Legal and Regulatory Actions. (a) The Company agrees to advise Principal Underwriter immediately of: (i) any request by the Commission for amendment of the Registration Statement or for additional information relating to the Contracts; (ii) the issuance by the Commission of any stop order suspending the effectiveness of the Registration Statement relating to the Contracts or the initiation of any proceedings for that purpose; and (iii) the happening of any known material event which makes untrue any statement made in the Registration Statement relating to the Contracts or which requires the making of a change therein in order to make any statement made therein not misleading. (b) Each of the undersigned parties agrees to notify the other in writing upon being apprised of the institution of any proceeding, investigation or hearing involving the offer or sale of the subject Contracts. (c) During any legal action or inquiry, Company will furnish to Principal Underwriter such information with respect to the Separate Account and Contracts in such form and signed by such of its officers as Principal Underwriter may reasonably request and will warrant that the statements therein contained when so signed are true and correct.
Appears in 8 contracts
Samples: Principal Underwriting Agreement (Allstate Life of New York Separate Account A), Administrative Services Agreement (Lincoln Benefit Life Co), Underwriting Agreement (Glenbrook Life Aim Variable Life Separate Account A)
Legal and Regulatory Actions. (a) The Company agrees to advise Principal Underwriter immediately of:
(i) any request by the Commission for amendment of the Registration Statement or for additional information relating to the Contracts;
(ii) the issuance by the Commission of any stop order suspending the effectiveness of the Registration Statement relating to the Contracts or the initiation of any proceedings for that purpose; and
(iii) the happening of any known material event which makes untrue any statement made in the Registration Statement relating to the Contracts or which requires the making of a change therein in order to make any statement made therein not misleading.
(b) Each of the undersigned parties agrees to notify the other in writing upon being apprised of the institution of any proceeding, investigation or hearing involving the offer or sale of the subject Contracts.
(c) During any legal action or inquiry, Company will furnish to Principal Underwriter such information with respect to the Separate Account and Contracts in such form and signed by such of its officers as Principal Underwriter may reasonably request and will warrant that the statements therein contained when so signed are true and correct.
Appears in 4 contracts
Samples: Underwriting Agreement (Allstate Life of N Y Var Life Sep Acct A), Underwriting Agreement (Allstate Life of N Y Var Life Sep Acct A), Underwriting Agreement (Allstate Life of New York Separate Account A)
Legal and Regulatory Actions. (a) The Company agrees to advise Principal Underwriter immediately of:
(i) any request by the Commission for amendment of the Registration Statement or for additional information relating to the ContractsPolicies;
(ii) the issuance by the Commission of any stop order suspending the effectiveness of the Registration Statement relating to the Contracts Policies or the initiation of any proceedings for that purpose; and
(iii) the happening of any known material event even which makes untrue any statement made in the Registration Statement relating to the Contracts Policies or which requires the making of a change therein in order to make any statement made therein not misleading.
(b) Each of the undersigned parties agrees to notify the other in writing upon being apprised of the institution of any proceeding, investigation or hearing involving the offer or sale of the subject ContractsPolicies.
(c) During any legal action or inquiry, Company will furnish to Principal Underwriter such information with respect to the Separate Account and Contracts Policies in such form and signed by such of its officers as Principal Underwriter may reasonably request and will warrant that the statements therein contained when so signed are true and correct.
Appears in 1 contract
Samples: Underwriting Agreement (Lincoln Benefit Life Variable Life Account)
Legal and Regulatory Actions. (a) The Company agrees to advise Principal Underwriter immediately of:
(i) any request by the Commission for amendment of the Registration Statement or for additional information relating to the Contracts;
(ii) the issuance by the Commission of any stop order suspending the effectiveness of the Registration Statement relating to the Contracts or the initiation of any proceedings for that purpose; and
(iii) the happening of any known material event which makes untrue any statement made in the Registration Statement relating to the Contracts or which requires the making of a change therein in order to make any statement made therein not misleading.
(b) Each of the undersigned parties agrees to notify the other in writing upon being apprised of the institution of any proceeding, investigation or hearing involving the offer or sale of the subject Contracts.
(c) During any legal action or inquiry, Company will furnish to Principal Underwriter such information with respect to the Separate Account and Contracts in such form forms and signed by such of its officers as Principal Underwriter may reasonably request and will warrant that the statements therein contained when so signed are true and correct.
Appears in 1 contract
Samples: Underwriting Agreement (Allstate Life Insurance Co of New York)
Legal and Regulatory Actions. (a) The Company agrees to advise Principal Underwriter immediately of:
(i) any request by the Commission for amendment of the Registration Statement or for additional information relating to the Contracts;
(ii) the issuance by the Commission of any stop order suspending the effectiveness of the Registration Statement relating to the Contracts or the initiation of any proceedings for that purpose; and
(iii) the happening occurrence of any known material event which makes untrue any statement made in the Registration Statement relating to the Contracts or which requires the making of a change therein in order to make any statement made therein not misleading.
(b) Each of the undersigned parties agrees to notify the other in writing upon being apprised of the institution of any proceeding, investigation or hearing involving the offer or sale of the subject Contracts.
(c) During any legal action or inquiry, Company will furnish to Principal Underwriter such information with respect to the Separate Account and Contracts in such form and signed by such of its officers as Principal Underwriter may reasonably request and will warrant that the statements therein contained when so signed are true and correct.
Appears in 1 contract
Samples: Underwriting Agreement (Allstate Financial Advisors Separate Account I)
Legal and Regulatory Actions. (a) The Company agrees to advise Principal Underwriter immediately of:
(i) any request by the Commission for amendment of the Registration Statement or for additional information relating to the Contracts;
(ii) the issuance by the Commission of any stop order suspending the effectiveness of the Registration Statement relating to the Contracts or the initiation of any proceedings for that purpose; and
(iii) the happening of any known material event even which makes untrue any statement made in the Registration Statement relating to the Contracts or which requires the making of a change therein in order to make any statement made therein not misleading.
(b) Each of the undersigned parties agrees to notify the other in writing upon being apprised of the institution of any proceeding, investigation or hearing involving the offer or sale of the subject Contracts.
(c) During any legal action or inquiry, Company will furnish to Principal Underwriter such information with respect to the Separate Account and Contracts in such form and signed by such of its officers as Principal Underwriter may reasonably request and will warrant that the statements therein contained when so signed are true and correct.
Appears in 1 contract
Samples: Underwriting Agreement (Lincoln Benefit Life Variable Annuity Account)