Common use of Investment Limits Clause in Contracts

Investment Limits. In the performance of its duties and obligations under this Agreement, Subadviser shall act in conformity with applicable limits and requirements, as amended from time to time, as set forth in the (A) Fund's Prospectus and Statement of Additional Information ("SAI"); (B) instructions and directions of AEFC and of the Board; (C) requirements of the 1940 Act, the Internal Revenue Code of 1986, as amended, as applicable to the Fund, and all other applicable federal and state laws and regulations; and (D) the procedures and standards set forth in, or established in accordance with, the Advisory Agreement.

Appears in 10 contracts

Samples: Subadvisory Agreement (Axp Partners International Series Inc), Subadvisory Agreement (Axp Partners Series Inc), Subadvisory Agreement (Axp Partners Series Inc)

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Investment Limits. In the performance of its duties and obligations under this Agreement, Subadviser Subadvisor shall act in conformity with applicable limits and requirements, as amended from time to time, as set forth in the (A) Fund's 's, Prospectus and Statement of Additional Information ("SAI"); (B) instructions and directions of AEFC and of the BoardBoard of Directors of the Fund; (C) requirements of the 1940 Act, the Internal Revenue Code of 1986, as amended, as applicable to the Fund, and all other applicable federal and state laws and regulations; and (D) the procedures and standards set forth in, or established in accordance with, the Advisory Agreement.

Appears in 9 contracts

Samples: Subadvisory Agreement (Axp Variable Portfolio Partners Series Inc), Subadvisory Agreement (Axp Partners Series Inc), Subadvisory Agreement (Axp Partners Series Inc)

Investment Limits. In the performance of its duties and obligations under this Agreement, Subadviser shall act in conformity with applicable limits and requirements, as amended from time to time, as set forth in the (A) Fund's Prospectus and Statement SAI, including the sustainability criteria of Additional Information ("SAI")the Fund; (B) instructions and directions of AEFC Manager and of the Board; (C) requirements of the 1940 Act, the Internal Revenue Code of 1986, as amended, as applicable to the Fund, and all other applicable federal and state laws and regulations; and (D) the procedures and standards set forth in, or established in accordance with, the Advisory AgreementManagement Agreement to the extent communicated to Subadviser.

Appears in 6 contracts

Samples: Subadvisory Agreement (Pax World Funds Series Trust I), Subadvisory Agreement (Pax World Funds Series Trust I), Subadvisory Agreement (Pax World Funds Series Trust I)

Investment Limits. In the performance of its duties and obligations under this Agreement, Subadviser shall act in conformity with applicable limits and requirements, as amended from time to time, as set forth in the (A) Fund's Prospectus and Statement of Additional Information ("SAI"); (B) instructions and directions of AEFC Investment Manager and of the Board; (C) requirements of the 1940 Act, the Internal Revenue Code of 1986, as amended, as applicable to the Fund, and all other applicable federal and state laws and regulations; and (D) the procedures and standards set forth in, or established in accordance with, the Advisory AgreementAgreement to the extent communicated to Subadviser.

Appears in 6 contracts

Samples: Subadvisory Agreement (RiverSource Variable Series Trust), Subadvisory Agreement (Riversource Managers Series, Inc.), Subadvisory Agreement (Riversource Managers Series, Inc.)

Investment Limits. In the performance of its duties and obligations under this Agreement, Subadviser shall act in conformity with applicable limits and requirements, as amended from time to time, as set forth in the (A) the Fund's Prospectus and Statement of Additional Information ("SAI"); (B) the instructions and directions of AEFC and of the Board; (C) the requirements of the 1940 Act, the Internal Revenue Code of 1986, as amended, as applicable to the Fund, and all other applicable federal and state laws and regulations; and (D) the procedures and standards set forth in, or established in accordance with, the Advisory Agreement.

