Investment Company; Public Utility Sample Clauses

Investment Company; Public Utility. Neither the ---------------------------------- Company nor any of its Material Subsidiaries is an "investment company", or an "affiliated person" of, or "promoter" or "principal underwriter" for, an "investment company," as such terms are defined in the Investment Company Act of 1940, as amended. Neither the Company nor any of its Material Subsidiaries is a "holding company", or an "affiliate" of a "holding company" or a "subsidiary company" of a "holding company", within the meaning of the Public Utility Holding Company Act of 1935, as amended.
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Investment Company; Public Utility. During the Reporting Period, the Company shall not, and shall cause each of the Subsidiaries not to, become an “investment company,” a company controlled by an “investment company,” or an “affiliated person” of, or “promoter” or “principal underwriter” for, an “investment company,” as such terms are defined in the Investment Company Act of 1940; nor shall the Company become, or permit any of the Subsidiaries to become, subject to regulation as (i) a “public utility,” (ii) “public utility company,” (iii) a “holding company” of a “public utility” or a “public utility company,” (iv) a “subsidiary company” of a such a “holding company,” or (v) an affiliate of a such a “holding company” or such a “subsidiary company,” in each case as such terms or similar terms are used within the meaning of any Law.
Investment Company; Public Utility. Neither Seller nor any of Seller's Subsidiaries is an "investment company" or a company "controlled" by an investment company (as defined in the Investment Company Act of 1940, as amended) or a "holding company" or a "public utility" (as defined in the Public Utility Holding Company Act of 1935, as amended).
Investment Company; Public Utility. 19 4.16 No Other Representations and Warranties.............19
Investment Company; Public Utility. None of the Companies is an “investment company” or a company “controlled” by an investment company (as defined in the Investment Company Act of 1940, as amended) or a “holding company” or a “public utility” (as defined in the Public Utility Holding Company Act of 1935, as amended).
Investment Company; Public Utility. Neither Holdings nor the Company is an "investment company" or a company "controlled" by an investment company (as defined in the Investment Company Act of 1940, as amended) or a "holding company" or a "public utility" (as defined in the Public Utility Holding Company Act of 1935, as amended).
Investment Company; Public Utility. 35 o. Real Property Leases.............................................35 p. Restriction on Purchases or Payments.............................35 q. No Avoidance of Obligations......................................36 r. No Integrated Offering...........................................36 s. Regulation M.....................................................36 t.
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Related to Investment Company; Public Utility

  • Investment Company; Public Utility Holding Company Neither the Company nor any Subsidiary is an "investment company" or a company "controlled" by an "investment company" within the meaning of the Investment Company Act of 1940, as amended, or a "public utility holding company" within the meaning of the Public Utility Holding Company Act of 1935, as amended.

  • Investment Company Act; Public Utility Holding Company Act Neither the Borrower nor any Subsidiary is (a) an "investment company" as defined in, or subject to regulation under, the Investment Company Act of 1940 or (b) a "holding company" as defined in, or subject to regulation under, the Public Utility Holding Company Act of 1935.

  • Public Utility Holding Company Act and Investment Company Act Status The Company is not a “holding company” or a “public utility company” as such terms are defined in the Public Utility Holding Company Act of 1935, as amended. The Company is not, and as a result of and immediately upon the Closing will not be, an “investment company” or a company “controlled” by an “investment company,” within the meaning of the Investment Company Act of 1940, as amended.

  • Margin Regulations; Investment Company Act; Public Utility Holding Company Act (a) The Borrower is not engaged and will not engage, principally or as one of its important activities, in the business of purchasing or carrying margin stock (within the meaning of Regulation U issued by the FRB), or extending credit for the purpose of purchasing or carrying margin stock.

  • Public Utility Holding Company Act Neither the Company nor any of its Subsidiaries is a "holding company", or an "affiliate" of a "holding company" or a "subsidiary company" of a "holding company", within the meaning of the Public Utility Holding Company Act of 1935, as amended.

  • Investment Company Act The Company will conduct its affairs in such a manner so as to reasonably ensure that neither it nor its subsidiaries will be or become, at any time prior to the termination of this Agreement, an “investment company,” as such term is defined in the Investment Company Act, assuming no change in the Commission’s current interpretation as to entities that are not considered an investment company.

  • Public Utility Holding Company Neither the Company nor any Subsidiary is, or will be upon issuance and sale of the Securities and the use of the proceeds described herein, subject to regulation under the Public Utility Holding Company Act of 1935, as amended, the Federal Power Act, the Interstate Commerce Act or to any federal or state statute or regulation limiting its ability to issue and perform its obligations under any Transaction Agreement.

  • Investment Company Act Compliance The Borrower is not, nor is the Borrower directly or indirectly controlled by or acting on behalf of any Person which is, an "investment company" or an "affiliated person" of an "investment company" within the meaning of the Investment Company Act of 1940, as amended.

  • Investment Company Act, Etc Neither the Borrower nor any of its Subsidiaries is (a) an “investment company” or is “controlled” by an “investment company”, as such terms are defined in, or subject to regulation under, the Investment Company Act of 1940, as amended, or (b) otherwise subject to any other regulatory scheme limiting its ability to incur debt or requiring any approval or consent from or registration or filing with, any Governmental Authority in connection therewith.

  • Holding Company and Investment Company Acts Neither the Borrower nor any of its Subsidiaries is a "holding company", or a "subsidiary company" of a "holding company", or an "affiliate" of a "holding company", as such terms are defined in the Public Utility Holding Company Act of 1935; nor is it an "investment company", or an "affiliated company" or a "principal underwriter" of an "investment company", as such terms are defined in the Investment Company Act of 1940.

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