Issuer Risk. Derivative warrant holders are unsecured creditors of the issuer and they have no preferential claim to any assets an issuer may hold.
Appears in 8 contracts
Samples: Client Master Agreement, Client Securities Account Agreement, Client Securities Account Agreement
Issuer Risk. 5.2.1.1 Derivative warrant holders are unsecured creditors of the issuer and they have no preferential claim to any assets an issuer may hold.
Appears in 5 contracts
Samples: Securities Account Agreement, Securities Account Agreement, Client Securities Account Agreement
Issuer Risk. Derivative warrant holders are unsecured creditors of the an issuer and they have no preferential claim to any assets an issuer may hold. Therefore, investors are exposed to the credit risk of the issuer.
Appears in 1 contract
Samples: Client’s Agreement
Issuer Risk. Derivative warrant holders are unsecured creditors of the an issuer and they have no preferential claim to any assets an issuer may hold. Therefore, investors are exposed to credit risk in respect of the issuer.
Appears in 1 contract
Samples: Securities Trading Agreement