Appears in 4 contracts

Samples: Subadvisory Agreement (Axp Partners International Series Inc), Subadvisory Agreement (Axp Partners Series Inc), Subadvisory Agreement (Axp Discovery Fund Inc)

Investment Limits. In the performance of its duties and obligations under this Agreement, Subadviser shall act in conformity with applicable limits and requirements, as amended from time to time, as set forth in the (Aa) Fund's Prospectus and Statement of Additional Information ("SAI"); (Bb) instructions and directions of AEFC Investment Manager and of the Board; (Cc) requirements of the 1940 Act, the Internal Revenue Code of 1986, as amended, as applicable to the Fund, and all other applicable federal and state laws and regulations; and (Dd) the procedures and standards set forth in, or established in accordance with, the Advisory AgreementAgreement to the extent communicated to Subadviser.

Appears in 3 contracts

Samples: Subadvisory Agreement (Riversource International Managers Series, Inc.), Subadvisory Agreement (Riversource Managers Series, Inc.), Subadvisory Agreement (RiverSource Variable Series Trust)

Investment Limits. In the performance of its duties and ----------------- obligations under this Agreement, Subadviser shall act in conformity with applicable limits and requirements, as amended from time to time, as set forth in the (A) Fund's Prospectus and Statement of Additional Information ("SAI"); (B) instructions and directions of AEFC Investment Manager and of the Board; (C) requirements of the 1940 Act, the Internal Revenue Code of 1986, as amended, as applicable to the Fund, and all other applicable federal and state laws and regulations; and (D) the procedures and standards set forth in, or established in accordance with, the Advisory AgreementAgreement to the extent communicated to Subadviser.

Appears in 3 contracts

Samples: Subadvisory Agreement (Riversource International Managers Series, Inc.), Subadvisory Agreement (Riversource Variable Portfolio Managers Series, Inc.), Subadvisory Agreement (Riversource Strategy Series, Inc.)

Investment Limits. In the performance of its duties and obligations under this Agreement, Subadviser shall act in conformity with applicable limits and requirements, as amended from time to time, as set forth in the (Aa) Fund's ’s Prospectus and Statement of Additional Information ("SAI"); (Bb) instructions and directions of AEFC Investment Manager and of the Board; (Cc) requirements of the 1940 Act, the Internal Revenue Code of 1986, as amended, as applicable to the Fund, and all other applicable federal and state laws and regulations; and (Dd) the procedures and standards set forth in, or established in accordance with, the Advisory AgreementAgreement to the extent communicated in writing to Subadviser.

Appears in 3 contracts

Samples: Subadvisory Agreement (Columbia Funds Variable Series Trust II), Subadvisory Agreement (Columbia Funds Series Trust II), Interim Subadvisory Agreement (Columbia Funds Series Trust II)

Investment Limits. In the performance of its duties and obligations under this Agreement, Subadviser shall act in conformity with applicable limits and requirements, as amended from time to time, as set forth in the (A) Fund's ’s Prospectus and Statement of Additional Information ("SAI"); (B) instructions and directions of AEFC Investment Manager and of the Board; (C) requirements of the 1940 Act, the Internal Revenue Code of 1986, as amended, as applicable to the Fund, and all other applicable federal and state laws and regulations; and (D) the procedures and standards set forth in, or established in accordance with, the Advisory AgreementAgreement to the extent communicated to Subadviser.

Appears in 2 contracts

Samples: Subadvisory Agreement (Columbia Funds Variable Series Trust II), Subadvisory Agreement (Columbia Funds Variable Series Trust II)

Investment Limits. In the performance of its duties and obligations under this Agreement, Subadviser shall act in conformity with applicable limits and requirements, as amended from time to time, as set forth in the (A) Fund's 's, Prospectus and Statement of Additional Information ("SAI"); (B) instructions and directions of AEFC and of the Board; (C) requirements of the 1940 Act, the Internal Revenue Code of 1986, as amended, as applicable to the Fund, and all other applicable federal and state laws and regulations; and (D) the procedures and standards set forth in, or established in accordance with, the Advisory Agreement.

