Common use of LIST OF ATTACHMENTS Clause in Contracts

LIST OF ATTACHMENTS. Attachment 1 Deliverables Schedule Attachment 2 Quality Assurance Surveillance Plan (QASP) Attachment 3 List of Regulations and Policies Attachment 4 Definitions and Terms Attachment 5 Acronyms Task Requirement/Deliverable PWS Ref Due Date Submit to Annual Employment Growth Plan 3.1 No later than September 1 for each succeeding year Commission Staff – Director of Operations (DOO) Employment Growth Plan Updates/Employment Growth Quarterly Dashboard Reports/Pipeline Report 3.1 Quarterly, as part of the quarterly report* Commission Staff – DOO 2.1 Within five (5) business days of notice of violation Commission Staff – General Counsel (GC) Annual Efficiency and Cost Savings Report 3.2.1 Annually, as part of the 4th quarter report* Commission Staff – DOO, Program Management Office (PMO), & Contracts & Policy (C&P) Annual Board of Directors Disclosure Report 3.2.2 No later than July 31 or within thirty (30) days of any change Commission Staff – GC 2.3.1 No later than June 1 Commission Staff – PMO and C&P Audit Report 3.2.3.2 Annually, no later than February 15, beginning in 2018 Commission Staff – Deputy Director of Business Operations (Pricing) and GC

LIST OF ATTACHMENTS. Attachment 1 Deliverables Schedule Attachment 2 Quality Assurance Surveillance Plan (QASP) Attachment 3 List of Regulations and Policies Attachment 4 Definitions and Terms Attachment 5 Acronyms Task Requirement/Deliverable PWS Ref Due Date Submit to Annual Employment Growth Plan (Includes Upward Mobility Plan)** 3.1 No Annually, no later than September 1 for each succeeding year Commission Staff – Director of Operations (DOO) Employment Growth Plan Updates/Employment Growth Quarterly Dashboard Reports/Pipeline Report Report** 3.1 Quarterly, as part of the quarterly report* Commission Staff – DOO 2.1 Within five (5) business days of notice of violation Commission Staff – General Counsel (GC) Annual Efficiency and Cost Savings Report 3.2.1 Annually, as part of the 4th quarter report* Commission Staff – DOO, Program Management Office (PMO), & Contracts & Policy Director of Compliance (C&P) Annual Board of Directors Disclosure Report 3.2.2 DOC), and DOO as appropriate 2.2 No later than July 31 or within thirty (30) days of any change Commission Staff – GC 2.3.1 No Annually, no later than June 1 Commission Staff – PMO Director, Contracts & Pricing (C&P), Chief Financial Officer (CFO), and C&P DOC Audit Report Report** 3.2.3.2 Annually, no later than February 15, beginning in 2018 Commission Staff – Deputy Director of Business Operations (Pricing) GC and GCCFO

LIST OF ATTACHMENTS. Attachment 1 Deliverables Schedule Attachment 2 Performance Requirements Summary (PRS) Attachment 3 Quality Assurance Surveillance Plan (QASP) Attachment 3 4 List of Regulations and Policies Attachment 4 5 Definitions and Terms Attachment 5 6 Acronyms Task Requirement/Deliverable PWS Ref Due Date Submit to Annual Employment Growth Plan 3.1 No later than September June 1 for each succeeding year Commission Staff – Staff- Director of Operations (DOO) Employment Growth Plan Updates/Employment Growth Quarterly Dashboard Reports/Pipeline Report Updates 3.1 Quarterly, as part of the quarterly report* Commission Staff – Staff- DOO Employment Growth Quarterly Dashboard Reports 3.1 Quarterly, as part of the quarterly report* Commission Staff- DOO Pipeline Report 3.1 Annually, no later than June 1 Commission Staff- DOO 2.1 Within five (5) business days of notice of violation Commission Staff – General Counsel (GC) Annual Efficiency and Cost Savings Initial Board of Directors Report 3.2.1 Annually3.2.2 No later than July 31, as part of the 4th quarter report* 2016 Commission Staff – DOO, Program Management Office (PMO), & Contracts & Policy (C&P) Staff- GC Annual Board of Directors Disclosure Report 3.2.2 No later than July 31 or within thirty (30) days of any change Commission Staff – Staff- GC 2.3.1 No later than June 1 Commission Staff – PMO and C&P Audit Report 3.2.3.2 Annually, no later than February 15, beginning in 2018 Commission Staff – Deputy Director of Business Operations (Pricing) and GC

