Legend. Each certificate for the securities purchased under this Purchase Warrant shall bear a legend as follows unless such securities have been registered under the Securities Act of 1933, as amended (the “Act”): “The securities represented by this certificate have not been registered under the Securities Act of 1933, as amended (the “Act”), or applicable state law. Neither the securities nor any interest therein may be offered for sale, sold or otherwise transferred except pursuant to an effective registration statement under the Act, or pursuant to an exemption from registration under the Act and applicable state law which, in the opinion of counsel to the Company, is available.”
Appears in 160 contracts
Samples: Purchase Warrant Agreement (rYojbaba Co., Ltd.), Purchase Warrant Agreement (rYojbaba Co., Ltd.), Underwriting Agreement (Cardiff Lexington Corp)
Legend. Each certificate for the securities purchased under this Purchase Warrant shall bear a legend as follows unless such securities have been registered under the Securities Act of 1933, as amended (the “Act”): “The securities represented by this certificate have not been registered under the Securities Act of 1933, as amended (the “Act”), or applicable state law. Neither the securities nor any interest therein may be offered for sale, sold or otherwise transferred except pursuant to an effective registration statement under the Securities Act, or pursuant to an exemption from registration under the Securities Act and applicable state law which, in the opinion of counsel to the Company, is available.”
Appears in 130 contracts
Samples: Purchase Warrant Agreement (Acurx Pharmaceuticals, LLC), Representative’s Warrant Agreement (Ammo, Inc.), Representative’s Warrant Agreement (Ammo, Inc.)
Legend. Each certificate for the securities purchased under this Purchase Warrant shall bear a legend as follows unless such securities have been registered under the Securities Act of 1933, as amended (the “Securities Act”): “The securities represented by this certificate have not been registered under the Securities Act of 1933, as amended (the “Securities Act”), or applicable state law. Neither the securities nor any interest therein may be offered for sale, sold or otherwise transferred except pursuant to an effective registration statement under the Securities Act, or pursuant to an exemption from registration under the Securities Act and applicable state law which, in the opinion of counsel to the Company, is available.”
Appears in 30 contracts
Samples: Purchase Warrant Agreement (Akanda Corp.), Warrant Agreement (Akanda Corp.), Warrant Agreement (Akanda Corp.)
Legend. Each certificate for the securities purchased under this Purchase Warrant Option shall bear a legend as follows unless such securities have been registered under the Securities Act of 1933, as amended (the “"Act”"): “"The securities represented by this certificate have not been registered under the Securities Act of 1933, as amended (the “"Act”), ") or applicable state law. Neither the securities nor any interest therein may be offered for sale, sold or otherwise transferred except pursuant to an effective registration statement under the Act, or pursuant to an exemption from registration under the Act and applicable state law which, in the opinion of counsel to the Company, is available.”"
Appears in 21 contracts
Samples: Underwriting Agreement (Selway Capital Acquisition Corp.), Underwriting Agreement (WhiteSmoke, Inc.), Underwriting Agreement (WhiteSmoke, Inc.)
Legend. Each certificate for the securities purchased under this Purchase Warrant representing Shares shall bear a legend as follows unless such securities have been registered under the Securities Act of 1933, as amended (the “Securities Act”): “The securities represented by this certificate have not been registered under the Securities Act of 1933, as amended (the “Securities Act”), or applicable state law. Neither the securities nor any interest therein may be offered for sale, sold or otherwise transferred except pursuant to an effective registration statement under the Securities Act, or pursuant to an exemption from registration under the Securities Act and applicable state law which, in the opinion of counsel to the Company, is available.”
Appears in 19 contracts
Samples: Underwriters’ Warrant Agreement, Underwriting Agreement (Naked Brand Group Inc.), Underwriters’ Warrant Agreement (BioPharmX Corp)
Legend. Each certificate for the securities Shares purchased under this Purchase Warrant shall bear a legend as follows unless such securities Shares have been registered under the Securities Act of 1933, as amended (the “Act”): “The securities represented by this certificate have not been registered under the Securities Act of 1933, as amended (the “Act”), or applicable state law. Neither the securities nor any interest therein may be offered for sale, sold or otherwise transferred except pursuant to an effective registration statement under the Act, or pursuant to an exemption from registration under the Act and applicable state law which, in the opinion of counsel to the Company, is available.”
