Common use of NASD Clearance Clause in Contracts

NASD Clearance. By the Effective Date, the Underwriter shall have received clearance from the NASD as to the amount of compensation allowable or payable to the Underwriter as described in the Registration Statement.

Appears in 15 contracts

Samples: Underwriting Agreement (Shermen WSC Acquisition Corp), Underwriting Agreement (Shermen WSC Acquisition Corp), Underwriting Agreement (Oracle Healthcare Acquisition Corp.)

AutoNDA by SimpleDocs

NASD Clearance. By the Effective Date, the Underwriter Underwriters shall have received clearance from the NASD as to the amount of compensation allowable or payable to the Underwriter Underwriters as described in the Registration Statement.

Appears in 11 contracts

Samples: Underwriting Agreement (Gurunet Corp), Underwriting Agreement (AeroGrow International, Inc.), Underwriting Agreement (Shermen WSC Acquisition Corp)

NASD Clearance. By the Effective Date, the Underwriter shall have received clearance from the NASD as to the amount of compensation allowable or payable to the Underwriter Underwriters as described in the Registration Statement.

Appears in 4 contracts

Samples: Underwriting Agreement (Restaurant Acquisition Partners, Inc.), Underwriting Agreement (Restaurant Acquisition Partners, Inc.), Underwriting Agreement (Restaurant Acquisition Partners, Inc.)

NASD Clearance. By the Effective Date, the Underwriter shall have received clearance from the NASD as to the fairness of the amount of compensation allowable or payable to the Underwriter as described in the Registration Statement.

Appears in 2 contracts

Samples: Underwriting Agreement (Viragen Inc), Underwriting Agreement (Viragen Inc)

NASD Clearance. By the Effective Closing Date, the Underwriter shall have received clearance from the NASD as to the amount of compensation allowable or payable to the Underwriter as described in the Registration Statement.

Appears in 2 contracts

Samples: Underwriting Agreement (Compu Dawn Inc), Compu Dawn Inc

NASD Clearance. By the Effective DateDxxx, the xxe Underwriter shall have received clearance from the NASD as to the amount of compensation allowable or payable to the Underwriter as described in the Registration Statement.

Appears in 1 contract

Samples: North American Insurance Leaders, Inc.

NASD Clearance. By On or before the Effective Date, the Underwriter Underwriters shall have received clearance from the NASD as to the amount of compensation allowable or payable to the Underwriter Underwriters as described in the Registration Statement.

Appears in 1 contract

Samples: Underwriting Agreement (Puro Water Group Inc)

NASD Clearance. By the Effective Closing Date, the Underwriter Underwriters shall have received clearance from the NASD as to the amount of compensation allowable or payable to the Underwriter Underwriters as described in the Registration Statement.

Appears in 1 contract

Samples: Underwriting Agreement (Havana Group Inc)

AutoNDA by SimpleDocs

NASD Clearance. By On or before the Effective Date, the Underwriter shall have received clearance from the NASD as to the amount of compensation allowable or payable to the Underwriter as described in the Registration Statement.

Appears in 1 contract

Samples: Underwriting Agreement (Puro Water Group Inc)

NASD Clearance. By the Effective Date, (i) the Underwriter Underwriters shall have received clearance from the NASD as to the amount of compensation allowable or payable to the Underwriter Underwriters as described in the Registration Statement; and (ii) GBI shall have been approved as a qualified independent underwriter for this offering.

Appears in 1 contract

Samples: Underwriting Agreement (Shochet Holding Corp)

NASD Clearance. By the Effective Date, the Underwriter shall -------------- have received clearance from the NASD as to the amount of compensation allowable or payable to the Underwriter as described in the Registration Statement.

Appears in 1 contract

Samples: Underwriting Agreement (Specialty Catalog Corp)

NASD Clearance. By the Effective Date, (i) the Underwriter Underwriters shall have received clearance from the NASD as to the amount of compensation allowable or payable to the Underwriter Underwriters as described in the Registration Statement; and (ii) NII shall have been approved as a qualified independent underwriter for this offering.

Appears in 1 contract

Samples: Underwriting Agreement (Take to Auction Com Inc)

Draft better contracts in just 5 minutes Get the weekly Law Insider newsletter packed with expert videos, webinars, ebooks, and more!