MEMBERSHIP IN THE FINANCIAL INDUSTRY REGULATORY AUTHORITY. The Fund recognizes that the Distributor is now a member of the Financial Industry Regulatory Authority, and in the conduct of its duties under this Agreement the Distributor is subject to the various rules, orders and regulations of such organization. The right to determine whether such membership should or should not continue, or to join other organizations, is reserved by the Distributor.
Appears in 11 contracts
Samples: Distribution Agreement (Principal Diversified Select Real Asset Fund), Distribution Agreement (Principal Diversified Select Real Asset Fund), Distribution Agreement (Principal Funds Inc)
MEMBERSHIP IN THE FINANCIAL INDUSTRY REGULATORY AUTHORITY. The Fund recognizes that the Distributor is now a member of the Financial Industry Regulatory Authority, and in the conduct of its duties under this Agreement the Distributor is subject to the various rules, orders orders, and regulations of such organization. The right to determine whether such membership should or should not continue, or to join other organizations, is reserved by the Distributor.
Appears in 1 contract
Samples: Distribution Agreement (Principal Private Credit Fund I)
