NASD Clearance. By the Effective Date, the Underwriter shall have received clearance from the NASD as to the amount of compensation allowable or payable to the Underwriter as described in the Registration Statement.
Appears in 15 contracts
Samples: Underwriting Agreement (Shermen WSC Acquisition Corp), Underwriting Agreement (Shermen WSC Acquisition Corp), Underwriting Agreement (Ascend Acquisition Corp.)
NASD Clearance. By the Effective Date, the Underwriter Underwriters shall have received clearance from the NASD as to the amount of compensation allowable or payable to the Underwriter Underwriters as described in the Registration Statement.
Appears in 11 contracts
Samples: Underwriting Agreement (Gurunet Corp), Underwriting Agreement (Gurunet Corp), Underwriting Agreement (Shermen WSC Acquisition Corp)
NASD Clearance. By the Effective Date, the Underwriter shall have received clearance from the NASD as to the amount of compensation allowable or payable to the Underwriter Underwriters as described in the Registration Statement.
Appears in 4 contracts
Samples: Underwriting Agreement (Restaurant Acquisition Partners, Inc.), Underwriting Agreement (Restaurant Acquisition Partners, Inc.), Underwriting Agreement (Restaurant Acquisition Partners, Inc.)
NASD Clearance. By the Effective Date, the Underwriter shall have received clearance from the NASD as to the fairness of the amount of compensation allowable or payable to the Underwriter as described in the Registration Statement.
Appears in 2 contracts
Samples: Underwriting Agreement (Viragen Inc), Underwriting Agreement (Viragen Inc)
NASD Clearance. By the Effective Closing Date, the Underwriter shall have received clearance from the NASD as to the amount of compensation allowable or payable to the Underwriter as described in the Registration Statement.
Appears in 2 contracts
Samples: Underwriting Agreement (Compu Dawn Inc), Underwriting Agreement (Compu Dawn Inc)
NASD Clearance. By the Effective Closing Date, the Underwriter Underwriters shall have received clearance from the NASD as to the amount of compensation allowable or payable to the Underwriter Underwriters as described in the Registration Statement.
Appears in 1 contract
NASD Clearance. By On or before the Effective Date, the Underwriter Underwriters shall have received clearance from the NASD as to the amount of compensation allowable or payable to the Underwriter Underwriters as described in the Registration Statement.
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NASD Clearance. By the Effective Date, the Underwriter shall -------------- have received clearance from the NASD as to the amount of compensation allowable or payable to the Underwriter as described in the Registration Statement.
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NASD Clearance. By the Effective Date, (i) the Underwriter Underwriters shall have received clearance from the NASD as to the amount of compensation allowable or payable to the Underwriter Underwriters as described in the Registration Statement; and (ii) GBI shall have been approved as a qualified independent underwriter for this offering.
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NASD Clearance. By the Effective Date, (i) the Underwriter Underwriters shall have received clearance from the NASD as to the amount of compensation allowable or payable to the Underwriter Underwriters as described in the Registration Statement; and (ii) NII shall have been approved as a qualified independent underwriter for this offering.
Appears in 1 contract
NASD Clearance. By On or before the Effective Date, the Underwriter shall have received clearance from the NASD as to the amount of compensation allowable or payable to the Underwriter as described in the Registration Statement.
Appears in 1 contract
