Common use of Investment Account Clause in Contracts

Investment Account. 2.1 CAL shall duly register as a FINI with the Relevant Securities Regulator in the Relevant Jurisdiction and opens a house custodian account (the “FINI House Account”) with the Custodian., as approved by the Relevant Securities Regulator. CAL represents and warrants that it will continue to be a registered FINI during the continuance of this Agreement and will notify the Client if such status has changed as soon as reasonably practicable. 2.2 CAL will use and rely on the information provided in the Account Opening Information Form to open a sub-account for the Client under the FINI House Account with the Custodian (the “FINI Client Account”)for trading of Securities in the Relevant Jurisdiction. The Client represents and warrants that such information continues to be true and correct as of the date of this Agreement and the Client will immediately notify CAL of any change. 2.3 All Securities purchased by and cash received from or for the account of the Client under the QFII system shall be held in the FINI Client Account in the name of CAL.. 2.4 Client’s Securities purchased for the Client under the FINI Client Account shall be deposited in CAL’s name into the Relevant Depository System to which the Custodian shall have access. 2.5 Client’s monies shall be held under the FINI Client Account for the purpose of holding Client’s assets under QFII system. 2.6 Any dividend or any other distribution or benefit accruing in relation to Securities purchased for the Client and deposited in the FINI Client Account (or payment made directly to the Client with prior arrangement between CAL and the Client). 2.7 Client’s assets held under the FINI Client Account in the name of CAL are beneficially owned by the Client and shall be held in trust for the Client. The Client represents and warrants that the Client is the ultimate beneficiary of the Approved Account and will immediately notify CAL of any change and provide such information and documents as CAL may request. 2.8 Unless and until CAL actually receives any other instructions from the Client in writing, CAL is entitled to appoint and authorize the Custodian to take any such action required to be taken by Client in relation to the Securities and to request, collect, receive and make payments or distributions attributable to such securities arising from acquisition, ownership, disposal, conversion, exchange or otherwise. 2.9 The Client declares that the source of fund in the Account is not from the Republic of China (Taiwan) or the People’s Republic of China (China). In case of any dispute, CAL’s decision shall be the final and conclusive. 2.10 The Client acknowledges and accepts that client assets received or held by CAL or CAL associated entity outside Hong Kong are subject to the applicable laws and regulations of relevant overseas jurisdiction which may be different from the Securities and Futures Ordinance (Cap. 571) and the rules made there under. Consequently, such assets may not enjoy the same protection as that conferred on the client assets received or held in Hong Kong.

Investment Account. 2.1 CAL shall duly register as a FINI with the Relevant Securities Regulator in the Relevant Jurisdiction and opens a house custodian account (the “FINI House Account”) with the Custodian., as approved by the Relevant Securities Regulator. CAL represents and warrants that it will continue to be a registered FINI during the continuance of this Agreement and will notify the Client if such status has changed as soon as reasonably practicable. 2.2 CAL will use and rely on the information provided in the Account Opening Information Form to open a sub-account for the Client under the FINI House Account with the Custodian (the “FINI Client Account”)for trading of Securities in the Relevant Jurisdiction. The Client represents and warrants that such information continues to be true and correct as of the date of this Agreement and the Client will immediately notify CAL of any change. 2.3 All Securities purchased by and cash received from or for the account of the Client under the QFII system shall be held in the FINI Client Account in the name of CAL.. 2.4 Client’s Securities purchased for the Client under the FINI Client Account shall be deposited in CAL’s name into the Relevant Depository System to which the Custodian shall have access. 2.5 Client’s monies shall be held under the FINI Client Account for the purpose of holding Client’s assets under QFII system. 2.6 Any dividend or any other distribution or benefit accruing in relation to Securities purchased for the Client and deposited in the FINI Client Account (or payment made directly to the Client with prior arrangement between CAL and the Client). 2.7 Client’s assets held under the FINI Client Account in the name of CAL are beneficially owned by the Client and shall be held in trust for the Client. The Client represents and warrants that the Client is the ultimate beneficiary of the Approved Account and will immediately notify CAL of any change and provide such information and documents as CAL may request. 2.8 Unless and until CAL actually receives any other instructions from the Client in writing, CAL is entitled to appoint and authorize the Custodian to take any such action required to be taken by Client in relation to the Securities and to request, collect, receive and make payments or distributions attributable to such securities arising from acquisition, ownership, disposal, conversion, exchange or otherwise. 2.9 The Client declares that the source of fund in the Account is not from the Republic of China (Taiwan) or the People’s Republic of China (China). In case of any dispute, CAL’s decision shall be the final and conclusive. 2.10 The Client acknowledges and accepts that client assets received or held by CAL or CAL associated entity outside Hong Kong are subject to the applicable laws and regulations of relevant overseas jurisdiction which may be different from the Securities and Futures Ordinance (Cap. 571) and the rules made there under. Consequently, such assets may not enjoy the same protection as that conferred on the client assets received or held in Hong Kong.