Lost Shareholders. GFS shall perform such services as are required in order to comply with Rules 17a-24 and 17Ad-17 (the “Lost Shareholder Rules”) of the Securities Exchange Act of 1934, including, but not limited to, those set forth below. GFS may, in its sole discretion, use the services of a third party to perform some of or all such services.
Appears in 78 contracts
Samples: Fund Services Agreement (Leader Funds Trust), Fund Services Agreement (Advisorone Funds), Fund Services Agreement (Advisors Preferred Trust)
Lost Shareholders. GFS shall perform such services as are required in order to comply with Rules 17a-24 and 17Ad-17 (the “Lost Shareholder Rules”) of the Securities Exchange Act of 19341934 (“1934 Act”), including, but not limited to, those set forth below. GFS may, in its sole discretion, use the services of a third party to perform some of or all such services.
(i) documentation of search policies and procedures;
Appears in 6 contracts
Samples: Transfer Agency Service Agreement (Choice Funds), Transfer Agency Service Agreement (Merit Advisors Investment Trust), Transfer Agency Service Agreement (Northern Lights Fund Trust)
Lost Shareholders. GFS shall perform such services as are required in order to comply with Rules 17a-24 17a‐24 and 17Ad-17 17Ad‐17 (the “Lost Shareholder Rules”) of the Securities Exchange Act of 1934, including, but not limited to, those set forth below. GFS may, in its sole discretion, use the services of a third party to perform some of or all such services.
Appears in 5 contracts
Samples: Fund Services Agreement (SCM Trust), Fund Services Agreement (SCM Trust), Fund Services Agreement (Predex)
Lost Shareholders. GFS shall perform such services as are required in order to comply with Rules 17a-24 and 17Ad-17 (the “"Lost Shareholder Rules”") of the Securities Exchange Act of 1934, including, but not limited to, those set forth below. GFS may, in its sole discretion, use the services of a third party to perform some of or all such services.
Appears in 2 contracts
Samples: Fund Services Agreement (SCM Trust), Fund Services Agreement (Central Park Group Multi-Event Fund)
Lost Shareholders. GFS shall perform such services as are required in order to comply with Rules 17a-24 and 17Ad-17 of the Securities Exchange Act of 1934 (the “Lost Shareholder Rules”) of the Securities Exchange Act of 1934), including, but not limited to, those set forth below. GFS may, in its sole discretion, use the services of a third party to perform some of or all such services.:
Appears in 1 contract
Lost Shareholders. GFS shall perform such services as are required in order to comply with Rules 17a-24 and 17Ad-17 (the “Lost Shareholder Rules”) of the Securities Exchange Act of 1934, including, but not limited to, those set forth below. GFS may, in its sole discretiondiscretion and at its own expense, use the services of a third party to perform some of or all such services.
Appears in 1 contract
Samples: Fund Services Agreement (Equinox Frontier Heritage Fund)
Lost Shareholders. GFS shall perform such services as are required in order to comply with Rules 17a-24 and 17Ad-17 (the “Lost Shareholder Rules”) of the Securities Exchange Act of 1934, including, but not limited to, those set forth below. GFS may, in its sole discretion, use the services of a third party approved in advance in writing by the Trust or its agent to perform some of or all such services.
Appears in 1 contract
Samples: Fund Services Agreement (Morgan Creek Series Trust)
Lost Shareholders. GFS shall perform such services as are required in order to comply with Rules 17a-24 and 17Ad-17 (the “Lost Shareholder Rules”) of Rules”)of the Securities Exchange Act of 1934, including, but not limited to, those set forth below. GFS may, in its sole discretion, use the services of a third party approved in advance in writing by the Trust or its agent to perform some of or all such services.
Appears in 1 contract
Samples: Fund Services Agreement (Morgan Creek Series Trust)