LIST OF ATTACHMENTS. Attachment 1 Deliverables Schedule Attachment 2 Performance Requirements Summary (PRS) *Attachment 3 Reserved for Award Fee Simulation Attachment 4 Quality Assurance Surveillance Plan (QASP) Attachment 3 5 List of Regulations and Policies Attachment 4 6 Definitions and Terms Attachment 5 7 Acronyms Task Requirement/Deliverable PWS Ref Due Date Submit to Annual Employment Growth Plan Plan** Objective 3.1 No later than September 1 for each succeeding year Commission Staff – Staff- Director of Operations (DOO) Employment Growth Plan Updates/Employment Growth Quarterly Dashboard Reports/Pipeline Report ** 3.1 Quarterly, as part of the quarterly report. Commission Staff- DOO Employment Growth Quarterly Dashboard Reports** 3.1 Quarterly, as part of the quarterly report. Commission Staff- DOO Pipeline Report** 3.1 Annually, no later than September 1 and in Employment Growth Plan Updates. Commission Staff – DOO 2.1 DOO Mandatory Disclosures 3.2.1 Within five (5) business days of notice of violation Commission Staff – General Counsel (GC) Annual Efficiency and Cost Savings Report 3.2.1 Annually, as part of the 4th quarter report* Commission Staff – DOO, Program Management Office (PMO), & Contracts & Policy (C&P) Annual Board of Directors Disclosure Report 3.2.2 No later than July 31 or within thirty (30) days of any change Commission Staff – GC 2.3.1 No later than June 1 Commission Staff – PMO and C&P Audit Report 3.2.3.2 Annually, no later than February 15, beginning in 2018 Commission Staff – Deputy Director of Business Operations (Pricing) and GC

LIST OF ATTACHMENTS. Attachment 1 Deliverables Schedule Attachment 2 Quality Assurance Surveillance Plan (QASP) Attachment 3 List of Regulations and Policies Attachment 4 Definitions and Terms Attachment 5 Acronyms Attachment 6 AR&C Review Process Task Requirement/Deliverable PWS Ref Due Date Submit to Annual Commercial Lines of Business Report** B.5 Annually, as part of the 4th quarter report* Commission Staff – Program Management Office (PMO) & Contracts & Pricing (C&P) Annual Employment Growth Plan Plan** 3.1 No Annually, no later than September 1 for each succeeding year Commission Staff – Director of Operations (DOO) Employment Growth Plan Updates/Employment Growth Quarterly Dashboard Reports/Pipeline Report Report** 3.1 Quarterly, as part of the quarterly report* Commission Staff – DOO 2.1 Within five (5) business days of notice of violation Commission Staff – General Counsel (GC) Annual Efficiency and Cost Savings Report 3.2.1 Annually, as part of the 4th quarter report* Commission Staff – DOO, Program Management Office (PMO), & Contracts & Policy (C&P) Annual Board of Directors Disclosure Report Report** 3.2.2 No later than July 31 31, or within thirty (30) days of any change change. Commission Staff – GC 2.3.1 No GC Annual Internal Control Reporting** 3.2.3.1 Annually, no later than June September 1 Commission Staff – PMO PMO, C&P, and C&P Pricing Financial Statement Audit Report Report** 3.2.3.2 Annually, no later than February 15, beginning in 2018 15 Commission Staff – Deputy Director of Business Operations (Pricing) and GC

LIST OF ATTACHMENTS. Attachment 1 Deliverables Schedule Attachment 2 Performance Requirements Summary (PRS) *Attachment 3 Reserved for Award Fee Simulation (to be completed NLT October 31, 2016) Attachment 4 Quality Assurance Surveillance Plan (QASP) Attachment 3 5 List of Regulations and Policies Attachment 4 6 Definitions and Terms Attachment 5 7 Acronyms Task Requirement/Deliverable PWS Ref Due Date Submit to Annual Employment Growth Plan Objective 3.1 No later than September 1 for each succeeding year Commission Staff – Staff- Director of Operations (DOO) Employment Growth Plan Updates/Employment Growth Quarterly Dashboard Reports/Pipeline Report Updates 3.1 Quarterly, as part of the quarterly report* . Commission Staff- DOO Employment Growth Quarterly Dashboard Reports 3.1 Quarterly, as part of the quarterly report. Commission Staff- DOO Pipeline Report 3.1 Annually, no later than September 1 and in Employment Growth Plan Updates. Commission Staff – DOO 2.1 DOO Mandatory Disclosures 3.2.1 Within five (5) business days of notice of violation Commission Staff – General Counsel (GC) Annual Efficiency and Cost Savings Report 3.2.1 Annually, as part of the 4th quarter report* Commission Staff – DOO, Program Management Office (PMO), & Contracts & Policy (C&P) Annual Initial Board of Directors Disclosure Report 3.2.2 No later than July 31 or within thirty (30) days of any change 31, 2016 Commission Staff – Staff- GC 2.3.1 No later than June 1 Commission Staff – PMO and C&P Audit Report 3.2.3.2 Annually, no later than February 15, beginning in 2018 Commission Staff – Deputy Director of Business Operations (Pricing) and GC

