Single Issuer Limits Clause Samples

Single Issuer Limits. Exposure to single issuers is limited to protect against the risk of concentrated exposure to any one entity. • Limit: 3% of admitted assets per single issuer (or pool of assets, in the case of ABS), except for RMBS/CMBS. • RMBS/CBMS Limit: 5% of admitted assets per pool of assets. • Mortgage Loans: 2% of legal reserve in any single parcel of property. • Miscellaneous Investment Bucket: 3% per single issuer. Single Issuer Limit by Rating: • NAIC 3: 1% of admitted assets • NAIC 4-6: 0.5% of admitted assets

Single Issuer Limits. No more than 5% of the AEM Allocation may be invested in Investment Grade securities of a single issuer. • No more than 3% of the AEM Allocation may be invested in HY Securities of a single issuer.

Single Issuer Limits. Except as otherwise set forth in these Investment Guidelines, investments in any single issuer shall not exceed the Single Issuer Limits set forth below in Table A1, A2 and A3 as a percent of the Trust Portfolio. For the avoidance of doubt, no single issuer limit shall apply to (1) obligations issued, assumed or guaranteed by the U.S. government1 or (2) cash and cash equivalents, including, without limitation, funds classified by the NAIC as “Class 1” or “U.S. Direct Obligations/Full Faith & Credit Exempt” Funds.

Single Issuer Limits. The Debt Service Coverage Account may invest without limitation in debt obligations issued or guaranteed by the U.S. Government and U.S. Government-related entities. Maximum permitted debt exposure to any other single issuer may not exceed 3% of the amount of the Debt Service Coverage Account. Separate Accounts No transactions may be effected with separate accounts sponsored by MONY Life or MONY Group or any of its affiliates. Transactions With Affiliates All transactions related to investment management or asset sales and purchases between MONY Life, MONY Holdings or MONY Group and their affiliates, for the purposes of this document, shall be on an arms-length basis. Asset Manager Selection Assets will be managed by one or more affiliates of MONY Group or third party investment managers for a negotiated, market-based fee at the discretion of the Company. Exhibit F Closed Block Business Administrative Payments To be paid annually from the Closed Block Business (but not the Closed Block) within MONY Life to the Ongoing Businesses within MONY Life: $60 Per Policy (which for these purposes as a separate Policy includes, but is not limited to, each traditional participating individual life insurance policy, joint and last survivor whole life policy, term life insurance policy, retirement annuity contract, policy or contract in ETI or RPU status, paid-up policy, rider or contract, and supplementary benefit, rider or contract) plus 12% of annual Policy Premium Per Policy (which for these purposes as a separate Policy includes, but is not limited to, each traditional participating individual life insurance policy, joint and last survivor whole life policy, term life insurance policy, retirement annuity contract, policy or contract in ETI or RPU status, paid-up policy, rider or contract, and supplementary benefit, rider or contract) expense factor to increase by 3% on an annual basis. Exhibit G Expenses of the Company Attributable to the Closed Block Business to be Paid from the Debt Service Coverage Account [in $ per annum] Bank fees Trustee/Issuing and Paying Agent Accounting Services chargeback Rating Agency Fee expenses Administrative services expenses Audit Fees Legal fees and chargebacks Estimated Total: $____ Such expenses will not exceed $250,000 in 2002, such limit to be increased by 5% per annum. This limit is not applicable to investment management-related or Swap-related expenses associated with the DSCA-Subaccount CBB or to Administrative Payments inc...

Single Issuer Limits. The Debt Service Coverage Account may invest without limitation in debt obligations issued or guaranteed by the U.S. Government and U.S. Government-related entities. Maximum permitted debt exposure to any other single issuer may not exceed 3% of the amount of the Debt Service Coverage Account.