Appears in 18 contracts
Samples: Purchase Warrant Agreement (Fpa Energy Acquisition Corp.), Purchase Warrant Agreement (Jupiter Wellness Acquisition Corp.), Purchase Warrant Agreement (Anghami Inc)
Legend. Each certificate for the securities purchased under this Purchase Warrant shall bear a legend as follows unless such securities have been registered under the Securities Act of 1933, as amended (the “Act”): : “The securities represented by this certificate have not been registered under the Securities Act of 1933, as amended (the “Securities Act”), or applicable state law. Neither the securities nor any interest therein may be offered for sale, sold or otherwise transferred except pursuant to an effective registration statement under the Securities Act, or pursuant to an exemption from registration under the Securities Act and applicable state law which, in the opinion of counsel to the Company, is available.”
Appears in 9 contracts
Samples: Underwriting Agreement (Flora Growth Corp.), Underwriter’s Warrant Agreement (XORTX Therapeutics Inc.), Underwriter’s Warrant Agreement (XORTX Therapeutics Inc.)
Legend. Each certificate for the securities purchased under this Purchase Warrant shall bear a legend substantially in the form as follows unless such securities have been registered under the Securities Act of 1933, as amended (the “Securities Act”): “The securities represented by this certificate have not been registered under the Securities Act of 1933, as amended (the “Securities Act”), or applicable state law. Neither the securities nor any interest therein may be offered for sale, sold or otherwise transferred except pursuant to an effective registration statement under the Securities Act, or pursuant to an exemption from registration under the Securities Act and applicable state law which, in the opinion of counsel to the Company, is available.”
Appears in 9 contracts
Samples: Representative’s Warrant Agreement (BranchOut Food Inc.), Representative’s Warrant Agreement (BranchOut Food Inc.), Representative’s Warrant Agreement (Vocodia Holdings Corp)
Legend. Each certificate for the securities purchased under this Purchase Warrant shall bear a legend as follows unless such securities have been registered under the Securities Act of 1933, as amended (the “Securities Act”): “The securities represented by this certificate have not been registered under the Securities Act of 1933, as amended (the “Act”), or applicable state law. Neither the securities nor any interest therein may be offered for sale, sold or otherwise transferred except pursuant to an effective registration statement under the Securities Act, or pursuant to an exemption from registration under the Securities Act and applicable state law which, in the opinion of counsel to the Company, is available.”
Appears in 7 contracts
Samples: Purchase Warrant Agreement (China SXT Pharmaceuticals, Inc.), Purchase Warrant Agreement (China Internet Nationwide Financial Services, Inc.), Purchase Warrant Agreement (China Internet Nationwide Financial Services, Inc.)
Legend. Each certificate for the securities purchased under this Purchase Warrant Option shall bear a legend as follows unless such securities have been registered under the Securities Act of 1933, as amended (the “Act”): “The securities represented by this certificate have not been registered under the Securities Act of 1933, as amended (the “Act”), ) or applicable state law. Neither the securities nor any interest therein may be offered for sale, sold or otherwise transferred except pursuant to an effective registration statement under the Act, or pursuant to an exemption from registration under the Act and applicable state law which, in the opinion of counsel to the Company, is available.”
Appears in 7 contracts
Samples: Underwriter’s Option Agreement (Aquasition Corp.), Underwriting Agreement (CastleRock Security Holdings, Inc.), Underwriting Agreement (Kips Bay Medical, Inc.)
Legend. Each certificate for representing the securities purchased under this Purchase Warrant Shares shall bear a legend as follows unless such securities have been registered under the Securities Act of 1933, as amended (the “Securities Act”): “The securities represented by this certificate have not been registered under the Securities Act of 1933, as amended (the “Securities Act”), or applicable state law. Neither the securities nor any interest therein may be offered for sale, sold or otherwise transferred except pursuant to an effective registration statement under the Securities Act, or pursuant to an exemption from registration under the Securities Act and applicable state law which, in the opinion of counsel to the Company, is available.”
