jurisdiction, the Settling Defendants will make best efforts to provide to Class Counsel, at their own expense, a list in electronic format of the names and addresses of Settlement Class Members, who, between January 1, 2003 and December 31, 2013, entered into an FX Instrument either directly or indirectly through an intermediary who can be reasonably identified based on client records that the Settling Defendants have in their possession, custody or control. Any information provided pursuant to this provision shall be maintained as confidential and used only for the purposes of effecting this Settlement Agreement.
(2) Class Counsel may use the information provided under Section 12.2(1):
(a) to facilitate the dissemination of the notices required in Section 11.1;
(b) to advise Persons in Canada who purchased an FX Instrument either directly or indirectly through an intermediary from the Releasees during the Class Period of any subsequent settlement agreement reached in the Proceedings, any related approval hearings, and any other major steps in the Proceedings;
(c) to facilitate the claims administration process with respect to this Settlement Agreement and any other settlement agreement(s) achieved or court awards issued in the Proceedings; and
(d) as otherwise authorized in Section 4.
Appears in 3 contracts
Samples: Settlement Agreement, Settlement Agreement, Settlement Agreement
Information and Assistance.
(1) Subject to the privacy, bank secrecy and other laws, regulations, and policies of Ontario, Quebec or any other jurisdiction, the Settling Defendants will make best efforts to provide to Class Counsel, at their own expense, a list in electronic format of the names and addresses of Settlement Class Members, who, between January 1, 2003 and December 31, 2013, entered into an FX Instrument either directly or indirectly through an intermediary who can be reasonably identified based on client records that the Settling Defendants have in their possession, custody or control. Any information provided pursuant to this provision shall be maintained as confidential and used only for the purposes of effecting this Settlement Agreement.Agreement.
(2) Class Counsel may use the information provided under Section 12.2(1):12.2(1):
(a) to facilitate the dissemination of the notices required in Section 11.1;
(b) to advise Persons in Canada who purchased an FX Instrument either directly or indirectly through an intermediary from the Releasees during the Class Period of any subsequent settlement agreement reached in the Proceedings, any related approval hearings, and any other major steps in the Proceedings;
(c) to facilitate the claims administration process with respect to this Settlement Agreement and any other settlement agreement(s) achieved or court awards issued in the Proceedings; and
(d) as otherwise authorized in Section 4.
Appears in 1 contract
Samples: Class Action Settlement Agreement