Mutual Fund Services. USBGFS shall provide the following accounting services to the Trust with respect to each mutual Fund:
Mutual Fund Services. ================================================================================ SHAREHOLDER ACCOUNTING SERVICES LOAD FUNDS ANNUAL FEE SCHEDULE o $16.00 per shareholder account o Minimum annual fee of $24,000 for the first Fund and $10,000 for each additional Fund. o Plus out-of-pocket expenses, including but not limited to: o Telephone - toll-free lines o Postage o Programming o Stationery/envelopes o Mailing o Insurance o Proxies o Retention of records o Microfilm/fiche of records o Special reports o All other out-of-pocket expenses o ACH fees o Fees are billed monthly ================================================================================
Mutual Fund Services. ================================================================================ SHAREHOLDER FEES (CHARGED TO INVESTORS) Defined Contribution 403(b)(7), 401(k) IRA XXXOUNTS PLAN ACCOUNTS ------------ ------------- I. Qualified Plan Fees Annual maintenance fee per account $ 12.50 $ 12.50 Transfer to successor trustee 15.00 15.00 Distribution to a participant (exclusive of systematic withdrawal plans) 15.00 15.00 Refund of excess contribution 15.00 15.00
Mutual Fund Services. ================================================================================ SHAREHOLDER ACCOUNTING SERVICES AUTOMATIC INVESTMENT PLAN PROCESSING ACH SERVICE o Automatic Investment Plan o Telephone Purchase, Liquidation o EFT Payments of Dividends, Capital Gains, SWP's o $125.00 per month per Fund group o $.50 per account set-up and/or change o $0.50 per item for AIP purchases o $0.35 per item for EFT payments, purchases o $3.50 per correction, reversal, or return item o Fees are billed monthly ================================================================================ 12.6.0 FIRSTAR
Mutual Fund Services. (I) USBGFS shall provide the following transfer agent and dividend disbursing agent services to the Trust with respect to each Fund:
Mutual Fund Services. Mutual Fund Per Position Fee6 *********
Mutual Fund Services. SCHEDULE OF FEES Custody: Three Basis Points (3 BPS) on Net Asset Value Transactions Depository Eligible $0.00 Depository Ineligible $0.00 Disbursements $15.00 Minimum Fee $3,500,00 per annum *A transaction is defined as any activity affecting assets, such as purchase, sale tender offer, stock dividend, free deliveries, maturity, exchange, redemption, etc. Fees for foreign securities, foreign exchange transactions, international wires and nonstandard services are quoted separately. MARKETOCRACY CAPITAL MANAGEMENT LLC Investment Adviser and Administrator to Marketocracy Fun BY: /s/ Xxxxxx X. Xxxxxx Xxxxxx X. Xxxxxx, President Date: December 17, 0000 XXXXX XXXX XX XXXXXXXXXX, N.A. BY:/s/ Xxxx X. Xxxxxxxx Xxxx X. Xxxxxxxx, Vice President By: /s/ Xxxx X. Xxxxxxx Xxxx. X. Xxxxxxx, Senior Vice President Date: December 19, 0000 XXXXX XXXX XX XXXXXXXXXX, N.A Marketocracy_Funds_Agmt_v5.doc Institutional Securities Services
