Listing and Maintenance Requirements; DTC Eligibility. The Common Stock is registered pursuant to Section 12(b) of the Exchange Act, and the Company has taken no action designed to, or which to its Knowledge is likely to have the effect of, terminating the registration of the Common Stock under the Exchange Act, nor has the Company received any notification in writing that the Commission is contemplating terminating such registration. Except as set forth in the Commission Documents, the Company has not received notice in writing from the Trading Market to the effect that the Company is not in compliance with the listing or maintenance requirements of the Trading Market. Except as set forth in the Commission Documents, the Company is in material compliance with all such listing and maintenance requirements. The Common Stock is eligible for participation in the DTC book entry system and has shares on deposit at DTC for transfer electronically to third parties via DTC through its Deposit/Withdrawal at Custodian (“DWAC”) delivery system. The Company has not received notice in writing from DTC to the effect that a suspension of, or restriction on, accepting additional deposits of the Common Stock, electronic trading or book-entry services by DTC with respect to the Common Stock is being imposed or is contemplated. The Company’s transfer agent does not have a policy prohibiting or limiting delivery of the Shares as DWAC Shares.
Appears in 1 contract
Samples: Common Stock Purchase Agreement (Thunder Power Holdings, Inc.)
Listing and Maintenance Requirements; DTC Eligibility. The Common Stock is Ordinary Shares are registered pursuant to Section 12(b) of the Exchange Act, and the Company has taken no action designed to, or which to its Knowledge is likely to have the effect of, terminating the registration of the Common Stock Ordinary Shares under the Exchange Act, nor has the Company received any notification in writing that the Commission is contemplating terminating such registration. Except as set forth in the Commission Documents, the The Company has not received notice in writing from the Trading Market (or, if the Ordinary Shares are then listed on an Eligible Market, from such Eligible Market) to the effect that the Company is not in compliance with the listing or maintenance requirements of the Trading Market (or of such Eligible Market, as applicable). Except as set forth in the Commission Documents, the The Company is in material compliance with all such applicable listing and maintenance requirementsrequirements of the Trading Market. The Common Stock is eligible for participation in the DTC book entry system Ordinary Shares may be issued and has shares on deposit at DTC for transfer transferred electronically to third parties via DTC through its Deposit/Withdrawal at Custodian (“DWAC”) delivery system. The Company has not received notice in writing from DTC to the effect that a suspension of, or restriction on, accepting additional deposits of the Common StockOrdinary Shares, electronic trading or book-entry services by DTC with respect to the Common Stock is Ordinary Shares are being imposed or is contemplated. The Company’s transfer agent does not have a policy prohibiting or limiting delivery of the Shares as DWAC Shares.
Appears in 1 contract
Samples: Ordinary Shares Purchase Agreement (Pagaya Technologies Ltd.)
Listing and Maintenance Requirements; DTC Eligibility. The Common Stock is Ordinary Shares are registered pursuant to Section 12(b) of the Exchange Act, and the Company has taken no action designed to, or which to its Knowledge is likely to have the effect of, terminating the registration of the Common Stock Ordinary Shares under the Exchange Act, nor has the Company received any notification in writing that the Commission is contemplating terminating such registration. Except as set forth in the Commission Documents, the Company has not received notice in writing from the Trading Market to the effect that the Company is not in compliance with the listing or maintenance requirements of the Trading Market. Except as set forth in the Commission Documents, the Company is in material compliance with all such listing and maintenance requirements. The Common Stock is Ordinary Shares are eligible for participation in the DTC book entry system and has shares on deposit at DTC for transfer electronically to third parties via DTC through its Deposit/Withdrawal at Custodian (“DWAC”) delivery system. The Company has not received notice in writing from DTC to the effect that a suspension of, or restriction on, accepting additional deposits of the Common StockOrdinary Shares, electronic trading or book-book- entry services by DTC with respect to the Common Stock is Ordinary Shares are being imposed or is contemplated. The Company’s transfer agent does not have a policy prohibiting or limiting delivery of the Shares as DWAC Shares.
Appears in 1 contract
Samples: Share Purchase Agreement (Arrival)
Listing and Maintenance Requirements; DTC Eligibility. The Common Stock is Ordinary Shares are registered pursuant to Section 12(b) of the Exchange Act, and the Company has taken no action designed to, or which to its Knowledge is likely to have the effect of, terminating the registration of the Common Stock Ordinary Shares under the Exchange Act, nor has the Company received any notification in writing that the Commission is contemplating terminating such registration. Except as set forth in the Commission Documents, the The Company has not received notice in writing from the Trading Market (or, if the Ordinary Shares are then listed on an Eligible Market, from such Eligible Market) to the effect that the Company is not in compliance with the listing or maintenance requirements of the Trading Market (or of such Eligible Market, as applicable). Except as set forth in the Commission Documents, the The Company is in material compliance with all such applicable listing and maintenance requirementsrequirements of the Trading Market. The Common Stock is eligible for participation in the DTC book entry system Ordinary Shares may be issued and has shares on deposit at DTC for transfer transferred electronically to third parties via DTC through its Deposit/Withdrawal at Custodian (“DWAC”) delivery system. The Company has not received notice in writing from DTC to the effect that a suspension of, or restriction on, accepting additional deposits of the Common StockOrdinary Shares, electronic trading or book-entry services by DTC with respect to the Common Stock Ordinary Shares is being imposed or is contemplated. The Company’s transfer agent does not have a policy prohibiting or limiting delivery of the Shares as DWAC Shares.