Appears in 6 contracts
Samples: Underwriting Agreement (Cachet Financial Solutions, Inc.), Warrant Agreement (BioLight Life Sciences Ltd.), Purchase Warrant (JOINT Corp)
Legend. Each certificate for the securities purchased under this Purchase Warrant shall bear a legend as follows unless such securities have been registered under the Securities Act of 1933, as amended (the “Act”): ), or are exempt from registration under the Act: “The securities represented by this certificate have not been registered under the Securities Act of 1933, as amended (the “Act”), or applicable state law. Neither the securities nor any interest therein may be offered for sale, sold or otherwise transferred except pursuant to an effective registration statement under the Act, or pursuant to an exemption from registration under the Act and applicable state law which, in the opinion of counsel to the Company, is available.”
Appears in 6 contracts
Samples: Purchase Warrant Agreement (Puhui Wealth Investment Management Co., Ltd.), Underwriting Agreement (ZK International Group Co., Ltd.), Purchase Warrant Agreement (SSLJ. COM LTD)
Legend. Each certificate for the securities purchased under this Purchase Warrant representing Shares shall bear a legend as follows unless such securities have been registered under the Securities Act of 1933, as amended (the “Securities Act”): “The securities represented by this certificate have not been registered under the Securities Act of 1933, as amended (the “Act”), or applicable state law. Neither the securities nor any interest therein may be offered for sale, sold or otherwise transferred except pursuant to an effective registration statement under the Securities Act, or pursuant to an exemption from registration under the Securities Act and applicable state law which, in the opinion of counsel to the Company, is available.”
Appears in 5 contracts
Samples: Underwriting Agreement (Intellicheck Mobilisa, Inc.), Underwriting Agreement (Intellicheck Mobilisa, Inc.), Underwriting Agreement (Sorrento Therapeutics, Inc.)
Legend. Each certificate for the securities purchased under this Purchase Warrant shall bear a legend as follows unless such securities have been registered under the Securities Act of 1933, as amended (the “"Act”"): “"The securities represented by this certificate have not been registered under the Securities Act of 1933, as amended (the “"Act”), ") or applicable state law. Neither the securities nor any interest therein may be offered for sale, sold or otherwise transferred except pursuant to an effective registration statement under the Act, or pursuant to an exemption from registration under the Act and applicable state law which, in the opinion of counsel to the Company, is available.”"
Appears in 5 contracts
Samples: Underwriting Agreement (Ventrus Biosciences Inc), Underwriting Agreement (Ventrus Biosciences Inc), Underwriting Agreement (Cutanea Life Sciences Inc)
Legend. Each certificate for the securities purchased under this Purchase Warrant Option shall bear a legend as follows unless such securities have been registered under the Securities Act of 1933, as amended (the “Act”): “The securities represented by this certificate have not been registered under the Securities Act of 1933, as amended (the “Act”), or applicable state law. Neither the securities nor any interest therein may be offered for sale, sold or otherwise transferred except pursuant to an effective registration statement under the Act, or pursuant to an exemption from registration under the Act and applicable state law which, in the opinion of counsel to the Company, is available.”
Appears in 5 contracts
Samples: Purchase Option Agreement (Rosetta Genomics Ltd.), Purchase Option Agreement (Rosetta Genomics Ltd.), Purchase Option Agreement (Rosetta Genomics Ltd.)
Legend. Each certificate for the securities purchased under this Purchase Warrant shall bear a legend as follows unless such securities have been registered sold pursuant to a registration statement under the Securities Act of 1933, as amended (the “Act”): “The securities represented by this certificate have not been registered under the Securities Act of 1933, as amended (the “Act”), or applicable state law. Neither the securities nor any interest therein may be offered for sale, sold or otherwise transferred except pursuant to an effective registration statement under the Act, or pursuant to an exemption from registration under the Act and applicable state law which, in the opinion of counsel to the Holder, reasonably satisfactory to the Company, is available.”
Appears in 4 contracts
Samples: Purchase Warrant Agreement (J-Star Holding Co., Ltd.), Purchase Warrant Agreement (Chanson International Holding), Purchase Warrant Agreement (Chanson International Holding)
Legend. Each certificate for the securities purchased under this Purchase Warrant shall bear a legend as follows in substantially the following form unless such securities have been registered under the Securities Act of 1933, as amended (the “Act”): “The securities represented by this certificate have not been registered under the Securities Act of 1933, as amended (the “Act”), or applicable state law. Neither the securities nor any interest therein may be offered for sale, sold or otherwise transferred except pursuant to an effective registration statement under the Act, or pursuant to an exemption from registration under the Act and applicable state law which, in the opinion of counsel to the Company, is available.”
