Investment Management and Related Activities. Except as set forth on Schedule 3.25 of the Company Disclosure Schedule, none of the Company, any of its Subsidiaries or the Company’s or its Subsidiaries’ directors, officers or employees is required to be registered, licensed or authorized under the laws or regulations issued by any Governmental Authority as an investment adviser, a broker or dealer, an insurance agency or company, a commodity trading adviser, a commodity pool operator, a futures commission merchant, an introducing broker, a registered representative or associated person, investment adviser, representative or solicitor, a counseling officer, an insurance agent, a sales person or in any similar capacity with a Governmental Authority.
Appears in 7 contracts
Samples: Merger Agreement (DCB Financial Corp), Merger Agreement (First Commonwealth Financial Corp /Pa/), Merger Agreement (CNB Financial Corp/Pa)
Investment Management and Related Activities. Except as set forth on Schedule 3.25 of the Company Disclosure ScheduleSchedule 3.26, none of the Company, any of its Subsidiaries or the Company’s or its Subsidiaries’ directors, officers or employees is required to be registered, licensed or authorized under the laws or regulations issued by any Governmental Authority as an investment adviser, a broker or dealer, an insurance agency or company, a commodity trading adviser, a commodity pool operator, a futures commission merchant, an introducing broker, a registered representative or associated person, investment adviser, representative or solicitor, a counseling officer, an insurance agent, a sales person or in any similar capacity with a Governmental Authority.
Appears in 6 contracts
Samples: Merger Agreement (Peoples Federal Bancshares, Inc.), Merger Agreement (Independent Bank Corp), Merger Agreement (Mayflower Bancorp Inc)
Investment Management and Related Activities. Except as set forth on Schedule 3.25 4.01(bb) of the Company Buyer Disclosure Schedule, none of the CompanyBuyer, any of its the Buyer Subsidiaries or the CompanyBuyer’s or its the Buyer Subsidiaries’ respective directors, officers or employees is required to be registered, licensed or authorized under the laws or regulations issued by any Governmental Authority as an investment adviser, a broker or dealer, an insurance agency or company, a commodity trading adviser, a commodity pool operator, a futures commission merchant, an introducing broker, a registered representative or associated person, investment adviser, representative or solicitor, a counseling officer, an insurance agent, a sales person or in any similar capacity with a Governmental Authority.
Appears in 5 contracts
Samples: Merger Agreement (Farmers Capital Bank Corp), Merger Agreement (Wesbanco Inc), Merger Agreement (Wesbanco Inc)
Investment Management and Related Activities. Except as set forth on Schedule 3.25 4.01(cc) of the Company Buyer Disclosure Schedule, none of the CompanyBuyer, any of its the Buyer Subsidiaries or the CompanyBuyer’s or its the Buyer Subsidiaries’ respective directors, officers or employees is required to be registered, licensed or authorized under the laws or regulations issued by any Governmental Authority as an investment adviser, a broker or dealer, an insurance agency or company, a commodity trading adviser, a commodity pool operator, a futures commission merchant, an introducing broker, a registered representative or associated person, investment adviser, representative or solicitor, a counseling officer, an insurance agent, a sales person or in any similar capacity with a Governmental Authority.
Appears in 3 contracts
Samples: Merger Agreement (Wesbanco Inc), Merger Agreement (Wesbanco Inc), Merger Agreement (Old Line Bancshares Inc)
Investment Management and Related Activities. Except as set forth on Schedule 3.25 of the Company Disclosure ScheduleSchedule 3.23, none of the Company, any of its Subsidiaries or the Company’s or its Subsidiaries’ directors, officers or employees is required to be registered, licensed or authorized under the laws or regulations issued by any Governmental Authority as an investment adviser, a broker or dealer, an insurance agency or company, a commodity trading adviser, a commodity pool operator, a futures commission merchant, an introducing broker, a registered representative or associated person, investment adviser, representative or solicitor, a counseling officer, an insurance agent, a sales person or in any similar capacity with a Governmental Authority.
Appears in 2 contracts
Samples: Merger Agreement (Independent Bank Corp), Merger Agreement (Independent Bank Corp)
Investment Management and Related Activities. Except as set forth on Schedule 3.25 of the Company Disclosure Schedule, none of the Company, any of its Subsidiaries or the Company’s 's or its Subsidiaries’ ' directors, officers or employees is required to be registered, licensed or authorized under the laws or regulations issued by any Governmental Authority as an investment adviser, a broker or dealer, an insurance agency or company, a commodity trading adviser, a commodity pool operator, a futures commission merchant, an introducing broker, a registered representative or associated person, investment adviser, representative or solicitor, a counseling officer, an insurance agent, a sales person or in any similar capacity with a Governmental Authority.
Appears in 2 contracts
Samples: Merger Agreement (Bancorp Rhode Island Inc), Merger Agreement (Brookline Bancorp Inc)
Investment Management and Related Activities. Except as set forth on Schedule 3.25 of the Company Disclosure ScheduleSchedule 3.24, none of the Company, any Company Subsidiary or, to the extent relating to their activities with respect to Company or any of its Subsidiaries or the Company’s or its Subsidiaries’ , any of their respective directors, officers or employees is required to be registered, licensed or authorized under the laws or regulations issued by Laws of any Governmental Authority as an investment adviser, a broker or dealer, an insurance agency or company, a commodity trading adviser, a commodity pool operator, a futures commission merchant, an introducing broker, a registered representative or associated person, investment adviser, representative or solicitor, a counseling officer, an insurance agent, a sales person or in any similar capacity with a Governmental Authority.
