Market Obligations. With respect to use of the Trading Systems which may give direct connectivity to a Market you shall neither engage in, nor facilitate, nor fail to take reasonable steps to prevent: 18.1.1. any action or any course of conduct that has the effect, or may be expected to have the effect, of artificially and/or abnormally moving the price or value of any securities admitted to the Market or any instrument underlying such securities or the level of any index of which such securities are a component; 18.1.2. entering artificial orders or otherwise entering into or causing any artificial transaction; 18.1.3. reporting a fictitious transaction or any other false data to the Market or other competent authority or causing such data to be input into any of their systems; 18.1.4. any action or any course of conduct that creates or may reasonably be expected to create any false or misleading impression as to the market in, or price or value of, any securities; 18.1.5. any other action or any other course of conduct that may damage the integrity and the transparency of the Market; or 18.1.6. Agreeing or acting in concert with, or providing any assistance to, any person with a view to or in connection with any action or course of conduct referred to in clauses 18.1 to 18.1.5 inclusive.
Appears in 4 contracts
Samples: Client Service Agreement, Client Service Agreement, Client Service Agreement
Market Obligations. With respect to use of the Trading Systems which may give direct connectivity to a Market you shall neither engage in, nor facilitate, nor fail to take reasonable steps to prevent:
18.1.1. any action or any course of conduct that has the effect, or may be expected to have the effect, of artificially and/or abnormally moving the price or value of any securities admitted to the Market or any instrument underlying such securities or the level of any index of which such securities are a component;
18.1.2. entering artificial orders or otherwise entering into or causing any artificial transaction;
18.1.3. reporting a fictitious transaction or any other false data to the Market or other competent authority or causing such data to be input into any of their systemssystems ;
18.1.4. any action or any course of conduct that creates or may reasonably be expected to create any false or misleading impression as to the market in, or price or value of, any securities;
18.1.5. any other action or any other course of conduct that may damage the integrity and the transparency of the Market; or
18.1.6. Agreeing or acting in concert with, or providing any assistance to, any person with a view to or in connection with any action or course of conduct referred to in clauses 18.1 to ot 18.1.5 inclusive.
Appears in 2 contracts
Market Obligations. With respect to use of the Trading Systems which may give direct connectivity to a Market you shall neither engage in, nor facilitate, nor fail to take reasonable steps to prevent:
18.1.119.1.1. any action or any course of conduct that has the effect, or may be expected to have the effect, of artificially and/or abnormally moving the price or value of any securities admitted to the Market or any instrument underlying such securities or the level of any index of which such securities are a component;
18.1.219.1.2. entering artificial orders or otherwise entering into or causing any artificial transaction;
18.1.319.1.3. reporting a fictitious transaction or any other false data to the Market or other competent authority or causing such data to be input into any of their systemssystems ;
18.1.419.1.4. any action or any course of conduct that creates or may reasonably be expected to create any false or misleading impression as to the market in, or price or value of, any securitiescommodity;
18.1.519.1.5. any other action or any other course of conduct that may damage the integrity and the transparency of the Market; or
18.1.619.1.6. Agreeing or acting in concert with, or providing any assistance to, any person with a view to or in connection with any action or course of conduct referred to in clauses 18.1 19.1 to 18.1.5 19.1.5 inclusive.
Appears in 1 contract
Samples: Customer Agreement
Market Obligations. With respect to use of the Trading Systems which may give direct connectivity to a Market you shall neither engage in, nor facilitate, nor fail to take reasonable steps to prevent:
18.1.116.1.1. any action or any course of conduct that has the effect, or may be expected to have the effect, of artificially and/or abnormally moving the price or value of any securities admitted to the Market or any instrument underlying such securities or the level of any index of which such securities are a component;
18.1.216.1.2. entering artificial orders or otherwise entering into or causing any artificial transaction;
18.1.316.1.3. reporting a fictitious transaction or any other false data to the Market or other competent authority or causing such data to be input into any of their systemssystems ;
18.1.416.1.4. any action or any course of conduct that creates or may reasonably be expected to create any false or misleading impression as to the market in, or price or value of, any securities;
18.1.516.1.5. any other action or any other course of conduct that may damage the integrity and the transparency of the Market; or
18.1.616.1.6. Agreeing or acting in concert with, or providing any assistance to, any person with a view to or in connection with any action or course of conduct referred to in clauses 18.1 to 18.1.5 16.1 ot 16.1.5 inclusive.