Appears in 4 contracts
Samples: Purchase Warrant (Unique Fabricating, Inc.), Purchase Warrant (Unique Fabricating, Inc.), Underwriting Agreement (BG Staffing, Inc.)
Legend. Each certificate for the securities purchased under this Purchase Warrant shall bear a legend as follows unless such securities have been registered under the Securities Act of 1933, as amended (the “Securities Act”): “The securities represented by this certificate have not been registered under the Securities Act of 1933, as amended (the “Act”), or applicable state law. Neither the securities nor any interest therein may be offered for sale, sold or otherwise transferred except pursuant to an effective registration statement under the Securities Act, or pursuant to an exemption from registration under the Securities Act and applicable state law which, in the opinion of counsel to the Company, is available.”
Appears in 4 contracts
Samples: Underwriting Agreement (Genprex, Inc.), Underwriter’s Warrant Agreement (Genprex, Inc.), Underwriting Agreement (Globeimmune Inc)
Legend. Each certificate for the securities purchased under this Purchase Warrant shall bear a legend as follows unless such securities have been registered under the Securities Act of 1933, as amended (the “Act”): “The securities represented by this certificate have not been registered under the Securities Act of 1933, as amended (the “Securities Act”), or applicable state law. Neither the securities nor any interest therein may be offered for sale, sold or otherwise transferred except pursuant to an effective registration statement under the Securities Act, or pursuant to an exemption from registration under the Securities Act and applicable state law which, in the opinion of counsel to the Company, is available.”
Appears in 4 contracts
Samples: Underwriting Agreement (Advanced Inhalation Therapies (AIT) Ltd.), Underwriting Agreement (Advanced Inhalation Therapies (AIT) Ltd.), Underwriting Agreement (Advanced Inhalation Therapies (AIT) Ltd.)
Legend. Each certificate for the securities purchased under this Purchase Warrant shall bear a legend as follows unless such securities have been Unless otherwise registered under the Securities Act of 1933, as amended (the “Act”): ), each certificate for the securities purchased under this Purchase Warrant shall bear a legend as follows: “The securities represented by this certificate have not been registered under the Securities Act of 1933, as amended (the “Act”), or applicable state law. Neither the securities nor any interest therein may be offered for sale, sold or otherwise transferred except pursuant to an effective registration statement under the Act, or pursuant to an exemption from registration under the Act and applicable state law which, in the opinion of counsel to the Company, is available.”
Appears in 3 contracts
Samples: Underwriters' Warrant Agreement (Jupiter Wellness, Inc.), Underwriters' Warrant Agreement (AnPac Bio-Medical Science Co., Ltd.), Underwriters' Warrant Agreement (AnPac Bio-Medical Science Co., Ltd.)
Legend. Each certificate for the securities purchased under this Purchase Warrant shall bear a legend as follows unless such securities have been registered under the Securities Act of 1933, as amended (the “Act”): : “The securities represented by this certificate have not been registered under the Securities Act of 1933, as amended (the “Act”), or applicable state law. Neither the securities nor any interest therein may be offered for sale, sold or otherwise transferred except pursuant to an effective registration statement under the Securities Act, or pursuant to an exemption from registration under the Securities Act and applicable state law which, in the opinion of counsel to the Company, is available.”
Appears in 2 contracts
Samples: Underwriter’s Warrant Agreement, Underwriter’s Warrant Agreement (Genprex, Inc.)
Legend. Each certificate for the securities Shares purchased under this Purchase Warrant shall bear a legend as follows unless such securities have been registered under the Securities Act of 1933, as amended (the “Act”): : “The securities represented by this certificate have not been registered under the Securities Act of 1933, as amended (the “Act”), or applicable state law. Neither the securities nor any interest therein may be offered for sale, sold or otherwise transferred except pursuant to an effective registration statement under the Act, or pursuant to an exemption from registration under the Act and applicable state law which, in the opinion of counsel to the Company, is available.”