Appears in 2 contracts

Samples: Subadvisory Agreement (Axp Partners Series Inc), Subadvisory Agreement (Axp Progressive Fund Inc)

Investment Limits. In the performance of its duties and obligations under this Agreement, Subadviser Subadvisor shall act in conformity with applicable limits and requirements, as amended from time to time, as set forth in the (A) Fund's Prospectus and Statement of Additional Information ("SAI"); (B) instructions and directions of AEFC and of the Board; (C) requirements of the 1940 Act, the Internal Revenue Code of 1986, as amended, as applicable to the Fund, and all other applicable federal and state laws and regulations; and (D) the procedures and standards set forth in, or established in accordance with, the Advisory Agreement.

Appears in 2 contracts

Samples: Subadvisory Agreement (Axp Partners Series Inc), Subadvisory Agreement (Axp Discovery Series Inc)

Investment Limits. In the performance of its duties and obligations under this Agreement, Subadviser shall act in conformity with applicable limits and requirements, as amended from time to time, as set forth in the (A) Fund's Prospectus and Statement of Additional Information ("SAI"); (B) instructions and directions of AEFC and of the Board; (C) requirements of the 1940 Act, the Internal Revenue Code of 1986, as amended, as applicable to the Fund, and all other applicable federal and state laws and regulations; and (D) the procedures and standards set forth in, or established in accordance with, the Advisory AgreementAgreement to the extent communicated to Subadviser.

Appears in 2 contracts

Samples: Subadvisory Agreement (Axp Partners International Series Inc), Subadvisory Agreement (Axp Partners Series Inc)

Investment Limits. In the performance of its duties and obligations under this Agreement, Subadviser shall act in conformity with applicable limits and requirements, as amended from time to time, as set forth in the (A) Fund's Prospectus and Statement of Additional Information ("SAI"); (B) written instructions and directions of AEFC and of the Board; (C) requirements of the 1940 Act, the Internal Revenue Code of 1986, as amended, as applicable to the Fund, and all other applicable federal and state laws and regulations; and (D) the procedures and standards set forth in, or established in accordance with, the Advisory Agreement.

Appears in 2 contracts

Samples: Subadvisory Agreement (Axp Partners International Series Inc), Subadvisory Agreement (Axp Partners International Series Inc)

Investment Limits. In the performance of its duties and obligations under this Agreement, Subadviser shall act in conformity with applicable limits and requirements, as amended from time to time, as set forth in the (A) Fund's ’s Prospectus and Statement of Additional Information ("SAI"); (B) instructions and directions of AEFC and of the Board; (C) requirements of the 1940 Act, the Internal Revenue Code of 1986, as amended, as applicable to the Fund, and all other applicable federal and state laws and regulations; and (D) the procedures and standards set forth in, or established in accordance with, the Advisory Agreement.

Appears in 2 contracts

Samples: Subadvisory Agreement (Columbia Funds Variable Series Trust II), Subadvisory Agreement (Columbia Funds Variable Series Trust II)

Investment Limits. In the performance of its duties and obligations under this Agreement, Subadviser shall act in conformity with applicable limits and requirements, as amended from time to time, as set forth in the (A) Fund's Prospectus and Statement of Additional Information ("SAI"); (B) instructions and directions of AEFC and of the Board; (C) requirements of the 1940 Act, the Internal Revenue Code of 1986, as amended, as applicable to the Assets Fund, and all other applicable federal and state laws and regulations; and (D) the procedures and standards set forth in, or established in accordance with, the Advisory Agreement.

Appears in 2 contracts

Samples: Subadvisory Agreement (Axp Partners Series Inc), Subadvisory Agreement (Axp Partners Series Inc)

Investment Limits. In the performance of its duties and obligations under this Agreement, Subadviser shall act in conformity with applicable limits and requirements, as amended from time to time, as set forth in the (A) Fund's current Prospectus and Statement of Additional Information ("SAI"); (B) written instructions and directions of AEFC and of the Board; and (C) requirements of the 1940 Act, the Internal Revenue Code of 1986, as amended, as applicable to the Fund, and all other applicable federal and state laws and regulations; and (D) the procedures and standards set forth in, or established in accordance with, the Advisory Agreement.

