Limitations on Use of the CAT System. CAT Reporting Agent shall not do, attempt to do, nor authorize or instruct any other Person to do, any of the following (directly or indirectly) (provided that nothing in this Section 2.4 is intended to limit any regulatory access and use of CAT Data by a Participant that is expressly permitted under the CAT NMS Plan):
Appears in 3 contracts
Samples: Consolidated Audit Trail Reporting Agent Agreement, Consolidated Audit Trail Reporting Agent Agreement, Consolidated Audit Trail Reporting Agent Agreement
Limitations on Use of the CAT System. CAT Reporting Agent Reporter shall not do, attempt to do, nor authorize or instruct any other Person to do, any of the following (directly or indirectly) (provided that nothing in this Section 2.4 2.5 is intended to limit any regulatory access and use of CAT Data by a Participant that is expressly permitted under the CAT NMS Plan):
Appears in 2 contracts
Samples: Consolidated Audit Trail Reporter Agreement, Consolidated Audit Trail Reporter Agreement
Limitations on Use of the CAT System. CAT Reporting Agent Reporter shall not do, attempt to do, nor authorize or instruct permitinstruct any other Person to do, any of the following (directly or indirectly) (provided that nothing in this Section 2.4 2.5 is intended to limit any regulatory access and use of CAT Data by a Participant that is expressly permitted under the CAT NMS Plan):
Appears in 2 contracts
Samples: Consolidated Audit Trail Reporter Agreement, Consolidated Audit Trail Reporter Agreement
Limitations on Use of the CAT System. CAT Reporting Agent shall not do, attempt to do, nor authorize or instruct permitinstruct any other Person to do, any of the following (directly or indirectly) (provided that nothing in this Section 2.4 is intended to limit any regulatory access and use of CAT Data by a Participant that is expressly permitted under the CAT NMS Plan):
Appears in 2 contracts
Samples: Consolidated Audit Trail Reporting Agent Agreement, Consolidated Audit Trail Reporting Agent Agreement
Limitations on Use of the CAT System. CAT Reporting Agent shall not do, attempt to do, nor authorize or instruct permit any other Person to do, any of the following (directly or indirectly) (provided that nothing in this Section 2.4 is intended to limit any regulatory access and use of CAT Data by a Participant that is expressly permitted under the CAT NMS Plan):
Appears in 1 contract
