Execution Only. We deal on an execution only basis and do not advise on the merits of particular Transactions, or their taxation consequences.
Execution Only. We deal with you on an execution-only basis and will not make personal recommendations or advise on the merits or suitability of purchasing, selling or otherwise dealing in particular investments or executing particular Transactions, their legal, tax, accounting or other consequences or the composition of any account or any other rights or obligations attaching to such investments or Transactions. You should bear in mind that merely explaining the terms of a Transaction or Financial Instrument or its performance characteristics does not itself amount to advice on the merits of the investment.
Execution Only. Finst does not provide investment advice and does not manage the Balance. All services of Finst are on the basis of Execution Only. Client alone determines and bears the responsibility of the investment strategy and choices of Client. Client acknowledges that Finst will not provide advice to Client and that only Client is responsible for the transactions of Client. Investing on the basis of Execution Only may involve a higher risk.
Execution Only. We deal on an execution-only basis in relation to complex and non- complex products and do not advise on the merits of particular Transactions, or their taxation consequences. As you are an Eligible Counterparty we are not required to assess the appropriateness of a product or service that we provide to you but can assume that you have the expertise to choose the most appropriate product or service for yourself.
Execution Only. We will not advise you about the merits of a particular transaction we reasonably believe, when you give the order for the transaction, that you are not expecting such advice and are dealing on an execution only basis. Similarly, we will deal on an execution only basis where we believe that a particular transaction, as instructed by you, is not in accordance with your risk objectives. You may choose to change your account from execution only to advisory or vice-versa at any time by informing your broker. However, in the event that you change from advisory to execution only, any existing open advisory positions will be regarded as such for their corresponding sales.
Execution Only. Equiti UK may receive and transmit orders and provide execution-only brokerage services for transactions in Forex, Contracts for Difference and Precious Metals, and such other investments which we may notify to you from time to time (the “Services”). We may receive and transmit orders or deal as agent on your behalf (as a riskless principal, matched principal or otherwise) only for the purposes of the execution of transactions. We will not make personal recommendations or advise on the merits or suitability of purchasing, selling or otherwise dealing in particular investments or executing particular transactions, their legal, tax, accounting or other consequences or the composition of any account or any other rights or obligations attaching to such investments or transactions. You should bear in mind that merely explaining the terms of a transaction or investment or its performance characteristics does not itself amount to advice on the merits of the investment.
Execution Only no advisory services
Execution Only. Where the transactions are not booked as ‘advisory’, it shall be categorized as ‘Execution Only’ and the following need to be followed:
i. The distributor has information to believe that the transaction is not appropriate for the customer, a written communication be made to the investor regarding the unsuitability of the product and such communication shall have to be duly acknowledged and accepted by investor.
ii. A customer confirmation to the effect that the transaction is ‘execution only’ notwithstanding the advice of inappropriateness from that distributor be obtained prior to execution of the transaction.
iii. That on all such ‘execution only’ transaction, the customer is not required to pay the distributor anything other than the standard flat transaction charge as per the Scheme Information Document of the Fund.
Execution Only. Finalto does not provide the investment services of “investment advice” and “portfolio management”. In respect to each Transaction, we will deal with you solely on execution only basis. We will not advise on the merits of any Transaction or the taxation or other consequences hereof. Any information you receive from us will not constitute investment advice, and nothing in this agreement shall be construed as advising to enter into a Transaction or other service provided by Finalto.
Execution Only. If you have not completed our Financial Questionnaire, you will be deemed to be trading on an execution-only basis. You will therefore not benefit from the protections of the FSC rules relating to suitability, which would otherwise require GAM to ensure that a product is suitable for you when taking into account your financial situation and your investment objectives. We will accept no responsibility for advising you as to the merits of any investment or transaction. We do not accept responsibility on a continuing basis for advising on the composition of your account or portfolio. You will still benefit from the protections of the FSC rules relating to appropriateness that requires GAM to ensure that a complex investment service is appropriate for you when taking into account your knowledge and experience in the relevant investment field.