Appears in 1 contract
Samples: Merger Agreement (Seacoast Banking Corp of Florida)
Investment Management and Related Activities. Except as set forth on Schedule 3.25 4.01(aa) of the Company Buyer Disclosure Schedule, none of the CompanyBuyer, any of its the Buyer Subsidiaries or the CompanyBuyer’s or its the Buyer Subsidiaries’ directors, officers or employees is required to be registered, licensed or authorized under the laws or regulations issued by any Governmental Authority as an investment adviser, a broker or dealer, an insurance agency or company, a commodity trading adviser, a commodity pool operator, a futures commission merchant, an introducing broker, a registered representative or associated person, investment adviser, representative or solicitor, a counseling officer, an insurance agent, a sales person or in any similar capacity with a Governmental Authority.
Appears in 1 contract
Investment Management and Related Activities. Except as set forth on Schedule 3.25 of the Company Disclosure ScheduleSchedule 3.23, none of the Company, any of its Subsidiaries or the Company’s 's or its Subsidiaries’ ' directors, officers or employees is required to be registered, licensed or authorized under the laws or regulations issued by any Governmental Authority as an investment adviser, a broker or dealer, an insurance agency or company, a commodity trading adviser, a commodity pool operator, a futures commission merchant, an introducing broker, a registered representative or associated person, investment adviser, representative or solicitor, a counseling officer, an insurance agent, a sales person or in any similar capacity with a Governmental Authority.
Appears in 1 contract
Investment Management and Related Activities. Except as set forth on Schedule 3.25 of the Company Disclosure ScheduleSchedule 3.26, none of the Company, any of its Subsidiaries or the Company’s or its Subsidiaries’ directors, officers officers, or employees is required to be registered, licensed licensed, or authorized under the laws or regulations Laws issued by any Governmental Authority as an investment adviser, a broker or dealer, an insurance agency or company, a commodity trading adviser, a commodity pool operator, a futures commission merchant, an introducing broker, a registered representative or associated person, investment adviser, representative or solicitor, a counseling officer, an insurance agent, a sales person or in any similar capacity with a Governmental Authority.
Appears in 1 contract
Investment Management and Related Activities. Except as set forth on Schedule 3.25 of the Company Disclosure ScheduleSchedule 3.26, none of the Company, any of its Subsidiaries or the Company’s or its Subsidiaries’ directors, officers or employees is required to be registered, licensed licensed, or authorized under the laws or regulations Laws issued by any Governmental Authority as an investment adviser, a broker or dealer, an insurance agency or company, a commodity trading adviser, a commodity pool operator, a futures commission merchant, an introducing broker, a registered representative or associated person, investment adviser, representative or solicitor, a counseling officer, an insurance agent, a sales person or in any similar capacity with a Governmental Authority.
Appears in 1 contract
Investment Management and Related Activities. Except as set forth on Schedule 3.25 of the in Company Disclosure ScheduleSchedule 3.26, none of the Company, any Company Subsidiary or any of its Subsidiaries or the Company’s or its Subsidiaries’ their respective directors, officers or employees is required to be registered, licensed or authorized under the laws or regulations issued by Laws of any Governmental Authority as an investment adviser, a broker or dealer, an insurance agency or company, a commodity trading adviser, a commodity pool operator, a futures commission merchant, an introducing broker, a registered representative or associated person, investment adviser, representative or solicitor, a counseling officer, an insurance agent, a sales person or in any similar capacity with a Governmental Authority.
Appears in 1 contract
Investment Management and Related Activities. Except as set forth on disclosed in Schedule 3.25 of the Company Disclosure Schedule, none of the Company, any of its Subsidiaries or the Company’s 's or its Subsidiaries’ ' directors, officers or employees is required to be registered, licensed or authorized under the laws or regulations issued by any Governmental Authority as an investment adviser, a broker or dealer, an insurance agency or company, a commodity trading adviser, a commodity pool operator, a futures commission merchant, an introducing broker, a registered representative or associated person, investment adviser, representative or solicitor, a counseling officer, an insurance agent, a sales person or in any similar capacity with a Governmental Authority.
Appears in 1 contract
Investment Management and Related Activities. Except as set forth on disclosed in Schedule 3.25 of the Company Disclosure Schedule, none of the Company, any of its Subsidiaries or the Company’s or its Subsidiaries’ directors, officers or employees is required to be registered, licensed or authorized under the laws or regulations issued by any Governmental Authority as an investment adviser, a broker or dealer, an insurance agency or company, a commodity trading adviser, a commodity pool operator, a futures commission merchant, an introducing broker, a registered representative or associated person, investment adviser, representative or solicitor, a counseling officer, an insurance agent, a sales person or in any similar capacity with a Governmental Authority.
Appears in 1 contract