Transfer Agent, Registrar, Dividend Disbursing, and Shareholder Servicing Sample Clauses

Transfer Agent, Registrar, Dividend Disbursing, and Shareholder Servicing. The following terms shall apply without exception to all services described in this Section 3(a):

Transfer Agent, Registrar, Dividend Disbursing, and Shareholder Servicing. (1) Services to be provided on an ongoing basis to the extent applicable to a particular Fund: (i) Calculate 12b-1 payments; (ii) Maintain shareholder registrations; (iii) Review new applications and correspond with the Company to obtain complete or correct information; (iv) Direct payment processing of checks or wires; (v) Prepare and certify shareholder lists in conjunction with proxy solicitations; (vi) Prepare for mailing to shareholders confirmation of activity; (vii) Provide toll-free lines for direct shareholder use; (viii) Prepare duplicate confirmations for mailing to broker-dealers of their clients’ activity, whether executed through the broker-dealer or directly with BNYM; (ix) Provide periodic shareholder lists and statistics to the Fund; (x) Provide detailed data for underwriter/broker confirmations; (xi) Prepare periodic mailing of year-end statement information; (xii) Prepare and mail year-end tax information; (xiii) Notify on a timely basis the Fund’s investment adviser, accounting agent, and custodian (“Fund Custodian”) of Share activity; (xiv) Perform other participating broker-dealer shareholder services as may be agreed upon from time to time; (xv) Accept and post daily Share purchases and redemptions; (xvi) Accept, post and perform shareholder transfers and exchanges; (xvii) Issue and cancel certificates (when requested in writing by the shareholder); (xviii) Remediation Services, as required;