Appears in 1 contract
Samples: Ordinary Share Purchase Agreement (Bitdeer Technologies Group)
Listing and Maintenance Requirements; DTC Eligibility. The Common Stock is Ordinary Shares are registered pursuant to Section 12(b) of the Exchange Act, and the Company has taken no action designed to, or which to its Knowledge is likely to have the effect of, terminating the registration of the Common Stock Ordinary Shares under the Exchange Act, nor has the Company received any notification in writing that the Commission is contemplating terminating such registration. Except as set forth in the Commission Documents, the The Company has not received notice in writing from the Trading Market (or, if the Ordinary Shares are then listed on an Eligible Market, from such Eligible Market) to the effect that the Company is not in compliance with the listing or maintenance requirements of the Trading Market (or of such Eligible Market. Except , as set forth in the Commission Documents, the Company is in material compliance with all such listing and maintenance requirementsapplicable). The Common Stock is eligible for participation in the DTC book entry system Ordinary Shares may be issued and has shares on deposit at DTC for transfer transferred electronically to third parties via DTC through its Deposit/Withdrawal at Custodian (“DWAC”) delivery system. The Company has not received notice in writing from DTC to the effect that a suspension of, or restriction on, accepting additional deposits of the Common StockOrdinary Shares, electronic trading or book-entry services by DTC with respect to the Common Stock Ordinary Shares is being imposed or is contemplated. The Company’s transfer agent does not have a policy prohibiting or limiting delivery of the Shares as DWAC Shares.
Appears in 1 contract
Samples: Ordinary Share Purchase Agreement (Iris Energy LTD)
Listing and Maintenance Requirements; DTC Eligibility. The Common Stock is Shares are registered pursuant to Section 12(b) of the Exchange Act, and the Company has taken no action designed to, or which to its Knowledge is likely to have the effect of, terminating the registration of the Common Stock under Shares pursuant to the Exchange Act, Act nor has the Company received any notification in writing that the Commission is currently contemplating terminating such registration. Except as set forth disclosed in the Filed Commission Documents, the Company has not not, in the twelve (12) months preceding the date hereof, received any written notice in writing from the Trading Market any Person to the effect that the Company is not in compliance with the listing or maintenance requirements of the Trading Market. Except as set forth disclosed in the Commission Documents, the Company is in material compliance with all such listing and maintenance requirementsrequirements of the Trading Market. The Common Stock is Shares are eligible for participation in the DTC book entry system and has shares on deposit at DTC for transfer transferred electronically to third parties via DTC through its Deposit/Withdrawal at Custodian (“DWAC”) DWAC delivery system. The Company has not received notice in writing from DTC to the effect that a suspension of, or restriction on, accepting additional deposits of the Common StockShares, electronic trading or book-entry services by DTC with respect to the Common Stock Shares is being imposed or is contemplated. The Company’s transfer agent does not have a policy prohibiting or limiting delivery of the Shares as DWAC Shares.
Appears in 1 contract
Samples: Common Share Purchase Agreement (Aptose Biosciences Inc.)
Listing and Maintenance Requirements; DTC Eligibility. The After the closing of the Business Combination (as defined below), the Common Stock is will be registered pursuant to Section 12(b) of the Exchange Act, and the Company has shall have taken no action designed to, or which to its Knowledge is likely to have the effect of, terminating the registration of the Common Stock under the Exchange Act, nor has the Company received any notification in writing that the Commission is contemplating terminating such registration. Except , except as set forth has been disclosed in the Commission Documents, the . The Company has not received notice in writing from the Trading Principal Market to the effect that the Company is not in compliance with the listing or maintenance requirements of the Trading Principal Market. Except , except as set forth has been disclosed in the Commission Documents, the Company is in material compliance with all such listing and maintenance requirements. The Common Stock is shall be eligible for participation in the DTC book entry system and has shall have shares on deposit at DTC for transfer electronically to third parties via DTC through its Deposit/Withdrawal at Custodian (“DWAC”) delivery system. The Company has not received notice in writing from DTC to the effect that a suspension of, or restriction on, accepting additional deposits of the Common Stock, electronic trading or book-entry services by DTC with respect to the Common Stock is being imposed or is contemplated. The Company’s transfer agent does not have a policy prohibiting or limiting delivery of the Shares as DWAC Shares.
Appears in 1 contract
Samples: Common Stock Purchase Agreement (Lionheart Acquisition Corp. II)