Appears in 2 contracts
Samples: Purchase Warrant Agreement (Youxin Technology LTD), Purchase Warrant Agreement (Youxin Technology LTD)
Legend. Each certificate for the securities purchased under this Purchase Warrant shall bear a legend as follows unless until the Company has received an opinion from counsel acceptable to the Company that such securities have been registered under the Securities Act of 1933, as amended (the “Act”): ), or are exempt from registration therefrom: “The securities represented by this certificate have not been registered under the Securities Act of 1933, as amended (the “Act”), or applicable state law. Neither the securities nor any interest therein may be offered for sale, sold or otherwise transferred except pursuant to an effective registration statement under the Act, or pursuant to an exemption from registration under the Act and applicable state law which, in the opinion of counsel to the Company, is available.”
Appears in 2 contracts
Samples: Underwriting Agreement (1847 Holdings LLC), Underwriting Agreement (1847 Holdings LLC)
Legend. Each certificate for the securities purchased under this Purchase Warrant shall bear a legend as follows unless such securities have been registered under the Securities Act of 1933, as amended (the “Act”): “The securities represented by this certificate have not been registered under the Securities Act of 1933, as amended (the “’Act”’), or applicable state law. Neither the securities nor any interest therein may be offered for sale, sold or otherwise transferred except pursuant to an effective registration statement under the Act, or pursuant to an exemption from registration under the Act and applicable state law which, in the opinion of counsel to the Company, is available.”
Appears in 2 contracts
Samples: Underwriting Agreement (Asset Entities Inc.), Purchase Warrant Agreement (Asset Entities Inc.)
Legend. Each certificate for Unless the securities purchased under this Purchase Warrant shall bear a legend as follows unless such securities have been registered under the Securities Act of 1933, as amended (the “Act”): ) each certificate for such securities shall bear the following legend: “The securities represented by this certificate have not been registered under the Securities Act of 1933, as amended (the “Securities Act”), or applicable state law. Neither the securities nor any interest therein may be offered for sale, sold or otherwise transferred except pursuant to an effective registration statement under the Securities Act, or pursuant to an exemption from registration under the Securities Act and applicable state law which, in the opinion of counsel to the Company, is available.”
Appears in 2 contracts
Samples: Underwriting Agreement (Zhibao Technology Inc.), Underwriting Agreement (Zhibao Technology Inc.)
Legend. Each certificate for the securities purchased under this Purchase Warrant shall bear a legend as follows unless such securities have been are registered under the Securities Act of 1933, as amended (the “Act”): : “The securities represented by this certificate have not been registered under the Securities Act of 1933, as amended (the “Securities Act”), or applicable state law. Neither the securities nor any interest therein may be offered for sale, sold or otherwise transferred except pursuant to an effective registration statement under the Securities Act, or pursuant to an exemption from registration under the Securities Act and applicable state law which, in the opinion of counsel to the Company, is available.”
Appears in 2 contracts
Samples: Underwriter’s Warrant Agreement (Medlab Clinical Ltd.), Underwriter’s Warrant Agreement (Medlab Clinical Ltd.)
Legend. Each certificate for the securities purchased under this Purchase Warrant Option shall bear a legend as follows unless such securities have been registered under the Securities Securities. Act of 1933, as amended (the “"Act”"): “"The securities represented by this certificate have not been registered under the Securities Act of 1933, as amended (the “"Act”), ") or applicable state law. Neither the securities nor any interest therein may be offered for sale, sold or otherwise transferred except pursuant to an effective registration statement under the Act, or pursuant to an exemption from registration under the Act and applicable state law which, in the opinion of counsel to the Company, is available.”"
Appears in 2 contracts
Samples: Purchase Option Agreement (Andatee China Marine Fuel Services Corp), Purchase Option Agreement (Andatee China Marine Fuel Services Corp)
Legend. Each certificate for representing the securities purchased under this Purchase Warrant Shares shall bear a legend as follows unless such securities have been registered under the Securities Act of 1933, as amended (the “Act”): “The securities represented by this certificate have not been registered under the Securities Act of 1933, as amended (the “Securities Act”), or applicable state law. Neither the securities nor any interest therein may be offered for sale, sold or otherwise transferred except pursuant to an effective registration statement under the Securities Act, or pursuant to an exemption from registration under the Securities Act and applicable state law which, in the opinion of counsel to the Company, is available.”