Appears in 2 contracts

Samples: Subadvisory Agreement (Axp Partners International Series Inc), Subadvisory Agreement (Axp Partners International Series Inc)

Investment Limits. In the performance of its duties and obligations under this Agreement, Subadviser shall act in conformity with applicable limits and requirements, as amended from time to time, as set forth in the (A) Fund's Prospectus and Statement of Additional Information ("SAI"); (B) instructions and directions of AEFC and of the Board; (C) requirements of the 1940 Act, the Internal Revenue Code of 1986, as amended, as applicable to the FundFund (except as otherwise noted in the Agreement), and all other applicable federal and state laws and regulations; and (D) the procedures and standards set forth in, or established in accordance with, the Advisory Agreement.

Appears in 1 contract

Samples: Subadvisory Agreement (Axp Partners Series Inc)

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Investment Limits. In the performance of its duties and obligations under this Agreement, Subadviser shall act in conformity with applicable limits and requirements, as amended from time to time, as set forth in the (Aa) Fund's ’s Prospectus and Statement of Additional Information ("SAI"); (Bb) instructions and directions of AEFC Investment Manager and of the Board; (Cc) requirements of the 1940 Act, the Internal Revenue Code of 1986, as amended, as applicable to the Fund, and all other applicable federal and state laws and regulations; and (Dd) the procedures and standards set forth in, or established in accordance with, the Advisory AgreementAgreement to the extent communicated to Subadviser.

Appears in 1 contract

Samples: Subadvisory Agreement (Columbia Funds Variable Series Trust II)

Investment Limits. In the performance of its duties ----------------- and obligations under this Agreement, Subadviser shall act in conformity with applicable limits and requirements, as amended from time to time, as set forth in the (A) Fund's Prospectus and Statement of Additional Information ("SAI"); (B) instructions and directions of AEFC Investment Manager and of the Board; (C) requirements of the 1940 Act, the Internal Revenue Code of 1986, as amended, as applicable to the Fund, and all other applicable federal and state laws and regulations; and (D) the procedures and standards set forth in, or established in accordance with, the Advisory AgreementAgreement to the extent communicated to Subadviser.

Appears in 1 contract

Samples: Subadvisory Agreement (Riversource Variable Portfolio Managers Series, Inc.)

Investment Limits. In the performance of its duties and obligations under this Agreement, Subadviser shall act in conformity with applicable limits and requirements, as amended from time to time, as set forth in the (A) Fund's Prospectus and Statement of Additional Information ("SAI"); (B) instructions and directions of AEFC and of the Board; (C) requirements of the 1940 Act, the Internal Revenue Code of 1986, as amended, as applicable to the Fund, and all other applicable federal and state laws and regulations; and (D) the procedures and standards set forth in, or established in accordance with, the Advisory Agreement; provided, however, that with respect to clause (C) only, Subadviser shall use its best efforts to comply or assist the Fund in complying.

Appears in 1 contract

Samples: Subadvisory Agreement (Axp Partners International Series Inc)

Investment Limits. In the performance of its duties and obligations under this Agreement, Subadviser Subadvisor shall act in conformity with applicable limits and requirements, as amended from time to time, as set forth in the (A) Fund's Prospectus and Statement of Additional Information ("SAI"); (B) instructions and directions of AEFC Investment Manager and of the Board; (C) requirements of the 1940 Act, the Internal Revenue Code of 1986, as amended, as applicable to the Fund, and all other applicable federal and state laws and regulations; and (D) the procedures and standards set forth in, or established in accordance with, the Advisory Agreement.