Appears in 1 contract
Samples: Client Service Agreement
Market Obligations. With respect to use of the Trading Systems which may give direct connectivity to a Market you shall neither engage in, nor facilitate, nor fail to take reasonable steps to prevent:
18.1.119.1.1. any action or any course of conduct that has the effect, or may be expected to have the effect, of artificially and/or abnormally moving the price or value of any securities admitted to the Market or any instrument underlying such securities or the level of any index of which such securities are a component;
18.1.219.1.2. entering artificial orders or otherwise entering into or causing any artificial transaction;
18.1.319.1.3. reporting a fictitious transaction or any other false data to the Market or other competent authority or causing such data to be input into any of their systemssystems ;
18.1.419.1.4. any action or any course of conduct that creates or may reasonably be expected to create any false or misleading impression as to the market in, or price or value of, any securities;
18.1.519.1.5. any other action or any other course of conduct that may damage the integrity and the transparency of the Market; or
18.1.619.1.6. Agreeing or acting in concert with, or providing any assistance to, any person with a view to or in connection with any action or course of conduct referred to in clauses 18.1 19.1 to 18.1.5 19.1.5 inclusive.
Appears in 1 contract
Samples: Trading Agreement
Market Obligations. β With respect to use of the Trading Systems which may give direct connectivity to a Market Market, you shall neither engage in, nor facilitate, nor fail to take reasonable steps to prevent:
18.1.1. any action or any course of conduct that has the effect, or may be expected to have the effect, of artificially and/or abnormally moving the price or value of any securities admitted to the Market or any instrument underlying such securities or the level of any index of which such securities are a component;
18.1.2. entering artificial orders or otherwise entering into or causing any artificial transaction;
18.1.3. reporting a fictitious transaction or any other false data to the Market or other competent authority or causing such data to be input into any of their systems;
18.1.4. any action or any course of conduct that creates or may reasonably be expected to create any false or misleading impression as to the market in, or price or value of, any securities;
18.1.5. any other action or any other course of conduct that may damage the integrity and the transparency of the Market; or
18.1.6. Agreeing agreeing or acting in concert with, or providing any assistance to, any person with a view to or in connection with any action or course of conduct referred to in clauses 18.1 to 18.1.5 inclusive.
Appears in 1 contract
Samples: Client Service Agreement
Market Obligations. With respect to use of the Trading Systems which may give direct connectivity to a Market you shall neither engage in, nor facilitate, nor fail to take reasonable steps to prevent:
18.1.1. any action or any course of conduct that has the effect, or may be expected to have the effect, of artificially and/or abnormally moving the price or value of any securities admitted to the Market or any instrument underlying such securities or the level of any index of which such securities are a component;
18.1.2. entering artificial orders or otherwise entering into or causing any artificial transaction;
18.1.3. reporting a fictitious transaction or any other false data to the Market or other competent authority or causing such data to be input into any of their systemssystems ;
18.1.4. any action or any course of conduct that creates or may reasonably be expected to create any false or misleading impression as to the market in, or price or value of, any securities;
18.1.5. any other action or any other course of conduct that may damage the integrity and the transparency of the Market; or
18.1.6. Agreeing or acting in concert with, or providing any assistance to, any person with a view to or in connection with any action or course of conduct referred to in clauses 18.1 to 18.1.5 inclusive.
Appears in 1 contract
Samples: Trading Agreement
Market Obligations. With respect to use of the Trading Systems which may give direct connectivity to a Market you shall neither engage in, nor facilitate, nor fail to take reasonable steps to prevent:
18.1.1. (a) any action or any course of conduct that has the effect, or may be expected to have the effect, of artificially and/or abnormally moving the price or value of any securities admitted to the Market or any instrument underlying such securities or the level of any index of which such securities are a component;
18.1.2. (b) entering artificial orders or otherwise entering into or causing any artificial transaction;
18.1.3. (c) reporting a fictitious transaction or any other false data to the Market or other competent authority or causing such data to be input into any of their systems;
18.1.4. (d) any action or any course of conduct that creates or may reasonably be expected to create any false or misleading impression as to the market in, or price or value of, any securities;
18.1.5. (e) any other action or any other course of conduct that may damage the integrity and the transparency of the Market; or
18.1.6. Agreeing (f) agreeing or acting in concert with, or providing any assistance to, any person with a view to or in connection with any action or course of conduct referred to in clauses 18.1 paragraphs (a) to 18.1.5 (e) inclusive.
Appears in 1 contract
Samples: Customer Agreement