LIST OF ATTACHMENTS. Attachment 1 Deliverables Schedule Attachment 2 Performance Requirements Summary (PRS) *Attachment 3 Reserved for Award Fee Simulation (to be completed NLT October 31, 2016) Attachment 4 Quality Assurance Surveillance Plan (QASP) Attachment 3 5 List of Regulations and Policies Attachment 4 6 Definitions and Terms Attachment 5 7 Acronyms Task Requirement/Deliverable PWS Ref Due Date Submit to Annual Employment Growth Plan Plan** Objective 3.1 No later than September 1 for each succeeding year Commission Staff – Staff- Director of Operations (DOO) Employment Growth Plan Updates/Employment Growth Quarterly Dashboard Reports/Pipeline Report ** 3.1 Quarterly, as part of the quarterly report. Commission Staff- DOO Employment Growth Quarterly Dashboard Reports** 3.1 Quarterly, as part of the quarterly report. Commission Staff- DOO Pipeline Report** 3.1 Annually, no later than September 1 and in Employment Growth Plan Updates. Commission Staff – DOO 2.1 Within five (5) business days of notice of violation Commission Staff – General Counsel (GC) Annual Efficiency and Cost Savings Report 3.2.1 Annually, as part of the 4th quarter report* Commission Staff – DOO, Program Management Office (PMO), & Contracts & Policy (C&P) Annual Board of Directors Disclosure Report 3.2.2 2.2 No later than July 31 August 15, 2017, and annually, no later than May 15, beginning in 2018, or within thirty (30) days of any change change. Commission Staff – Staff- GC Board of Directors Transition Plan** 3.2.2 No later than May 31, 2017 Commission Staff- GC 2.3.1 No later than September 1, beginning in 2018 (previously June 1 1, 2017) Commission Staff – PMO and C&P Staff- Director of Compliance (DOC) Single Audit Report Report** 3.2.3.2 Annually, no later than February 15, beginning in 2018 2018. Commission Staff – Deputy Director of Business Operations (Pricing) and GCStaff- DOC

LIST OF ATTACHMENTS. Attachment 1 Deliverables Schedule Attachment 2 Quality Assurance Surveillance Plan (QASP) Attachment 3 List of Regulations and Policies Attachment 4 Definitions and Terms Attachment 5 Acronyms Attachment 6 Complex Project Form If a deliverable due date falls on a weekend or government holiday, the CNA shall submit the deliverable the next business day. The Commission will approve extensions for deliverable due dates on a case-by-case basis. Task Requirement/Deliverable Deliverabl PWS Ref Due Date Submit to Annual Employment Growth Plan (Includes Upward Mobility Plan)** 3.1 No Annually, no later than September 1 for each succeeding year Commission Staff – Director of Operations (DOO) Employment Growth Plan Updates/Employment Growth Quarterly Dashboard Reports/Pipeline Report 3.1 Quarterly, as part of the quarterly report* Commission Staff – DOO) 2.1 Within five (5) business days of notice of violation Commission Staff – General Counsel (GC) Annual Efficiency and Cost Savings Report 3.2.1 Annually, as part of the 4th quarter report* Commission Staff – DOO, Program Management Office (PMO), & Contracts & Policy (C&P) Annual Board of Directors Disclosure Report 3.2.2 2.2 No later than July 31 or within thirty (30) days of any change Commission Staff – GC 2.3.1 No Annually, no later than June 1 Commission Staff – PMO PMO, Pricing, and C&P Audit Report Report** 3.2.3.2 Annually, no later than February 15, beginning in 2018 Commission Staff – Deputy Director of Business Operations (Pricing) and GC

