Investor Compensation Fund. Trading in China Connect Securities does not enjoy the protections afforded by the Investor Compensation Fund established under the Securities and Futures Ordinance. Accordingly, unlike the trading of SEHK-listed securities, the Client will not be covered by the Investor Compensation Fund in respect of any loss it/he/she may sustain by reason of a default by any SFC licensed or registered person.
Appears in 7 contracts
Samples: Account Opening Agreement, Account Opening Agreement, Account Opening Agreement
Investor Compensation Fund. Trading in China Connect Securities does not enjoy the protections protection afforded by the Investor Compensation Fund established under the Securities and Futures Ordinance. Accordingly, when you trade in China Connect Securities, unlike the trading of SEHK-listed securities, the Client you will not be covered by the Investor Compensation Fund in respect of any loss it/he/she you may sustain by reason of a default by any SFC licensed or registered personpersons.
Appears in 3 contracts
Samples: Customer Agreement, Customer Agreement, Client Agreement
Investor Compensation Fund. Trading in China Connect Securities does not enjoy the protections protection afforded by the Investor Compensation Fund established under the Securities and Futures OrdinanceSFO. Accordingly, unlike the trading of SEHK-listed securities, the Client will not be covered by the Investor Compensation Fund in respect of any loss it/he/she he may sustain by reason of a default by any SFC licensed or registered person.
Appears in 2 contracts
Samples: Securities Transactions Client Agreement, Securities Transactions Client Agreement
Investor Compensation Fund. Trading in China Connect Securities does not enjoy the protections protection afforded by the Investor Compensation Fund established under the Securities and Futures OrdinanceSFO. AccordinglyWhen you trade in China Connect Securities, unlike the trading of SEHK-listed securities, the Client you will not be covered by the Investor Compensation Fund in respect of any loss it/he/she you may sustain by reason of a default by any SFC licensed or registered personpersons.
Appears in 1 contract
Samples: Client Agreement
Investor Compensation Fund. Trading in China Connect Securities does not enjoy the protections protection afforded by the Investor Compensation Fund established under the Securities and Futures OrdinanceSFO. Accordingly, when you trade in China Connect Securities, unlike the trading of SEHK-listed securities, the Client you will not be covered by the Investor Compensation Fund in respect of any loss it/he/she you may sustain by reason of a default by any SFC licensed or registered personpersons.
Appears in 1 contract
Samples: Securities Trading Client Agreement
Investor Compensation Fund. Trading in China Connect Securities does not enjoy the protections protection afforded by the Investor Compensation Fund established under the Securities and Futures OrdinanceSFO. Accordingly, unlike the trading of SEHK-listed securities, the Client Customer will not be covered by the Investor Compensation Fund in respect of any loss it/he/she he may sustain by reason of a default by any SFC licensed or registered person.
Appears in 1 contract
Samples: Securities Client Agreement