Appears in 1 contract
Legend. Each certificate for the securities purchased under this Purchase Warrant Agreement shall bear a legend as follows unless follows, until the Company has received an opinion from counsel acceptable to the Company that such securities have been registered under the Securities Act of 1933, as amended (the “Act”): ) or are exempt from registration therefrom: “The securities represented by this certificate have not been registered under the Securities Act of 1933, as amended (the “Act”), or applicable state law. Neither the securities nor any interest therein may be offered for sale, sold or otherwise transferred except pursuant to an effective registration statement under the Act, or pursuant to an exemption from registration under the Act and applicable state law which, in the opinion of counsel to the Company, is available.”
Appears in 1 contract
Legend. Each certificate for the securities purchased under this Purchase Warrant representing Shares shall bear a legend as follows unless such securities Shares have been registered under the Securities Act of 1933, as amended (the “Securities Act”): “The securities represented by this certificate have not been registered under the Securities Act of 1933, as amended (the “Securities Act”), or applicable state law. Neither the securities nor any interest therein may be offered for sale, sold or otherwise transferred except pursuant to an effective registration statement under the Securities Act, or pursuant to an exemption from registration under the Securities Act and applicable state law which, in the reasonable opinion of counsel to the Company, is available.”
Appears in 1 contract
Samples: Representative’s Warrant Agreement (Stemline Therapeutics Inc)
Legend. Each certificate for the securities purchased under this Purchase Warrant Option shall bear a legend as follows unless such securities have been registered under the Securities Act of 1933, as amended (the “Securities Act”): “The securities represented by this certificate have not been registered under the Securities Act of 1933, as amended (the “Securities Act”), or any applicable state lawlaws. Neither the securities nor any interest therein may be offered for sale, sold sold, pledged or otherwise transferred transferred, directly or indirectly, except pursuant to an effective registration statement under the Securities Act, or pursuant to an exemption from registration under the Securities Act and any applicable state law laws which, in the opinion of counsel to the Company, is available.”
Appears in 1 contract
Samples: Purchase Option Agreement (Timberline Resources Corp)
Legend. Each certificate for the securities purchased under this Purchase Warrant representing Shares shall bear a legend as follows unless such securities have been registered under the Securities Act of 1933, as amended (the “"Securities Act”"): “"The securities represented by this certificate have not been registered under the Securities Act of 1933, as amended (the “"Securities Act”"), or applicable state law. Neither the securities nor any interest therein may be offered for sale, sold or otherwise transferred except pursuant to an effective registration statement under the Securities Act, or pursuant to an exemption from registration under the Securities Act and applicable state law which, in the opinion of counsel to the Company, is available.”"
Appears in 1 contract
Samples: Representative's Warrant Agreement (PetroShare Corp.)
Legend. Each certificate for the securities purchased under this Purchase Warrant shall bear a legend as follows unless such securities have been registered under the Securities Act of 1933, as amended (the “Act”): “The securities represented by this certificate have not been registered under the Securities Act of 1933, as amended (the “Act”), or applicable state law. Neither the securities nor any interest therein may be offered for sale, sold or otherwise transferred except pursuant to an effective registration statement under the Act, or pursuant to an exemption from registration under the Act and applicable state law which, in the opinion of counsel to the Company, is available.”
Appears in 1 contract
Legend. Each certificate for the securities purchased under this Purchase Warrant shall bear a legend as follows unless such securities have been registered under the Securities Act of 1933, as amended (the “Act”): “The securities represented by this certificate have not been registered under the Securities Act of 1933, as amended (the “Act”), or applicable state law. Neither the securities nor any interest therein may be offered for sale, sold sold, or otherwise transferred except pursuant to an effective registration or offering statement under the Act, or pursuant to an exemption from registration under the Act and applicable state law which, in the opinion of counsel to the Company, is available.”