LIST OF ATTACHMENTS. Attachment 1 Deliverables Schedule Attachment 2 Quality Assurance Surveillance Plan (QASP) Attachment 3 List of Regulations and Policies Attachment 4 Definitions and Terms Attachment 5 Acronyms Attachment 6 Complex Project Form If a deliverable due date falls on a weekend or government holiday, the CNA shall submit the deliverable the next business day. Task Requirement/Deliverable PWS Ref Due Date Submit to Annual Employment Growth Plan (Includes Upward Mobility Plan)** 3.1 No Annually, no later than September 1 for each succeeding year Commission Staff – Director of Operations (DOO) Employment Growth Plan Updates/Employment Growth Quarterly Dashboard Reports/Pipeline Report 3.1 Quarterly, as part of the quarterly report* Commission Staff – DOO) 2.1 Within five (5) business days of notice of violation Commission Staff – General Counsel (GC) Annual Efficiency and Cost Savings Report 3.2.1 Annually, as part of the 4th quarter report* Commission Staff – DOO, Program Management Office (PMO), & Contracts & Policy (C&P) Annual Board of Directors Disclosure Report 3.2.2 2.2 No later than July 31 or within thirty (30) days of any change Commission Staff – GC 2.3.1 No Annually, no later than June 1 Commission Staff – PMO PMO, Pricing, and C&P Audit Report Report** 3.2.3.2 Annually, no later than February 15, beginning in 2018 Commission Staff – Deputy Director of Business Operations (Pricing) and GC

LIST OF ATTACHMENTS. Attachment 1 Deliverables Schedule Attachment 2 Quality Assurance Surveillance Plan (QASP) Attachment 3 List of Regulations and Policies Attachment 4 Definitions and Terms Attachment 5 Acronyms Attachment 6 Complex Project Form If a deliverable due date falls on a weekend or government holiday, the CNA shall submit the deliverable the next business day. The Commission will approve extensions for deliverable due dates on a case-by-case basis. Task Requirement/Deliverable PWS Ref Due Date Submit to Annual Employment Growth Plan (Includes Upward Mobility Plan)** 3.1 No Annually, no later than September 1 for each succeeding year Commission Staff – Director of Operations (DOO) Employment Growth Plan Updates/Employment Growth Quarterly Dashboard Reports/Pipeline Report 3.1 Quarterly, as part of the quarterly report* Commission Staff – DOO) 2.1 Within five (5) business days of notice of violation Commission Staff – General Counsel (GC) Annual Efficiency and Cost Savings Report 3.2.1 Annually, as part of the 4th quarter report* Commission Staff – DOO, Program Management Office (PMO), & Contracts & Policy (C&P) Annual Board of Directors Disclosure Report 3.2.2 2.2 No later than July 31 or within thirty (30) days of any change Commission Staff – GC 2.3.1 No Annually, no later than June 1 Commission Staff – PMO PMO, Pricing, and C&P Audit Report Report** 3.2.3.2 Annually, no later than February 15, beginning in 2018 Commission Staff – Deputy Director of Business Operations (Pricing) and GC

LIST OF ATTACHMENTS. Attachment 1 Deliverables Schedule Attachment 2 Performance Requirements Summary (PRS) *Attachment 3 Reserved for Award Fee Simulation (to be completed NLT October 31, 2016) Attachment 4 Quality Assurance Surveillance Plan (QASP) Attachment 3 5 List of Regulations and Policies Attachment 4 6 Definitions and Terms Attachment 5 7 Acronyms Task Requirement/Deliverable PWS Ref Due Date Submit to Annual Employment Growth Plan Objective 3.1 No later than September 1 for each succeeding year Commission Staff – Staff- Director of Operations (DOO) Employment Growth Plan Updates/Employment Growth Quarterly Dashboard Reports/Pipeline Report Updates 3.1 Quarterly, as part of the quarterly report* . Commission Staff- DOO Employment Growth Quarterly Dashboard Reports 3.1 Quarterly, as part of the quarterly report. Commission Staff- DOO Pipeline Report 3.1 Annually, no later than September 1. Commission Staff – DOO 2.1 Within five (5) business days of notice of violation Commission Staff – General Counsel (GC) Annual Efficiency and Cost Savings Report 3.2.1 Annually, as part of the 4th quarter report* Commission Staff – DOO, Program Management Office (PMO), & Contracts & Policy (C&P) Annual Initial Board of Directors Disclosure Report 3.2.2 No later than July 31 or 31, 2016 Commission Staff- GC 2.2 No later than August 15or within thirty (30) days of any change change. Commission Staff – Staff- GC 2.3.1 No later than June 1 Commission Staff – PMO and C&P Audit Report 3.2.3.2 Annually, no later than February 15, beginning in 2018 Commission Staff – Deputy Director of Business Operations (Pricing) and GC