Appears in 1 contract

Samples: Subadvisory Agreement (Axp Variable Portfolio Partners Series Inc)

Investment Limits. In the performance of its duties and obligations under this Agreement, Subadviser shall act in conformity with applicable limits and requirements, as amended from time to time, as set forth in the (A) Fund's Prospectus and Statement of Additional Information ("SAI"); (B) instructions and directions of AEFC and of the Board; (C) requirements of the 1940 Act, the Internal Revenue Code of 1986, as amended, as applicable to the Fund, and all other applicable federal and state laws and regulations; and (D) the procedures and standards set forth in, or established in accordance with, the Advisory Agreement., a copy of which is attached hereto as Exhibit A.

Appears in 1 contract

Samples: Subadvisory Agreement (Axp Partners Series Inc)

Investment Limits. In the performance of its duties and obligations under this Agreement, Subadviser shall act in conformity with applicable limits and requirements, as amended from time to time, as set forth in the (A) Fund's ’s current Prospectus and Statement of Additional Information ("SAI"); (B) written instructions and directions of AEFC Investment Manager and of the Board; and (C) requirements of the 1940 Act, the Internal Revenue Code of 1986, as amended, as applicable to the Fund, and all other applicable federal and state laws and regulations; and (D) the procedures and standards set forth in, or established in accordance with, the Advisory Agreement.

Appears in 1 contract

Samples: Subadvisory Agreement (Columbia Funds Variable Series Trust II)

Investment Limits. In the performance of its duties and obligations under this Agreement, Subadviser shall act in conformity with applicable limits and requirements, as amended from time to time, as set forth in the (A) Fund's Prospectus and Statement of Additional Information ("SAI"); (B) written instructions and directions of AEFC Investment Manager and of the Board; (C) requirements of the 1940 Act, the Internal Revenue Code of 1986, as amended, as applicable to the Fund, and all other applicable federal and state laws and regulations; and (D) the procedures and standards set forth in, or established in accordance with, the Advisory AgreementAgreement to the extent communicated in writing to Subadviser.

Appears in 1 contract

Samples: Subadvisory Agreement (Riversource Strategy Series, Inc.)

Investment Limits. In the performance of its duties and obligations under this Agreement, Subadviser shall act in conformity with applicable limits and requirements, as amended from time to time, as set forth in the (Aa) Fund's Prospectus and Statement of Additional Information ("SAI"); (Bb) instructions and directions of AEFC Investment Manager and of the Board; (Cc) requirements of the 1940 Act, the Internal Revenue Code of 1986, as amended, as applicable to the Fund, and all other applicable federal and state laws and regulations; and (Dd) the procedures and standards set forth in, or established in accordance with, the Advisory AgreementAgreement to the extent communicated in writing to Subadviser.

Appears in 1 contract

Samples: Subadvisory Agreement (Riversource International Managers Series, Inc.)

Investment Limits. In the performance of its duties and obligations under this Agreement, Subadviser shall act in conformity with applicable limits and requirements, as amended from time to time, as set forth in the (A) Fund's ’s Prospectus and Statement of Additional Information ("SAI"); (B) instructions and directions of AEFC and of the Board; (C) requirements of the 1940 Act, the Internal Revenue Code of 1986, as amended, as applicable to the Assets Fund, and all other applicable federal and state laws and regulations; and (D) the procedures and standards set forth in, or established in accordance with, the Advisory Agreement.

Appears in 1 contract

Samples: Subadvisory Agreement (Columbia Funds Variable Series Trust II)

Investment Limits. In the performance of its duties and obligations under this Agreement, Subadviser shall act in conformity with applicable limits and requirements, as amended from time to time, as set forth in the (A) Fund's Prospectus and Statement SAI, including the sustainability criteria of Additional Information ("SAI")the Fund; (B) instructions and directions of AEFC Manager and of the Board; (C) requirements of the 1940 Act, the Internal Revenue Code of 1986, as amended, as applicable to the Fund, and all other applicable federal and state laws and regulations; and (D) the procedures and standards set forth in, or established in accordance with, the Advisory Agreement.;

Appears in 1 contract

Samples: Subadvisory Agreement (Pax World Funds Series Trust I)

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