Appears in 1 contract
Legend. Each certificate for the securities purchased under this Purchase Warrant shall bear a legend as follows unless such securities have been registered under the Securities Act of 1933, as amended (the “"Act”"): “"The securities represented by this certificate have not been registered under the Securities Act of 1933, as amended (the “"Act”"), or applicable state law. Neither the securities nor any interest therein may be offered for sale, sold or otherwise transferred except pursuant to an effective registration or offering statement under the Act, or pursuant to an exemption from registration under the Act and applicable state law which, in the opinion of counsel to the Company, is available.”"
Appears in 1 contract
Samples: Purchase Warrant Agreement (IntelGenx Technologies Corp.)
Legend. Each certificate for the securities purchased under this Purchase Warrant shall bear a legend as follows unless such securities have been registered under the Securities Act of 1933, as amended (the “Act”): “The securities represented by this certificate have not been registered under the Securities Act of 1933, as amended (the “Act”), or applicable state law. Neither the securities nor any interest therein may be offered for sale, sold or otherwise transferred except pursuant to an effective registration or offering statement under the Act, or pursuant to an exemption from registration under the Act and applicable state law which, in the opinion of counsel to the Company, is available.”
Appears in 1 contract
Samples: Purchase Warrant Agreement (Autonomix Medical, Inc.)
Legend. Each certificate for the securities purchased under this Purchase Warrant representing Shares shall bear a legend as follows unless such securities have been registered under the Securities Act of 1933, as amended (the “Act“ Securities Act ”): “The securities represented by this certificate have not been registered under the Securities Act of 1933, as amended (the “Act“ Securities Act ”), or applicable state law. Neither the securities nor any interest therein may be offered for sale, sold or otherwise transferred except pursuant to an effective registration statement under the Securities Act, or pursuant to an exemption from registration under the Securities Act and applicable state law which, in the opinion of counsel to the Company, is available.”
Appears in 1 contract
Samples: Purchase Warrant Agreement (Adamis Pharmaceuticals Corp)
Legend. Each certificate for the securities purchased under this Purchase Warrant shall bear a legend as follows unless such securities have been registered under the Securities Act of 1933, as amended (the “Act”): “The securities represented by this certificate have not been registered under the Securities Act of 1933, as amended (the “Act”), or applicable state law. Neither the securities nor any interest therein may be offered for sale, sold or otherwise transferred except pursuant to an effective registration statement under the Securities Act, or pursuant to an exemption from registration under the Securities Act and applicable state law which, in the opinion of counsel to the Company, is available.”
Appears in 1 contract
Legend. Each certificate for the securities purchased under this Purchase Warrant shall bear a legend as follows unless such securities have been registered under the Securities Act of 1933, as amended (the “Act”): “The securities represented by this certificate have not been registered under the Securities Act of 1933, as amended (the “‘Act”’), or applicable state law. Neither the securities nor any interest therein may be offered for sale, sold or otherwise transferred except pursuant to an effective registration statement under the Act, or pursuant to an exemption from registration under the Act and applicable state law which, in the opinion of counsel to the Company, is available.”
Appears in 1 contract
Legend. Each certificate for the securities purchased under this Purchase Warrant Option shall bear a legend as follows unless such securities have been registered under the Securities Act of 1933, as amended (the “Act”): “The securities represented by this certificate have not been registered under the Securities Act of 1933, as amended (the “ActAct ”), or applicable state law. Neither the securities nor any interest therein may be offered for sale, sold or otherwise transferred except pursuant to an effective registration statement under the Act, or pursuant to an exemption from registration under the Act and applicable state law which, in the opinion of counsel to the Company, is available.”
Appears in 1 contract
Samples: Representative’s Option Agreement (CNS Response, Inc.)
Legend. Each certificate for the securities purchased subscribed under this Purchase Warrant shall bear a legend as follows unless such securities have been registered under the Securities Act of 1933, as amended (the “Act”): “The securities represented by this certificate have not been registered under the Securities Act of 1933, as amended (the “Act”), or applicable state law. Neither the securities nor any interest therein may be offered for sale, sold or otherwise transferred except pursuant to an effective registration statement under the Act, or pursuant to an exemption from registration under the Act and applicable state law which, in the opinion of counsel to the Company, is available.”
Appears in 1 contract
Samples: Warrant Agreement (SMX (Security Matters) Public LTD Co)